本文選題：離岸金融市場 + 法律��； 參考：《湖南師范大學》2013年碩士論文

【摘要】：國際金融一體化己成為國際金融發(fā)展的突出特征,離岸金融市場是促成各國金融市場一體化的核心環(huán)節(jié)。離岸金融與涉外金融市場和傳統(tǒng)的國際金融市場均有所不同,是一種新型金融市場,具體是指在貨幣發(fā)行國國內(nèi)金融循環(huán)系統(tǒng)或體系之外并且通常在非居民之間以離岸貨幣進行的各種金融交易或資金融通。對國際離岸金融市場法律監(jiān)管問題進行探討有助于促成有序的金融市場秩序形成。 文章首先從基礎理論出發(fā),以國際離岸金融市場的特征為主線,從離岸金融市場傳統(tǒng)定義和當代定義的內(nèi)在要素視角厘定了概念,詳細闡述了離岸金融市場的形態(tài)演變之路徑。進而以此為基礎,從監(jiān)管主體視角分析了離岸金融市場監(jiān)管的多樣性,并認為離岸金融市場監(jiān)管寬松,不受單方面完全控制是離岸金融市場監(jiān)管的內(nèi)在本質(zhì),其監(jiān)管依據(jù)是國家管轄權(quán)和國家貨幣主權(quán)。 基礎分析之后,從實踐視角引介和分析了美國、日本、英國和香港等四個國家或地區(qū)離岸金融市場的監(jiān)管制度,比較分析上述國家或地區(qū)之間的監(jiān)管措施差異。監(jiān)管模式上有專職分離型、非專職分離型和專職復合型等三大類不同模式；監(jiān)管內(nèi)容上有市場準入的監(jiān)管、業(yè)務經(jīng)營監(jiān)管和退出監(jiān)管等不同側(cè)重。不過受國家法制傳統(tǒng)和具體實踐影響,始終存在著不能對離岸金融市場實施全面的控制與監(jiān)管。 最后,在比較分析上述三個國家和一個地區(qū)監(jiān)管差別的基礎上,從我國當前離岸金融市場的發(fā)展現(xiàn)狀出發(fā),提出了內(nèi)外分離型模式是最有益于我國的離岸金融市場的發(fā)展和國家整體社會經(jīng)濟發(fā)展的監(jiān)管模式,并嘗試提出完善我國離岸金融市場法律監(jiān)管制度的具體措施,主要包括：明確市場準入主體、建立統(tǒng)一的監(jiān)管機構(gòu)、完善離岸金融業(yè)務稅收有關(guān)制度、擴大法律的適用范圍。
[Abstract]:International financial integration has become a prominent feature of international financial development. Offshore financial market is the core link to promote the integration of financial markets. The offshore financial market is different from the foreign financial market and the traditional international financial market. It is a new type of financial market. It refers to all kinds of financial transactions or financing outside the domestic financial circulatory system of the currency issuing country and usually between non-residents in offshore currency. The discussion on the legal supervision of international offshore financial market is helpful to the formation of an orderly financial market order. Starting from the basic theory and taking the characteristics of the international offshore financial market as the main line, this paper defines the concept from the perspective of the traditional definition of the offshore financial market and the internal elements of the contemporary definition, and expounds the path of the evolution of the offshore financial market in detail. On this basis, this paper analyzes the diversity of offshore financial market supervision from the perspective of regulatory subject, and thinks that the inherent essence of offshore financial market supervision is that the supervision of offshore financial market is loose and independent of unilateral and complete control. Its supervisory basis is national jurisdiction and national currency sovereignty. After the basic analysis, this paper introduces and analyzes the supervision system of the offshore financial market in four countries or regions, such as the United States, Japan, Britain and Hong Kong, from the perspective of practice, and compares and analyzes the differences of the regulatory measures among the above countries or regions. There are three kinds of different modes of supervision: full-time separation, part-time separation and full-time compound; the contents of supervision have different emphasis on market access supervision, business management supervision and exit supervision. However, influenced by the national legal tradition and practice, the offshore financial market can not be completely controlled and supervised. Finally, based on the comparative analysis of the regulatory differences between the above three countries and one region, starting from the current development situation of offshore financial market in China, This paper puts forward that the internal and external separation model is the most beneficial supervision mode for the development of offshore financial market and the overall social and economic development of our country, and tries to put forward some concrete measures to perfect the legal supervision system of offshore financial market in our country. It mainly includes: clarifying the main body of market access, establishing a unified regulatory body, perfecting the relevant tax system of offshore financial business, and expanding the scope of application of the law.
【學位授予單位】：湖南師范大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：D996.2

【參考文獻】

相關(guān)期刊論文 前10條

1 陶碩;;亞洲離岸金融中心成功案例比較與分析[J];北方經(jīng)濟;2006年02期

2 羅國強;;離岸金融交易關(guān)系的法律適用[J];國際經(jīng)濟法學刊;2005年02期

3 沈光朗;宋亮華;;我國離岸金融發(fā)展和監(jiān)管問題研究[J];國際金融研究;2005年12期

4 李小牧;于睿;;發(fā)展中國家的離岸金融市場:回顧與展望[J];國際貿(mào)易;2005年11期

5 姜天怡;;我國對外資銀行監(jiān)管的現(xiàn)狀及缺陷分析[J];黑龍江金融;2006年01期

6 劉冰;;我國離岸金融中心監(jiān)管問題的研究[J];海南金融;2009年12期

7 許明朝;論離岸金融市場是有監(jiān)管的市場[J];金融理論與實踐;2002年03期

8 許明朝;;離岸金融市場監(jiān)管之特殊性[J];金融理論與實踐;2006年05期

9 成華軍,雷聲隆;我國建立國際離岸金融市場的風險控制[J];北京交通管理干部學院學報;2004年01期

10 馬明星;我國離岸銀行業(yè)務發(fā)展的戰(zhàn)略意義及其策略選擇[J];金融與經(jīng)濟;2004年11期

，

本文編號：2012939