【摘要】：公共政策是一個非常復雜、模糊且廣泛的概念,在不同的學科中有著不同的含義和解釋。國際商事仲裁中的公共政策體現的是特定國家在特定時期、特定問題上的根本利益,是各國為保護基本的政治、經濟、法律制度和道德觀念的“安全閥”。然而各國的國情不同,對最基本原則和利益的認識不一致,各國立法和國際公約也都未對公共政策作出明確的解釋和界定,導致在公共政策具體適用中出現差異。國際商事仲裁制度的基礎在于當事人意思自治,而公共政策一定程度上抑制這種自治性。研究國際商事仲裁中的公共政策,不論是對本國根本利益的保護,還是對更好的構建商事仲裁價值體系都是有意義的。 公共政策在國際商事仲裁領域的適用是非常廣泛的,本文從可仲裁性、仲裁法律適用、承認和執(zhí)行國際商事仲裁裁決三方面詳細論述公共政策的適用。可仲裁性方面主要研究公共政策在反壟斷爭議、知識產權侵權爭議、商業(yè)賄賂合同爭議的適用,反映目前可仲裁性事項范圍的不斷擴大,公共政策也逐漸放開對其的限制。根據歐美國家最近的實踐和立法表明,公共政策和可仲裁性的關系正逐步呈現出相脫離的趨勢。仲裁法律適用方面主要從公共政策對仲裁協(xié)議法律適用、仲裁程序法律適用、仲裁實體法律適用的限制展開論述。公共政策在承認與執(zhí)行商事仲裁裁決領域的運用是最廣泛的,本文從《紐約公約》和《示范法》入手,再到《關于以公共政策為由拒絕執(zhí)行國際仲裁裁決的最終報告》,分析公共政策適用的限制,有助于更加準確的援引公共政策。 中國國內立法和司法實踐中都有公共政策的體現,但是與其他仲裁走在前列的國家和地區(qū)相比,關于公共政策立法表達不一致、可仲裁性限制較多等方面表明仍存在需要改進的地方,立法的缺陷將對司法實踐帶來一定的負面影響。本文分別從可仲裁性、仲裁法律適用、承認和執(zhí)行國際商事仲裁裁決三方面分析公共政策在中國適用的現狀,并提出了進一步的參考意見。
[Abstract]:Public policy is a very complex, vague and broad concept with different meanings and interpretations in different disciplines. The public policy in international commercial arbitration embodies the fundamental interests of a particular country in a specific period and a particular issue, and is a "safety valve" for countries to protect their basic political, economic, legal system and moral concepts. However, the national conditions of different countries, the most basic principles and interests of the understanding is inconsistent, national legislation and international conventions have not made a clear interpretation and definition of public policy, leading to differences in the specific application of public policy. The basis of international commercial arbitration system is party autonomy, which is restrained to some extent by public policy. It is meaningful to study the public policy in international commercial arbitration, not only to protect the fundamental interests of our country, but also to construct a better value system of commercial arbitration. The application of public policy in the field of international commercial arbitration is very extensive. This paper discusses the application of public policy in detail from three aspects: arbitrability, application of arbitration law and recognition and enforcement of international commercial arbitration awards. In the aspect of arbitrability, the application of public policy in antitrust disputes, intellectual property rights infringement disputes and commercial bribery contract disputes is mainly studied, which reflects the expanding scope of arbitrability matters and the gradual liberalization of public policy restrictions on them. According to the recent practice and legislation in Europe and America, the relationship between public policy and arbitrability is gradually showing a trend of separation. The application of arbitration law is mainly discussed from the public policy on the application of the law of arbitration agreement, the application of law of arbitration procedure and the limitation of the application of law of arbitration entity. The application of public policy in the field of recognition and enforcement of commercial arbitral awards is the most extensive. This paper starts with the New York Convention and the Model Law, and then to the final report on refusal to enforce International Arbitral Awards on the grounds of Public Policy. Analysis of the limitations of public policy application will help to invoke public policy more accurately. China's domestic legislation and judicial practice both reflect public policy, but compared with other countries and regions where arbitration is at the forefront, the expression of public policy legislation is inconsistent. The limitation of arbitrability indicates that there are still some problems to be improved, and the defects of the legislation will bring some negative effects to the judicial practice. This paper analyzes the current situation of the application of public policy in China from the aspects of arbitrability, application of arbitration law, recognition and enforcement of international commercial arbitration awards, and puts forward further suggestions.
【學位授予單位】：華東政法大學
【學位級別】：碩士
【學位授予年份】：2011
【分類號】：D997.4

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本文編號：2428196