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論被撤銷的國際商事仲裁裁決及其承認(rèn)與執(zhí)行

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【摘要】:仲裁作為一種獨(dú)立于訴訟外的糾紛解決方式,其具有的自治性特點(diǎn)決定了其必然要受到國家的司法監(jiān)督,而撤銷仲裁裁決制度便是司法對仲裁進(jìn)行監(jiān)督的一種重要方式。因?yàn)閲H商事仲裁涉及到不同國家之間的關(guān)系,而各國對于撤銷仲裁裁決的理由規(guī)定各不相同,對于被撤銷的仲裁裁決的效力認(rèn)定的標(biāo)準(zhǔn)和依據(jù)也存在差異。因此,現(xiàn)實(shí)中就出現(xiàn)了一些國家對已經(jīng)被仲裁裁決地國家撤銷的國際商事仲裁進(jìn)行承認(rèn)及執(zhí)行。 按照傳統(tǒng)的仲裁理論來看,,因?yàn)橹俨貌脹Q的效力是依附于某個(gè)國家特定的法律體系內(nèi),一項(xiàng)仲裁裁決若是被裁決作出地國家的法律所撤銷,那該項(xiàng)仲裁裁決的效力就不復(fù)存在,不能再獲得承認(rèn)及執(zhí)行。然而,實(shí)踐中出現(xiàn)的對已經(jīng)被仲裁裁決作出地國家撤銷的仲裁裁決的承認(rèn)及執(zhí)行案例,使得傳統(tǒng)的仲裁理論受到了挑戰(zhàn),由此引發(fā)了學(xué)界對“已經(jīng)被撤銷的國際商事仲裁裁決是否還具有可行性”問題的爭論。本文主要是從理論,實(shí)踐以及結(jié)合我國的相關(guān)立法來對此問題進(jìn)行探討。 本文共包括四個(gè)章節(jié),第一章是對國際商事仲裁裁決撤銷制度的簡述,簡要論述了國際商事仲裁裁決的國籍、撤銷國際商事仲裁裁決的含義、國際上對撤銷商事仲裁裁決的相關(guān)立法以及對國際商事仲裁裁決撤銷權(quán)歸屬問題的分析等,為本文做好理論鋪墊。第二章主要是通過對國際商事仲裁裁決制度的存廢之爭以及在國際商事仲裁中撤銷仲裁裁決制度和承認(rèn)與執(zhí)行制度的不同來闡述國際商事仲裁裁決撤銷制度的意義。第三章為承認(rèn)及執(zhí)行被撤銷的國際商事仲裁裁決的實(shí)踐和其理論之爭。首先是對法國、美國執(zhí)行已經(jīng)被撤銷的國際商事仲裁裁決的案例進(jìn)行探討,其次是總結(jié)分析學(xué)界對承認(rèn)及執(zhí)行被撤銷的國際商事仲裁裁決的理論之爭,然后提出自己對該問題的認(rèn)識以及我國的態(tài)度。第四章通過分析我國在撤銷涉外仲裁中的撤銷事由的規(guī)定、審理撤銷仲裁裁決案件的程序、撤銷的法律后果等方面的立法現(xiàn)狀,提出一些對完善我國撤銷涉外仲裁裁決制度的建議。
[Abstract]:Arbitration, as a kind of dispute settlement method independent of litigation, has the autonomy characteristic that it must be subject to the judicial supervision of the country. The annulment of arbitration award system is an important way for judicial supervision of arbitration. Because the international commercial arbitration involves the relations between different countries, the different countries have different provisions on the reasons for setting aside the arbitral award, and the standards and bases for the determination of the validity of the set aside arbitral award are also different. Therefore, in reality, some countries recognize and enforce the international commercial arbitration which has been revoked by the country where the arbitral award is made. According to traditional arbitration theory, because the effect of an arbitral award is attached to a specific legal system of a country, if an arbitral award is set aside by the law of the country where the award is made, the validity of the arbitral award ceases to exist. Can no longer be recognized and enforced. However, the traditional arbitration theory is challenged by the cases of recognition and enforcement of the arbitral award which has been revoked by the country where the arbitral award has been made. This led to a debate about whether the annulled international commercial arbitration award is feasible or not. This article is mainly from the theory, the practice and the union our country related legislation to carry on the discussion to this question. The first chapter is a brief description of the annulment system of international commercial arbitration awards, briefly discusses the nationality of international commercial arbitration awards, the meaning of annulment of international commercial arbitration awards. The international legislation on annulment of commercial arbitration award and the analysis of the attribution of revocation right of international commercial arbitration award pave the way for the theory of this paper. The second chapter mainly expounds the significance of the annulment system of international commercial arbitration award through the argument of the existence and abrogation of the system of international commercial arbitration award and the difference between the system of annulment of arbitral award and the system of recognition and enforcement in international commercial arbitration. The third chapter is about the practice of recognition and enforcement of annulled international commercial arbitration award and its theoretical controversy. The first is to discuss the cases of France and the United States enforcing the revoked international commercial arbitration awards, and the second is to summarize and analyze the academic theories about the recognition and enforcement of revoked international commercial arbitration awards. Then put forward their own understanding of the problem and our attitude. The fourth chapter analyzes the current legislative situation of our country in the aspects of revocation of foreign arbitration, the procedure of hearing the case of annulment of arbitration award, the legal consequences of revocation, and so on. Some suggestions are put forward to perfect the system of annulment of foreign arbitration award in China.
【學(xué)位授予單位】:華東政法大學(xué)
【學(xué)位級別】:碩士
【學(xué)位授予年份】:2012
【分類號】:D997.4

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