發(fā)布時(shí)間：2018-03-05 02:06

  本文選題：跨國(guó)公司　切入點(diǎn)：公司治理　出處：《西南政法大學(xué)》2011年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：跨國(guó)公司治理因?yàn)闈B入了跨國(guó)因素而與一般公司治理有所不同,體現(xiàn)在代理鏈條更長(zhǎng)導(dǎo)致兩權(quán)分離更嚴(yán)重,所有者對(duì)管理人的控制更薄弱以及跨國(guó)因素導(dǎo)致的信息鎖閉。由于這些原因致使控制權(quán)交易在跨國(guó)公司治理中的地位更加凸顯。本文以控制權(quán)交易能夠促進(jìn)跨國(guó)公司治理為理論前設(shè),以促進(jìn)和規(guī)范跨國(guó)公司控制權(quán)交易為研究目的,在綜合考察跨國(guó)公司控制權(quán)交易各項(xiàng)重要法律制度的基礎(chǔ)上,歸納總結(jié)后認(rèn)為跨國(guó)公司控制權(quán)交易主體、交易方式和價(jià)格確定機(jī)制三類(lèi)問(wèn)題是整個(gè)制度最基本、最核心的法律問(wèn)題,文章以此為基礎(chǔ)展開(kāi)論述。 全文分為五個(gè)部分,約兩萬(wàn)七千字。 第一部分——首先在考察中外文獻(xiàn)記載的基礎(chǔ)之上,分析了控制權(quán)的基本內(nèi)涵,總結(jié)出控制權(quán)的定義;緊接著在考察了控制權(quán)交易理論源流的基礎(chǔ)上,分析了控制權(quán)交易的運(yùn)行邏輯,總結(jié)了控制權(quán)交易的基本特點(diǎn);然后將控制權(quán)交易納入跨國(guó)公司治理范疇進(jìn)行討論,通過(guò)與公司治理一般情況的對(duì)比,總結(jié)出跨國(guó)公司治理的特殊性,提出控制權(quán)交易是促進(jìn)跨國(guó)公司良好治理的有效途徑之一。 第二部分——在對(duì)掌握跨國(guó)公司控制權(quán)的各類(lèi)主體進(jìn)行具體分析之后,明確了股東是控制權(quán)的持有者,在此基礎(chǔ)上得出結(jié)論認(rèn)為在跨國(guó)公司控制權(quán)交易主體制度中,股東的信義義務(wù)是最重要的法律問(wèn)題。但本文從客觀和務(wù)實(shí)的角度認(rèn)為對(duì)股東應(yīng)當(dāng)施加適度的信義義務(wù),以確�？刂茩�(quán)交易在跨國(guó)公司治理中的作用得到最大限度的發(fā)揮。本部分提出了股東信義義務(wù)的界定原則并提出相應(yīng)的法律規(guī)制措施。 第三部分——本部分結(jié)合中國(guó)的法律實(shí)踐,介紹了實(shí)踐中運(yùn)用較多的四種控制權(quán)交易方式,即協(xié)議收購(gòu)、競(jìng)價(jià)并購(gòu)、定向增發(fā)和吸收合并。分別考察了這些交易方式的法律特點(diǎn),并重點(diǎn)分析了這些交易方式中存在的法律問(wèn)題,在此基礎(chǔ)之上提出具有針對(duì)性的解決思路。 第四部分——本部分首先討論了跨國(guó)公司控制權(quán)價(jià)格確定的法律標(biāo)準(zhǔn),并對(duì)每種標(biāo)準(zhǔn)的優(yōu)劣作了比較,然后對(duì)標(biāo)準(zhǔn)的選擇提出建議。緊接著考察了控制權(quán)交易價(jià)格確定方式,重點(diǎn)指出各種方式下容易出現(xiàn)的法律問(wèn)題,然后提出了相應(yīng)的建議。本部分還重點(diǎn)將控制權(quán)交易價(jià)格的確定與信息披露結(jié)合考察,認(rèn)為信息披露對(duì)交易價(jià)格有非常直接的影響。以此為基礎(chǔ),文章論述了跨國(guó)公司中控制權(quán)交易中信息披露義務(wù)人、披露原則和披露范圍,并就相關(guān)法律問(wèn)題的解決提出了建議。 第五部分——本部分在總結(jié)文章前幾部分的基礎(chǔ)上,得出本文的基本結(jié)論。認(rèn)為隨著跨國(guó)公司在不斷發(fā)展過(guò)程中出現(xiàn)的不同的法律問(wèn)題,以傳統(tǒng)的解決辦法并不能得到十分完滿(mǎn)的解決結(jié)果。在這一客觀前提下,法律理論和實(shí)踐都應(yīng)當(dāng)做深刻的思考,從不同角度尋找更好的解決辦法,控制權(quán)交易便是其中非常重要的一種措施。而控制權(quán)交易本身也存在諸多需要解決和完善的地方,主要集中在交易主體制度、交易方式和價(jià)格確定制度等方面。為解決些問(wèn)題,必須從法律角度適當(dāng)限定股東的信義義務(wù)和完善信息披露制度。
[Abstract]:Transnational corporation governance because infiltration of transnational factors and corporate governance are different, reflected in the agency chain leads to the separation of two rights longer and more serious, leading to information locking owner control for the management of the more weak and international factors. Because of these reasons, the transaction control in transnational corporate governance in a more prominent position. In order to control the right to trade can promote the transnational corporation governance as the theoretical premise to promote and regulate the transnational corporation control rights transaction for research purposes, basis of transnational corporation control rights transaction the important legal system on a comprehensive investigation, summed up that the main transaction control of multinational companies, the transaction mode and the price determining mechanism of three kinds of problems is the whole system the most basic legal issues, the core of the article, on the basis of discussion.
This paper is divided into five parts, about twenty-seven thousand words.
The first part: first, on the basis of investigation of Chinese and foreign literature, analyzes the basic connotation of control, summed up the definition of control rights; then based on the study on the origin of the transaction control theory, analyzes the operation logic control transaction, summarizes the basic characteristics of control right transaction; and then the control right multinational transactions into corporate governance are discussed, through the comparison of corporate governance and the general situation, summed up the particularity of multinational corporate governance, puts forward the control right transaction is an effective way to promote good governance of multinational companies.
The second part: analyze in various subjects to grasp the transnational corporation control, clear shareholders is the holder of control right, based on the conclusion that the control of transnational corporations in the transaction subject system, shareholder's fiduciary duty is the law of the most important problems. But we think from the view shall impose appropriate fiduciary duty to shareholders, to ensure the effect of control right transaction in the transnational corporation governance in maximize. This part puts forward the definition of the principle of shareholder's fiduciary duty and put forward the corresponding measures of legal regulation.
The third part: this part Chinese combined with legal practice, introduces the application of the four types of control transactions more practice, namely the takeover agreement for mergers and acquisitions, private placement and merger were investigated. The legal characteristics of these transactions, and analyzes the legal problems in the transaction, on the basis of has put forward specific solutions.
The fourth part: the first part discusses the legal standard of multinational companies control price determining, and compares each kind of standard quality, and then put forward the suggestions on the standard choice. Then investigated the control of the transaction price is determined, and points out the legal issues that way is easy to appear, and then put forward the corresponding this part will focus on suggestions. To determine the right price control combined with the information disclosure of information disclosure, that have a very direct impact on the trading price. On this basis, the article discusses the obligation of information disclosure in the transaction control of multinational companies, disclosure principles and the scope of disclosure, and puts forward some suggestions to solve the related legal the problem.
The fifth part: this part summarizes the former parts, draws the basic conclusion of this paper. With the multinational companies in the development process the different legal problems, the traditional solution and can't get the perfect solution. Results in this objective under the premise of legal theory and practice should be make a deep thinking, to find a better solution from different angles, the transaction control is one of very important measures. And the control right transaction itself there are many places need to improve and solve, mainly concentrated in the main trading system, trading and pricing system. In order to solve these problems, we must from the angle of law defined properly the fiduciary duty of shareholders and improve the information disclosure system.

【學(xué)位授予單位】：西南政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類(lèi)號(hào)】：D996

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