基于港口國檢查結(jié)果的船旗國績效評價研究
發(fā)布時間:2018-03-27 07:02
本文選題:港口國監(jiān)督 切入點:船旗國績效 出處:《大連海事大學(xué)》2015年碩士論文
【摘要】:上世紀80年代以來,船舶海上事故頻繁發(fā)生,嚴重危害了人命安全和海洋環(huán)境,引起了國際海事組織和港口國當局的高度重視。為此,國際海事組織提出要認真落實標準實施的三重責任:國際海事組織負責制定標準,船旗國負責實施標準,港口國負責標準實施的監(jiān)督檢查,目的是將低標準船舶淘汰出航運市場。港口國監(jiān)督被國際社會公認為是消除低標準船舶、保障海上人命安全和保護海洋環(huán)境的有效手段。目前,大部分港口國監(jiān)督備忘錄組織都建立了船旗國績效表現(xiàn)評價體系,旨在督促船旗國有效履行國際公約,其中最有影響力的是巴黎備忘錄和東京備忘錄采用的船旗國“黑-灰-白”名單制度,該制度根據(jù)船旗國船隊近三年安全風險的不同,也就是船舶滯留率的不同,將船旗國劃分為“黑-灰-白”名單。本文介紹了船旗國責任、船旗國履約、船旗國績效表現(xiàn)和港口國監(jiān)督的相關(guān)概念,以及國際上主要的區(qū)域備忘錄組織和國家的港口國監(jiān)督檢查機制現(xiàn)狀,分析了船旗國“黑-灰-白”名單制度存在的弊端:缺少其他區(qū)域備忘錄組織的歷史檢查數(shù)據(jù)、僅適用于具有大樣本檢查數(shù)據(jù)的船旗國、缺少海上交通事故要素的負面影響。鑒于上述弊端,本文提出了改進港口國監(jiān)督檢查機制中船旗國績效表現(xiàn)評價的方法。第一,整合各區(qū)域備忘錄組織的港口國監(jiān)督檢查數(shù)據(jù),對船旗國績效表現(xiàn)進行評價,協(xié)調(diào)各區(qū)域備忘錄組織標準的統(tǒng)一;第二,采用基于貝葉斯平均算法,改進現(xiàn)有的船旗國“黑-灰-白”名單制度,解決現(xiàn)有評價方法僅適用于大樣本檢查數(shù)據(jù)的問題;第三,提出在現(xiàn)有的船旗國績效表現(xiàn)評價方法中,增加海上交通事故要素的負面影響。論文的最后,結(jié)合我國的履約現(xiàn)狀,提出我國提升船旗國績效表現(xiàn)的若干建議。
[Abstract]:Since the 1980s, ship accidents at sea have occurred frequently, seriously endangering the safety of human life and the marine environment, which has aroused the great attention of the International Maritime Organization and port state authorities. The International Maritime Organization (IMO) has proposed a triple responsibility for the implementation of the standards: the International Maritime Organization (IMO) is responsible for the formulation of standards, the flag States are responsible for the implementation of the standards, and the port States are responsible for the supervision and inspection of the implementation of the standards. The aim is to eliminate low-standard ships from the shipping market. Port State Control is recognized by the international community as an effective means of eliminating low-standard ships, guaranteeing the safety of life at sea and protecting the marine environment. Most port State Control Memorandum organizations have established flag State performance evaluation systems aimed at promoting the effective implementation of international conventions by flag States. The most influential of these is the black-gray white-list system of flag States used in the Paris and Tokyo memorandums, which vary according to the security risks of flag State fleets in the last three years, that is, ship retention rates, This paper introduces the concepts of flag State responsibility, flag State performance, flag State performance and port State control. As well as the current situation of major international regional memorandum organizations and national port State control and inspection mechanisms, the shortcomings of the "black-gray" list system of flag States are analyzed: the lack of historical inspection data from other regional memorandums, It is only applicable to flag States with large samples of inspection data and lacks the negative impact of maritime traffic accident elements. In view of the above disadvantages, this paper proposes a method to improve the performance evaluation of flag States in the port State control and inspection mechanism. Integrating port State control inspection data of regional memorandums of understanding, evaluating flag State performance and harmonizing the standards of the regional memorandums; secondly, adopting Bayesian averaging algorithm, To improve the existing "black-gray" list system of flag States and to solve the problem that the existing evaluation methods are only applicable to large samples of inspection data; third, it is proposed that, among the existing methods for evaluating flag State performance, At the end of this paper, some suggestions are put forward to improve the performance of flag state.
【學(xué)位授予單位】:大連海事大學(xué)
【學(xué)位級別】:碩士
【學(xué)位授予年份】:2015
【分類號】:U691.6
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