本文關(guān)鍵詞： 主權(quán)財(cái)富基金 國(guó)際投資 法律監(jiān)管　出處：《上海交通大學(xué)》2011年碩士論文　論文類型：學(xué)位論文

【摘要】：主權(quán)財(cái)富基金的興起引起了國(guó)際社會(huì)的廣泛關(guān)注。主權(quán)財(cái)富基金類似私募基金,其境外投資也屬于國(guó)際投資,但原本的各國(guó)國(guó)內(nèi)法(關(guān)于外商投資和私募基金)和國(guó)際法(雙邊投資條約)不足以對(duì)主權(quán)財(cái)富基金進(jìn)行監(jiān)管。各投資東道國(guó)積極新立或修改國(guó)內(nèi)法,增加或加強(qiáng)國(guó)家安全審查的內(nèi)容,以應(yīng)對(duì)主權(quán)財(cái)富基金的投資。國(guó)際社會(huì)針對(duì)主權(quán)財(cái)富基金也作出了努力,形成了包括圣地亞哥原則、主權(quán)財(cái)富基金國(guó)際論壇以及經(jīng)濟(jì)合作組織的政策指導(dǎo)在內(nèi)的國(guó)際法文件。 在如上的國(guó)際環(huán)境下,我國(guó)應(yīng)當(dāng)從兩方面作出應(yīng)對(duì)。一方面在國(guó)內(nèi)法層面上,加強(qiáng)外資并購(gòu)國(guó)家安全審查機(jī)制。我國(guó)須將外資并購(gòu)國(guó)家安全審查部級(jí)聯(lián)席會(huì)議機(jī)構(gòu)化、長(zhǎng)期化,賦予其更大的權(quán)限;將外管局納入聯(lián)席會(huì)議;聯(lián)系會(huì)議在審查過(guò)程中須區(qū)別對(duì)待主權(quán)和非主權(quán)背景的投資者。另一方面在國(guó)際立法層面上,我國(guó)應(yīng)積極參與國(guó)際立法。我國(guó)在主權(quán)財(cái)富基金國(guó)際立法上的重心可以放在兩個(gè)方面,一是努力將投資東道國(guó)對(duì)待主權(quán)財(cái)富基金投資的監(jiān)管政策討論納入主權(quán)財(cái)富基金國(guó)際論壇的討論當(dāng)中,形成相關(guān)文件與圣地亞哥原則并行;另一是積極拓展主權(quán)財(cái)富基金國(guó)際論壇這個(gè)國(guó)際平臺(tái)的作用,利用其進(jìn)入國(guó)際金融新秩序的建立。
[Abstract]:The emergence of sovereign wealth funds has aroused the widespread concern of the international community. Sovereign wealth funds are similar to private equity funds, and their overseas investments are also international investments. However, the original domestic laws (on foreign investment and private equity funds) and international law (bilateral investment treaties) are insufficient to regulate sovereign wealth funds. National security reviews have been added or strengthened to respond to investments by sovereign wealth funds. The international community has also made efforts to address sovereign wealth funds, including the Santiago principles. International Forum on Sovereign Wealth funds and Economic Cooperation Organization policy guidance including international law documents. In the international environment such as above, China should deal with it from two aspects. On the one hand, on the level of domestic law. Strengthen the national security review mechanism of foreign capital mergers and acquisitions. Inclusion of safe in joint meetings; In the context of the review process, the Conference needs to distinguish between investors from sovereign and non-sovereign backgrounds... on the other hand, at the level of international legislation. Our country should take an active part in international legislation. The focus of our country's international legislation on sovereign wealth funds can be put on two aspects. First, try to integrate the investment host country's regulatory policy discussion on sovereign wealth fund investment into the discussion of the sovereign wealth fund international forum, and form the relevant documents parallel to the Santiago principle; The other is to actively expand the role of the International Forum of Sovereign Wealth funds as an international platform and use it to establish a new international financial order.
【學(xué)位授予單位】：上海交通大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類號(hào)】：D996.4;D922.295

【參考文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前1條

1 王佳囡;私募基金監(jiān)管法律制度研究[D];西南政法大學(xué);2007年

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本文編號(hào)：1480088