【摘要】：本文擬對海峽兩岸金融領(lǐng)域內(nèi)的合作之法律制度沿革和現(xiàn)狀進行對比,探究ECFA協(xié)議簽署后兩岸金融合作法制建設(shè)的方向,分析ECFA給兩岸金融合作法制建設(shè)帶來的機遇和挑戰(zhàn),研究借鑒CEPA內(nèi)容和實踐情況完善兩岸金融合作法制建設(shè)的可能性,為建設(shè)海峽兩岸金融合作法制提出建議。 全文共分為導(dǎo)言和正文兩個部分。正文分為四章。 第一章考察了大陸和臺灣金融合作及其法制建設(shè)的狀況,介紹了大陸和臺灣各自關(guān)于兩岸金融合作主要法律法規(guī)的內(nèi)容。該章首先回顧了海峽兩岸近年來的金融合作發(fā)展情況,兩岸間的金融合作水平還處于比較低級的階段,其原因主要在于臺灣當(dāng)局對與大陸進行金融交流與合作持消極的態(tài)度,造成兩岸金融合作一直無法順利發(fā)展,處于一種單向、不對稱的狀態(tài)中,這也是兩岸金融合作法制建設(shè)一直沒有得到完善的主要原因之一。ECFA協(xié)議簽署后,兩岸迎來金融合作的黃金時期,當(dāng)務(wù)之急是盡快完善兩岸金融合作的法制建設(shè),為大陸與臺灣金融合作提供有力的制度保障。其次,該章介紹了大陸與臺灣關(guān)于金融合作的一些主要法律法規(guī)。 第二章主要研究ECFA下兩岸金融法制建設(shè)的方向。目前大陸方面的涉臺金融法律法規(guī)層級不高,且沒有一部專門的涉臺金融法規(guī)。臺灣則在2010年時頒布了“金融三法”,特別適用于與大陸的所有金融合作與交流。兩岸目前的金融合作法制只局限于金融市場操作層面,需要完善金融執(zhí)法懲處方面的法律制度。總之,ECFA簽署后,兩岸當(dāng)局皆需修改現(xiàn)有的關(guān)于金融合作的法律法規(guī),以滿足金融合作快速發(fā)展的需要。但是,ECFA也給完善兩岸金融合作法制建設(shè)帶來了難得的機遇,兩岸應(yīng)借此加快建設(shè)金融監(jiān)管合作的法律制度。同時,可以在大陸的特定領(lǐng)域,比如福建省,先行先試制訂海峽兩岸金融合作的法律制度,為推廣到大陸全境積累立法和執(zhí)法經(jīng)驗。 第三章分析借鑒CEPA完善海峽兩岸金融合作法制建設(shè)的可行性。CEPA實施后,內(nèi)地與港澳間的金融合作發(fā)展順利,兩地間金融合作的法制建設(shè)也有長足進步。而CEPA的主旨與內(nèi)容與ECFA的目標(biāo)及規(guī)定具有相似性,因而CEPA對于兩岸金融合作法制建設(shè)具有現(xiàn)實的借鑒意義。 第四章通過考察兩岸銀行、證券、保險三大金融業(yè)合作的歷史和現(xiàn)狀,對完善這三大金融業(yè)合作的法制建設(shè)進行分析并提出建議。
[Abstract]:This paper compares the evolution and present situation of the legal system of the financial cooperation between the two sides of the Taiwan Strait, probes into the direction of the legal construction of the financial cooperation between the two sides after the signing of the ECFA Agreement, and analyzes the opportunities and challenges brought by the ECFA to the legal construction of the financial cooperation between the two sides of the strait. This paper studies the possibility of perfecting the legal system of cross-strait financial cooperation for reference to the content and practice of CEPA, and puts forward some suggestions for the construction of the legal system of financial cooperation between the two sides of the Taiwan Strait. The full text is divided into two parts: introduction and text. The text is divided into four chapters. The first chapter examines the situation of the financial cooperation between mainland and Taiwan and its legal construction, and introduces the contents of the main laws and regulations of the mainland and Taiwan on the financial cooperation between the two sides of the Taiwan Strait. This chapter first reviews the development of financial cooperation between the two sides of the Taiwan Strait in recent years. The level of financial cooperation between the two sides is still at a relatively low stage. The main reason is that the Taiwan authorities have a negative attitude towards financial exchanges and cooperation with the mainland. As a result, cross-strait financial cooperation has been unable to develop smoothly and is in a one-way and asymmetrical state. This is also one of the main reasons that the legal system for cross-strait financial cooperation has not been improved. After the signing of the ECFA Agreement, In the golden period of financial cooperation between the two sides of the Taiwan Strait, it is imperative to improve the legal system of financial cooperation between the two sides of the strait as soon as possible, so as to provide a strong institutional guarantee for the financial cooperation between the mainland and Taiwan. Secondly, this chapter introduces some major laws and regulations on financial cooperation between mainland and Taiwan. The second chapter mainly studies the direction of cross-straits financial legal system construction under ECFA. At present, the level of Taiwan-related financial laws and regulations is not high, and there is no special Taiwan-related financial regulations. In 2010, Taiwan promulgated the "three Financial Act", which is especially applicable to all financial cooperation and exchanges with the mainland. The current legal system of financial cooperation between the two sides of the strait is limited to the operation of the financial market, so it is necessary to perfect the legal system of financial law enforcement and punishment. In a word, after the signing of ECFA, authorities on both sides of the strait need to amend the existing laws and regulations on financial cooperation to meet the needs of rapid development of financial cooperation. However, ECFA also brings a rare opportunity to perfect the legal system of financial cooperation between the two sides of the strait, and the two sides should take this opportunity to speed up the construction of the legal system of financial supervision and cooperation. At the same time, in specific areas of the mainland, such as Fujian Province, we can first try to formulate a legal system for cross-strait financial cooperation, so as to accumulate legislative and law enforcement experience in order to extend it to the entire territory of the mainland. Chapter three analyzes the feasibility of perfecting the legal system of financial cooperation between the two sides of the Taiwan Strait by using CEPA for reference. After the implementation of CEPA, the financial cooperation between the mainland and Hong Kong and Macao has developed smoothly, and the legal construction of financial cooperation between the two places has also made great progress. The purport and content of CEPA are similar to the objectives and regulations of ECFA, so CEPA has practical significance for the construction of cross-strait financial cooperation legal system. The fourth chapter analyzes the history and present situation of the financial cooperation between banks, securities and insurance, and puts forward some suggestions on how to perfect the legal system of the three financial cooperation.
【學(xué)位授予單位】：華東政法大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2011
【分類號】：D922.28;D996.2

【引證文獻】

相關(guān)期刊論文 前1條

1 王曉東;;ECFA視角下海峽兩岸的金融合作[J];開放導(dǎo)報;2012年06期

，

本文編號：2317030