國際商事仲裁司法審查制度研究
發(fā)布時間：2019-06-02 07:38
【摘要】：論文討論了國際商事仲示司法審查的價值取向及主要內容,全文在結構上分為五章。寫作思路是對國際商事仲裁司法審查的理論和實踐進行實證和規(guī)范的考查,圍繞國際商事仲裁司法審查制度的一個主要價值目標、四個關鍵環(huán)節(jié)展開論述,并結合每一章討論的問題,對我國司法審查制度存在的相關問題和缺陷提出具有針對性的建構方案。 第一章討論國際商事仲裁司法審查的若干基本問題,圍繞司法審查的價值目標,主要討論三個問題。一是國際商事仲裁的概念,二是司法審查的概念,三是論述國際商事仲裁司法審查的正當性及適度性。寫作進路是通過厘清一些與研究主題相關的概念和法理的問題,理順司法與國際商事仲裁的相互關系,奠定司法審查制度價值取向的法理基礎。本章的重點是從法經濟學的角度分析論證司法審查的價值追求應該是支持仲裁,即法院或法官應傾向于盡可能由仲裁解決糾紛、傾向于認定仲裁協(xié)議有效；傾向于程序審查為主、實體審查為輔；傾向于承認與執(zhí)行裁決為主、拒絕承認與執(zhí)行仲裁裁決為輔。同時還對我國司法審查制度在立法理念方面的不足展開評述,提出我國應在國際、國內商事仲裁司法審查方面實行并軌,并在司法審查范圍上實行適度監(jiān)督模式的建構意見。 第二章專題論述對國際商事仲裁協(xié)議有效性的司法審查。仲裁協(xié)議是國際商事仲裁的基礎,也是司法審查的第一個關鍵環(huán)節(jié),因此,本章作為研究司法審查的具體內容的第一章來考查對仲裁協(xié)議有效性的司法審查。從傳統(tǒng)理論和各國的具體實踐來看,主流的做法是奉行依據當事人意思自治的原則來確定仲裁協(xié)議的準據法,同時以其他方式作為補充。法院對國際商事仲裁協(xié)議有效性監(jiān)督的具體內容包括：仲裁協(xié)議是否具備法定的形式要件和實質要件,仲裁協(xié)議有關內容是否符合可仲裁性的強制性規(guī)定等。在對我國司法審查制度進行比較分析的基礎上,本章提出了合理構建有關仲裁協(xié)議的形式和實質性要件的機制,并適當拓展可仲裁性范圍等立法建議。 第三章討論國際商事仲裁程序的司法審查問題。當事人在國際商事仲裁進行過程中也可能發(fā)生爭議。由于仲裁的民間性特點,人們往往會尋求司法的干預來保障仲裁程序的順利進行。本章主要討論司法對國際商事仲裁程序進行的積極協(xié)助與支持。在對我國的有關制度進行比較評析的基礎上,提出設立支持仲裁庭組成、合并仲裁制度、仲裁臨時措施等機制的建議。 第四章關于國際商事仲裁裁決的司法審查。仲裁裁決是司法審查的最重要焦點之一。一般來說,只有裁決地國法院才有權行使裁決的撤銷這種追訴權。因此,撤銷裁決涉及裁決的國籍識別問題。當前解決識別問題的主流標準是仲裁地標準,即仲裁地法院具有撤銷仲裁裁決的管轄權。只有具備普遍認可的撤銷條件,仲裁地法院才能撤銷裁決。傳統(tǒng)理論認為,已被撤銷后的裁決不再具有法律效力而被執(zhí)行,但一些區(qū)域協(xié)定已有創(chuàng)新規(guī)定,即對某些特殊的已被撤銷的裁決仍然賦予執(zhí)行力。本章對這些制度創(chuàng)新和實踐創(chuàng)新進行了評述,并在此基礎上,提出修改我國的仲裁裁決國籍識別制度、完善裁決撤銷理由制度、重構裁決異議審查報告制度等立法建議。 第五章關于承認與執(zhí)行國際商事仲裁裁決的司法審查。是否承認與執(zhí)行國際商事裁決是司法審查的最后環(huán)節(jié),也是最重要的環(huán)節(jié)。一般說來,承認與執(zhí)行裁決的司法審查權由被申請人國或者被執(zhí)行財產所在地國法院行使。如同對國際仲裁裁決的司法審查一樣,這也涉及裁決的國籍識別問題。比較通行的國籍判斷標準是1958年《承認和執(zhí)行外國仲裁裁決公約》(又稱《紐約公約》)確定的裁決作成地標準和非內國裁決標準。我國司法實踐日益趨近國際上的主流實踐,但在制度層面還存在一些不足,主要表現在：我國國際商事仲裁國籍識別標準采用仲裁機構國籍標準,與國際主流標準有很大差異,在操作實務上容易出現相互矛盾的情況；缺乏對非《紐約公約》裁決的具體規(guī)制；也缺乏對公共秩序政策適用、司法審查裁定的上訴制度等方面的具體規(guī)制等。本章針對這些問題提出了相應的建議。 論文的最后部分是結束語,也是對全文的總結。論文在這部分首先概括了各國關于國際商事仲裁司法審查的立法和司法實踐理念,即對國際商事仲裁的全力支持與適度監(jiān)督。接著勾勒了我國的司法審查制度應當引進的先進立法理念。最后,集中地對我國司法審查制度的幾個重點部分提出了綜合性的立法建議。
[Abstract]:The article discusses the value orientation and main content of the judicial review of the international commercial law, and the full text is divided into five chapters. The idea of writing is to examine the theory and practice of the judicial review of international commercial arbitration, and to discuss the four key links around the main value goal of the judicial review system of international commercial arbitration, and to combine the problems discussed in each chapter. The relevant problems and defects in the system of judicial review in China are put forward. The first chapter discusses some basic problems of judicial review of international commercial arbitration, and discusses three questions about the value goal of judicial review. The first is the concept of international commercial arbitration, the second is the concept of judicial review, and the third is to discuss the validity and the right of the judicial review of international commercial arbitration. The writing route is a legal basis for clarifying the relationship between the judicial and the international commercial arbitration, and laying the foundation for the value orientation of the judicial review system by clarifying some of the concepts and the legal theory related to the subject of the study. The focus of this chapter is to analyze the value pursuit of judicial review from the perspective of law economics. The value pursuit of judicial review should be to support the arbitration, that is, the court or the judge should be inclined to settle the dispute as much as possible, and it is inclined to find that the arbitration agreement is valid; it is preferred that the procedure review be the main, and the entity shall review it as the main body in favour of recognition and enforcement of that award, the refusal to recognize and enforce the arbitral award is At the same time, the author makes a comment on the insufficiency of the system of judicial review in China, and puts forward that China should adopt and track the judicial review of international and domestic commercial arbitration, and implement the construction of the appropriate supervision mode in the scope of judicial review. See chap. II. Thematic discussion on the effectiveness of the international commercial arbitration agreement The arbitration agreement is the basis of the international commercial arbitration and the first key link of judicial review. Therefore, this chapter is the first chapter of the specific content of the judicial review to examine the division of the validity of the arbitration agreement. From the traditional theory and the concrete practice of each country, the main approach is to follow the principle of self-government of the parties to determine the applicable law of the arbitration agreement, and to do so in other ways In order to supplement, the specific content of the court's supervision on the effectiveness of the international commercial arbitration agreement includes whether the arbitration agreement has the legal form and essential elements, and whether the relevant content of the arbitration agreement is in conformity with the enforceability of the arbitration agreement On the basis of the comparative analysis of the judicial review system in China, this chapter put forward the mechanism of reasonable construction of the form and the substantive elements of the arbitration agreement, and extended the scope of the arbitrability appropriately. Legal recommendations. Chapter III discusses the Division for International Commercial Arbitration in that course of the conduct of international commercial arbitration, the parties may also Disputes can occur. People tend to seek judicial intervention to guarantee the arbitration proceedings due to the folklore of the arbitration. The present chapter mainly discusses the positive effect of the administration of justice on the procedure of international commercial arbitration. On the basis of comparing and analyzing the relevant system of our country, this paper puts forward the establishment of supporting the arbitration tribunal, combining the arbitration system, the arbitration interim measure and so on. Recommendations of the mechanism. Chapter IV on international commercial arbitration Judicial review of the award. The arbitral award is a judicial review. One of the most important focuses. In general, only the court of the State of the country has the right to exercise its decision. The right to appeal is to be withdrawn. Therefore, the revocation of the award relates to a decision The issue of the identification of nationality is the standard of the arbitration, that is, the court of the place of arbitration has the withdrawal of the secondary. The jurisdiction of the award. There is only a general recognition of the conditions of the revocation, the method of arbitration, The court can revoke the ruling. The traditional theory holds that the award that has been revoked no longer has the legal effect and is implemented, but some regional agreements have provided for innovative provisions, that is, for certain special, revoked decisions In this chapter, the innovation and practice of these systems are reviewed, and on this basis, it is proposed to modify the recognition system of the nationality of the arbitration award of our country, to improve the system of the revocation of the decision and to reconstitute the report on the review of the objection of the decision. Legislative recommendations, such as the system. Chapter V deals with the recognition and enforcement of international commercial law Judicial review of arbitral awards. The recognition and enforcement of international commercial decisions is the final part of the judicial review It is also the most important part. In general, the right to a judicial review of the recognition and enforcement of a decision is made by the respondent State or the subject of execution in that case of a judicial review of an international arbitral award, this also concern The question of the identification of the nationality of the award. The comparison of the criteria for the determination of the nationality of the passage of nationality is a landmark in the determination made in 1958 of the Convention on the Recognition and Enforcement of Foreign Arbitral Awards (also referred to as the New York Convention) China's judicial practice is increasingly close to the international mainstream practice, but there are still some shortcomings in the system level. The main performance is that the international commercial arbitration nationality recognition standard of our country adopts the nationality standard of the arbitration institution, and it is the same as that of the international There is a significant difference in the mainstream standards, which are prone to conflicting situations in the practice of operation; the lack of specific regulations for non-New York Convention and decisions; and the lack of an appeal system for the application of public order policies and the judicial review of decisions And so on. This chapter is for these questions. The final part of the paper is the knot. In this part, the author summarizes the legislative and judicial practice of the judicial review of international commercial arbitration, that is, the international commercial secondary. The full support and moderate supervision of the cut-off, and then outlines the system of judicial review in our country. The advanced legislative idea that should be introduced. At last, some key parts of the judicial review system of our country
【學位授予單位】：武漢大學
【學位級別】：博士
【學位授予年份】：2014
【分類號】：D997.4
本文編號：2490933
[Abstract]:The article discusses the value orientation and main content of the judicial review of the international commercial law, and the full text is divided into five chapters. The idea of writing is to examine the theory and practice of the judicial review of international commercial arbitration, and to discuss the four key links around the main value goal of the judicial review system of international commercial arbitration, and to combine the problems discussed in each chapter. The relevant problems and defects in the system of judicial review in China are put forward. The first chapter discusses some basic problems of judicial review of international commercial arbitration, and discusses three questions about the value goal of judicial review. The first is the concept of international commercial arbitration, the second is the concept of judicial review, and the third is to discuss the validity and the right of the judicial review of international commercial arbitration. The writing route is a legal basis for clarifying the relationship between the judicial and the international commercial arbitration, and laying the foundation for the value orientation of the judicial review system by clarifying some of the concepts and the legal theory related to the subject of the study. The focus of this chapter is to analyze the value pursuit of judicial review from the perspective of law economics. The value pursuit of judicial review should be to support the arbitration, that is, the court or the judge should be inclined to settle the dispute as much as possible, and it is inclined to find that the arbitration agreement is valid; it is preferred that the procedure review be the main, and the entity shall review it as the main body in favour of recognition and enforcement of that award, the refusal to recognize and enforce the arbitral award is At the same time, the author makes a comment on the insufficiency of the system of judicial review in China, and puts forward that China should adopt and track the judicial review of international and domestic commercial arbitration, and implement the construction of the appropriate supervision mode in the scope of judicial review. See chap. II. Thematic discussion on the effectiveness of the international commercial arbitration agreement The arbitration agreement is the basis of the international commercial arbitration and the first key link of judicial review. Therefore, this chapter is the first chapter of the specific content of the judicial review to examine the division of the validity of the arbitration agreement. From the traditional theory and the concrete practice of each country, the main approach is to follow the principle of self-government of the parties to determine the applicable law of the arbitration agreement, and to do so in other ways In order to supplement, the specific content of the court's supervision on the effectiveness of the international commercial arbitration agreement includes whether the arbitration agreement has the legal form and essential elements, and whether the relevant content of the arbitration agreement is in conformity with the enforceability of the arbitration agreement On the basis of the comparative analysis of the judicial review system in China, this chapter put forward the mechanism of reasonable construction of the form and the substantive elements of the arbitration agreement, and extended the scope of the arbitrability appropriately. Legal recommendations. Chapter III discusses the Division for International Commercial Arbitration in that course of the conduct of international commercial arbitration, the parties may also Disputes can occur. People tend to seek judicial intervention to guarantee the arbitration proceedings due to the folklore of the arbitration. The present chapter mainly discusses the positive effect of the administration of justice on the procedure of international commercial arbitration. On the basis of comparing and analyzing the relevant system of our country, this paper puts forward the establishment of supporting the arbitration tribunal, combining the arbitration system, the arbitration interim measure and so on. Recommendations of the mechanism. Chapter IV on international commercial arbitration Judicial review of the award. The arbitral award is a judicial review. One of the most important focuses. In general, only the court of the State of the country has the right to exercise its decision. The right to appeal is to be withdrawn. Therefore, the revocation of the award relates to a decision The issue of the identification of nationality is the standard of the arbitration, that is, the court of the place of arbitration has the withdrawal of the secondary. The jurisdiction of the award. There is only a general recognition of the conditions of the revocation, the method of arbitration, The court can revoke the ruling. The traditional theory holds that the award that has been revoked no longer has the legal effect and is implemented, but some regional agreements have provided for innovative provisions, that is, for certain special, revoked decisions In this chapter, the innovation and practice of these systems are reviewed, and on this basis, it is proposed to modify the recognition system of the nationality of the arbitration award of our country, to improve the system of the revocation of the decision and to reconstitute the report on the review of the objection of the decision. Legislative recommendations, such as the system. Chapter V deals with the recognition and enforcement of international commercial law Judicial review of arbitral awards. The recognition and enforcement of international commercial decisions is the final part of the judicial review It is also the most important part. In general, the right to a judicial review of the recognition and enforcement of a decision is made by the respondent State or the subject of execution in that case of a judicial review of an international arbitral award, this also concern The question of the identification of the nationality of the award. The comparison of the criteria for the determination of the nationality of the passage of nationality is a landmark in the determination made in 1958 of the Convention on the Recognition and Enforcement of Foreign Arbitral Awards (also referred to as the New York Convention) China's judicial practice is increasingly close to the international mainstream practice, but there are still some shortcomings in the system level. The main performance is that the international commercial arbitration nationality recognition standard of our country adopts the nationality standard of the arbitration institution, and it is the same as that of the international There is a significant difference in the mainstream standards, which are prone to conflicting situations in the practice of operation; the lack of specific regulations for non-New York Convention and decisions; and the lack of an appeal system for the application of public order policies and the judicial review of decisions And so on. This chapter is for these questions. The final part of the paper is the knot. In this part, the author summarizes the legislative and judicial practice of the judicial review of international commercial arbitration, that is, the international commercial secondary. The full support and moderate supervision of the cut-off, and then outlines the system of judicial review in our country. The advanced legislative idea that should be introduced. At last, some key parts of the judicial review system of our country
【學位授予單位】：武漢大學
【學位級別】：博士
【學位授予年份】：2014
【分類號】：D997.4
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