本文選題：離岸金融 + 市場(chǎng)監(jiān)管�。� 參考：《北京交通大學(xué)》2012年碩士論文

【摘要】：資金的融通是現(xiàn)代市場(chǎng)經(jīng)濟(jì)的核心和基礎(chǔ),即金融在盤活社會(huì)資本,服務(wù)實(shí)體經(jīng)濟(jì),促進(jìn)社會(huì)發(fā)展方面起著“承前啟后”的作用,為資金的提供方和使用方架起融通的橋梁。資金融通猶如市場(chǎng)經(jīng)濟(jì)的血液,資金的有序合理融通,保證了市場(chǎng)經(jīng)濟(jì)全面健康和持續(xù)發(fā)展。金融發(fā)展的穩(wěn)定依賴于監(jiān)督的順利進(jìn)行,一套全面、穩(wěn)定、適度的法律監(jiān)督體制,不僅不會(huì)阻礙金融的發(fā)展,還會(huì)為金融的快速發(fā)展保駕護(hù)航。 當(dāng)前,隨著世界經(jīng)濟(jì)的深入發(fā)展,國(guó)家之間的聯(lián)系不斷加強(qiáng),全球化的經(jīng)濟(jì)格局更加穩(wěn)固,其中,資金融通國(guó)際化的出現(xiàn),使得資金在世界范圍內(nèi)有序流動(dòng),實(shí)現(xiàn)了資金的全球配置。離岸金融的出現(xiàn),拓展了國(guó)際資金融通的途徑,降低了國(guó)際資金融通的成本,提高了國(guó)際資金融通的效率,在短短的幾十年內(nèi),將國(guó)際金融推向了一個(gè)新的發(fā)展高度。離岸金融是真正意義上的國(guó)際金融,就其發(fā)展趨勢(shì)看,既是金融國(guó)際化的產(chǎn)物,也是現(xiàn)代金融的重要部分。離岸金融市場(chǎng)的發(fā)展為國(guó)際資金的融通,國(guó)際債務(wù)的結(jié)算,國(guó)際信貸的運(yùn)作提供了便利,同時(shí),也為國(guó)際貿(mào)易、國(guó)際金融的發(fā)展提供了支持。然而,離岸金融在發(fā)展的同時(shí),加劇了金融風(fēng)險(xiǎn),也加大了金融監(jiān)管的難度。自上個(gè)世紀(jì)末以來(lái),國(guó)際離岸金融市場(chǎng)出現(xiàn)了一些新的情況,其消極作用不斷顯現(xiàn),這就使得金融風(fēng)險(xiǎn)不斷加劇,對(duì)金融的監(jiān)管難度也不斷加大,隨之導(dǎo)致國(guó)際金融市場(chǎng)發(fā)展出現(xiàn)相對(duì)衰退的趨勢(shì),也正因?yàn)榇?各國(guó)有針對(duì)性的加大了對(duì)離岸金融的監(jiān)管力度。 本文首先概括介紹了離岸金融市場(chǎng)及其監(jiān)督管理法律制度的內(nèi)涵；其次,對(duì)離岸金融市場(chǎng)監(jiān)督管理的法律制度的重點(diǎn)內(nèi)容進(jìn)行了系統(tǒng)地介紹和分析,并列舉相關(guān)國(guó)家的立法實(shí)踐；再次,參照和總結(jié)美國(guó),日本和國(guó)際組織的離岸金融市場(chǎng)監(jiān)管制度；然后,落腳到我國(guó),系統(tǒng)地梳理和歸納我國(guó)的離岸金融市場(chǎng)的監(jiān)管制度,參比發(fā)達(dá)的離岸金融中心,找出其中的不足和漏洞,借鑒外國(guó)先進(jìn)制度,立足本國(guó)國(guó)情,提出切實(shí)可行的解決辦法,為我國(guó)發(fā)展離岸金融市場(chǎng)提供支持和保障。
[Abstract]:The financing of funds is the core and foundation of modern market economy, that is, finance plays an important role in invigorating social capital, serving real economy and promoting social development. Capital financing is like the blood of market economy. The orderly and reasonable circulation of funds ensures the healthy and sustainable development of market economy. The stability of financial development depends on the smooth progress of supervision, a comprehensive, stable, moderate legal supervision system, not only will not hinder the development of finance, but also will protect the rapid development of finance. At present, with the deep development of the world economy and the continuous strengthening of the ties between countries, the economic pattern of globalization is becoming more stable. Among them, the emergence of the internationalization of capital financing makes the capital flow in an orderly way around the world. Global allocation of funds has been achieved. The emergence of offshore finance has expanded the channels of international capital financing, reduced the cost of international capital financing, improved the efficiency of international capital financing, and pushed international finance to a new level of development in a short period of several decades. Offshore finance is a real international finance, which is not only the product of financial internationalization, but also an important part of modern finance. The development of offshore financial market facilitates the financing of international funds, the settlement of international debts and the operation of international credit. At the same time, it also provides support for the development of international trade and international finance. However, offshore finance in the development of financial risks, but also increased the difficulty of financial regulation. Since the end of the last century, some new situations have emerged in the international offshore financial market, and its negative effects have been constantly appearing. This has made the financial risks become more and more serious, and the financial supervision has become more difficult. As a result of the relative decline in the development of international financial markets, various countries have strengthened the supervision of offshore finance. This paper firstly introduces the connotation of offshore financial market and its supervision and management legal system; secondly, it systematically introduces and analyzes the key contents of the legal system of offshore financial market supervision and management. And enumerates the relevant countries' legislative practice; again, the reference and summary of the United States, Japan and international organizations of the offshore financial market regulatory system; then, settled in China, systematically comb and summarize our offshore financial market regulatory system, With reference to the developed offshore financial centers, we should find out the shortcomings and loopholes, draw lessons from the advanced foreign systems, base ourselves on our national conditions, and put forward practical solutions to provide support and guarantee for the development of offshore financial markets in China.
【學(xué)位授予單位】：北京交通大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：D996.2

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