本文選題：保理 + 債權(quán)讓與�。� 參考：《山東大學》2017年碩士論文

【摘要】：保理作為新型債權(quán)讓與融資類型,其與傳統(tǒng)的債權(quán)讓與制度并不完全一致。從最初的催收賬款服務(wù)保理到現(xiàn)在的隱蔽性保理、有追索權(quán)保理,保理業(yè)務(wù)種類也在不斷創(chuàng)新、發(fā)展。然而,實務(wù)的創(chuàng)新性和法律的滯后性必然會導致司法實踐中的漏洞百出,保理也不例外。我國法院對保理的性質(zhì)、保理的效力以及將來債權(quán)讓與等問題的處理一般都僅能依據(jù)《民法通則》或《合同法》之規(guī)定,此類案件審判結(jié)果通常較為死板,并不能對保理行業(yè)的發(fā)展起到有效的促進作用。因此,解決新型保理業(yè)務(wù)與法律滯后性之間的沖突就成了保理問題研究的關(guān)鍵。本文主要通過對保理性質(zhì)和存在的問題的分析,提出對保理債權(quán)讓與進行登記的管理模式。文章第一部分,先從保理的概念出發(fā),分析兩類較為特殊的保理業(yè)務(wù)類型,進而總結(jié)出保理的優(yōu)勢和法律性質(zhì),認定保理屬于一種新型的債權(quán)讓與。第二部分,關(guān)于保理業(yè)務(wù)中將來債權(quán)讓與問題,從比較法和保理司法審判實踐兩個角度,認定現(xiàn)今的保理業(yè)務(wù)應(yīng)當在制度層面適當開放將來債權(quán)讓與,即只要將來債權(quán)是有合理期待或"可鑒別"的,就應(yīng)當可以作為保理業(yè)務(wù)的客體。第三部分,是本文的重點,即保理債權(quán)讓與對債務(wù)人的效力以及對第三人的效力的分析。關(guān)于保理債權(quán)讓與對債務(wù)人的效力,讓與通知對抗原則更為合理,我國也采納了這種觀點;而保理債權(quán)讓與對第三人的效力方面,主要通過對日本、美國等適用登記對抗制度的國家債權(quán)讓與制度的分析,得出登記對抗制度的優(yōu)勢,為保理業(yè)務(wù)適用債權(quán)讓與登記制度的觀點提供實踐支撐。第四部分以天津試點區(qū)域為例,介紹國內(nèi)適用保理債權(quán)讓與登記制度的實例,提出債權(quán)讓與登記制度在我國也是可行的。第五部分,通過分析前文內(nèi)容,總結(jié)出保理登記對抗制度的優(yōu)劣勢,進而為我國保理債權(quán)讓與登記制度建設(shè)提出符合我國國情的制度設(shè)計,以解決我國保理業(yè)務(wù)中將來債權(quán)讓與問題以及債權(quán)讓與對抗第三人效力難以確定的問題�？傊�,保理作為新興的債權(quán)融資類型,仍處在發(fā)展、完善的階段,只有為其設(shè)立健全、合理的登記機制,才能最大程度發(fā)揮其效能,保障保理行業(yè)的健康運營。
[Abstract]:Factoring, as a new type of creditor's rights transfer financing, is not completely consistent with the traditional creditor's rights transfer system. From the initial collection of account service factoring to the current hidden factoring, there is recourse factoring, factoring business types are constantly innovation and development. However, the innovation of practice and the lag of law will inevitably lead to defects in judicial practice, factoring is no exception. The nature of factoring, the validity of factoring and the assignment of creditor's rights in the future can only be dealt with according to the provisions of General principles of Civil Law or contract Law, and the trial results of such cases are usually rather rigid. Can not play an effective role in promoting the development of factoring industry. Therefore, resolving the conflict between new factoring business and legal lag becomes the key of factoring research. Based on the analysis of the nature and problems of factoring, this paper puts forward the management mode of registration of the assignment of factoring creditor's rights. In the first part of the article, the author analyzes two special types of factoring business from the concept of factoring, then summarizes the advantages and legal nature of factoring, and concludes that factoring belongs to a new type of assignment of creditor's rights. The second part, on the issue of future assignment of creditor's rights in factoring business, from the perspective of comparative law and judicial trial practice of factoring, it concludes that today's factoring business should properly open up the assignment of future creditor's rights at the system level. That is, as long as the creditor's rights in the future are reasonably expected or identifiable, they should be regarded as the object of factoring business. The third part is the emphasis of this paper, namely, the effect of factoring creditor's right to debtor and the third party. With regard to the validity of the assignment of factoring creditor's rights to the debtor, the principle of adversarial notice of assignment is more reasonable, and our country has adopted this view, while the effect of the transfer of factoring claims on third parties is mainly through Japan. Based on the analysis of the national creditor's rights transfer system applicable to the registration confrontation system in the United States, the advantages of the registration confrontation system are obtained, which provide practical support for the viewpoint of applying the creditor's rights assignment and registration system to the factoring business. The fourth part takes Tianjin pilot area as an example, introduces the domestic application of factoring creditor's rights transfer registration system, and points out that the creditor's rights transfer registration system is also feasible in our country. The fifth part, through the analysis of the previous contents, summarizes the advantages and disadvantages of factoring registration confrontation system, and then puts forward the system design in accordance with the national conditions for the construction of factoring creditor's rights transfer and registration system. In order to solve the problem of future assignment of creditor's rights in factoring business in our country and the problem that the validity of assignment of creditor's rights against third parties is difficult to determine. In short, factoring, as a new type of creditor's rights financing, is still in the stage of development and perfection. Only by establishing a sound and reasonable registration mechanism for factoring, can the efficiency of factoring be maximized and the healthy operation of factoring industry be guaranteed.
【學位授予單位】：山東大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：D923.6

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