【摘要】：國(guó)際投資領(lǐng)域,最惠國(guó)待遇概括來說是指東道國(guó)對(duì)外國(guó)投資者實(shí)行的待遇不低于其已經(jīng)給予或?qū)⒔o予第三國(guó)投資者的待遇。目前有效的投資條約,對(duì)最惠國(guó)待遇標(biāo)準(zhǔn)能否擴(kuò)張適用于投資爭(zhēng)端解決的程序事項(xiàng)未作明確規(guī)定,因此對(duì)此問題無論在理論上還是司法實(shí)踐中均存在困境和爭(zhēng)議。 本文運(yùn)用分析和比較的方法,主要從理論、實(shí)踐方面,對(duì)最惠國(guó)待遇擴(kuò)大適用對(duì)爭(zhēng)端解決程序的影響和我國(guó)可以采取的防范措施等問題進(jìn)行了探討。 文章一共分為四個(gè)部分:第一部分從理論方面對(duì)一般意義及國(guó)際投資領(lǐng)域中的最惠國(guó)待遇的基本含義、適用范圍等進(jìn)行了分析,回顧了最惠國(guó)待遇原則的起源,以典型案例“Maffezini v. Spain”案為主要切入點(diǎn),討論最惠國(guó)待遇擴(kuò)張適用于投資爭(zhēng)端解決程序的問題產(chǎn)生過程及隨之而來的理論上的模糊和爭(zhēng)議,對(duì)最惠國(guó)待遇擴(kuò)大適用加以界定;第二部分從ICSID的仲裁實(shí)踐入手,對(duì)支持和反對(duì)最惠國(guó)待遇擴(kuò)大適用的觀點(diǎn)和理由進(jìn)行歸納,并對(duì)爭(zhēng)議的一些焦點(diǎn)問題比如條約的解釋方法、對(duì)優(yōu)惠的認(rèn)定等進(jìn)行了探討;第三部分以現(xiàn)有的投資條約中的程序事項(xiàng)的規(guī)定為基礎(chǔ),分析了最惠國(guó)待遇擴(kuò)大適用對(duì)爭(zhēng)端解決程序適用的影響;第四部分立足我國(guó)締約實(shí)踐,提出采取防范措施的建議,包括在立法中明確我國(guó)的立場(chǎng),根據(jù)締約國(guó)家的不同情況采用不同的規(guī)定,同時(shí)關(guān)注條約溯及力的問題,運(yùn)用溯及力原則對(duì)最惠國(guó)待遇的擴(kuò)大適用加以限制,提高自身參與國(guó)際爭(zhēng)端解決的能力,以降低因條約規(guī)定不明給我國(guó)際投資活動(dòng)帶來的風(fēng)險(xiǎn)。
[Abstract]:In the field of international investment, MFN treatment generally refers to the treatment that the host country has given or will give to foreign investors. Whether the MFN standard can be extended to the settlement of investment disputes is not clearly stipulated in the current effective investment treaties, so there are difficulties and disputes in both theory and judicial practice. By means of analysis and comparison, this paper discusses the influence of the extended application of most-favoured-nation treatment on the dispute settlement procedure and the preventive measures that can be taken by our country from the aspects of theory and practice. The article is divided into four parts: the first part analyzes the general meaning and the basic meaning and application scope of MFN treatment in the field of international investment, and reviews the origin of MFN principle. Taking the typical case of "Maffezini v. Spain" as the main breakthrough point, this paper discusses the process of the expansion of MFN treatment in the process of investment dispute settlement and the theoretical ambiguity and controversy that follows, and defines the extended application of MFN treatment. The second part starts with the arbitration practice of ICSID, summarizes the viewpoints and reasons of supporting and opposing the application of MFN, and probes into some key issues in dispute, such as the interpretation method of treaties, the confirmation of preferential treatment and so on. The third part, based on the provisions of the existing investment treaties on procedural matters, analyzes the impact of the expanded application of MFN treatment on the application of dispute settlement procedures; The fourth part is based on the practice of contracting in our country, and puts forward some suggestions of taking preventive measures, including clarifying our country's position in legislation, adopting different provisions according to the different situations of the contracting countries, and paying attention to the retroactive effect of the treaty at the same time. The principle of retroactive effect is applied to restrict the application of MFN treatment and to improve its ability to participate in the settlement of international disputes so as to reduce the risks brought to our international investment by the unspecified provisions of treaties.
【學(xué)位授予單位】：中國(guó)政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類號(hào)】：D996.4

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