制度環(huán)境與區(qū)域科技創(chuàng)新能力的關(guān)系研究
發(fā)布時間：2019-06-20 20:08
【摘要】：在人類發(fā)展和社會進步的演化中,科技創(chuàng)新始終擔負著重要角色�？萍紕�(chuàng)新在加速產(chǎn)業(yè)結(jié)構(gòu)調(diào)整和產(chǎn)品技術(shù)升級的同時,還推進著地方經(jīng)濟規(guī)模的擴張和區(qū)域競爭優(yōu)勢的轉(zhuǎn)化,其能力和水平正日益成為區(qū)域獲取競爭優(yōu)勢的決定性因素,是社會經(jīng)濟實現(xiàn)可持續(xù)發(fā)展的核心與根本性所在。區(qū)域科技創(chuàng)新能力不僅來源于區(qū)域內(nèi)高等院校、研發(fā)機構(gòu)及企業(yè)等創(chuàng)新主體的內(nèi)部活躍程度,也來源于良好的制度環(huán)境。我國各地區(qū)間社會經(jīng)濟發(fā)展程度并不平衡,區(qū)域間在資源稟賦、政府行為、創(chuàng)新主體等方面存在較大差距,且多數(shù)差距并未出現(xiàn)明顯的縮減趨勢。對于不同區(qū)域的創(chuàng)新主體而言,其所在區(qū)域的市場化進程、政府干預程度、金融發(fā)展水平和法治水平等制度環(huán)境因素也相差甚遠,而此類差異必然對我國不同區(qū)域的科技創(chuàng)新能力產(chǎn)生關(guān)鍵性影響。 本文以我國特殊的轉(zhuǎn)軌時期為研究背景,以制度環(huán)境與區(qū)域科技創(chuàng)新能力關(guān)系為研究主線,通過理論分析和實證研究,探討了制度環(huán)境對區(qū)域科技創(chuàng)新能力的影響機制。全文共分為六個部分：第一章為緒論,主要闡述了選題背景、選題意義、研究框架和技術(shù)路線；第二章為理論基礎(chǔ)和文獻綜述,論述了熊彼特創(chuàng)新理論、區(qū)域創(chuàng)新體系理論、區(qū)域創(chuàng)新網(wǎng)絡(luò)理論、現(xiàn)代區(qū)域發(fā)展理論、進化經(jīng)濟學理論和制度經(jīng)濟學理論等理論基礎(chǔ),并對國內(nèi)外相關(guān)文獻進行了歸納和梳理；第三章為我國省級行政區(qū)域科技創(chuàng)新能力評價研究,從科學研究能力、技術(shù)創(chuàng)新能力、知識及技術(shù)流動和科技創(chuàng)新環(huán)境等四大層級出發(fā),構(gòu)建了較為系統(tǒng)的區(qū)域科技創(chuàng)新指標評價體系,采用因子分析法對我國省級行政區(qū)域科技創(chuàng)新能力進行評價；第四章為我國各省級行政區(qū)域科技創(chuàng)新能力分布特征研究,采用聚類分析對各省級行政區(qū)域科技創(chuàng)新能力進行歸類,繪制了我國科技創(chuàng)新能力區(qū)域分布特征圖,并對各區(qū)域科技創(chuàng)新能力發(fā)展趨勢進行了分析；第五章：區(qū)域制度環(huán)境與科技創(chuàng)新能力的關(guān)系研究,分別檢驗了政府干預、法治水平、金融發(fā)展水平、科技成果市場化程度和制度環(huán)境與區(qū)域科技創(chuàng)新能力之間的關(guān)系,發(fā)現(xiàn)制度環(huán)境的改善有利于科技創(chuàng)新能力的提高；第六章為研究結(jié)論與展望,對本文研究結(jié)果進行了詳細的總結(jié)和歸納,針對存在的研究不足,提出了日后研究的建議和思路,最后給出了提升科技創(chuàng)新能力的政策建議。 本文主要取得以下三個方面的研究成果： 首先,科學評價了我國省級行政區(qū)域的科技創(chuàng)新能力。從科學研究能力、技術(shù)創(chuàng)新能力、知識及技術(shù)流動和科技創(chuàng)新環(huán)境等四大層級出發(fā),構(gòu)建了涵蓋25項指標的區(qū)域科技創(chuàng)新能力評價指標體系,通過因子分析提取企業(yè)技術(shù)因子、技術(shù)創(chuàng)新環(huán)境因子、科研和服務(wù)因子、校企綜合創(chuàng)新因子以及技術(shù)和知識吸收因子等5大主因子,科學評價了我國30個省級行政區(qū)域的科技創(chuàng)新能力。 其次,從經(jīng)濟地理學的角度分析了我國科技創(chuàng)新能力的分布特征。本文采用聚類分析法對我國省級行政區(qū)域科技創(chuàng)新能力進行分析,劃分了科技創(chuàng)新能力領(lǐng)先地區(qū)、科技創(chuàng)新能力較強地區(qū)、科技創(chuàng)新能力中游地區(qū)和科技創(chuàng)新能力待提高地區(qū)等四大區(qū)域,繪制了我國科技創(chuàng)新區(qū)域分布特征圖,從地理特征角度直觀反映了我國各地區(qū)的科技創(chuàng)新水平和發(fā)展程度并不平衡這一現(xiàn)狀——科技創(chuàng)新能力相對較高的地區(qū)大多分布于東部,而區(qū)域間存在顯著差異。 最后,實證研究發(fā)現(xiàn)制度環(huán)境因素與科技創(chuàng)新能力呈正相關(guān)關(guān)系,制度環(huán)境的改善有利于提升科技創(chuàng)新能力。本文以我國30個省級行政區(qū)域面板數(shù)據(jù)為研究對象,從政府干預程度、法治水平、金融發(fā)展水平和科技成果市場化程度四個方面出發(fā),深入研究了制度環(huán)境與科技創(chuàng)新能力之間的關(guān)系。實證結(jié)果發(fā)現(xiàn),制度環(huán)境因素顯著影響科技創(chuàng)新能力,政府干預程度與科技創(chuàng)新能力呈顯著負相關(guān)關(guān)系,法治水平、金融發(fā)展水平、科技成果市場化程度與科技創(chuàng)新能力呈顯著正相關(guān)關(guān)系,即政府干預程度越低、法治水平越高、金融發(fā)展水平越高、科技成果市場化程度越高,區(qū)域的科技創(chuàng)新能力越強。整體而言,制度環(huán)境與科技創(chuàng)新能力呈顯著正相關(guān)關(guān)系,即制度環(huán)境的改善有利于區(qū)域科技創(chuàng)新能力的提升。
[Abstract]:In the evolution of human development and social progress, science and technology innovation always plays an important role. At the same time of accelerating the structural adjustment of the industry and upgrading the product technology, the innovation of science and technology has also promoted the transformation of the expansion of the local economic scale and the regional competitive advantage, and the ability and the level are becoming the decisive factor of the regional acquisition of the competitive advantage. It is the core and fundamental of the sustainable development of the social economy. The innovation ability of the regional science and technology not only comes from the internal activity of the innovative subjects such as institutions of higher learning, research and development institutions and enterprises in the region, but also from a good system environment. The degree of social and economic development in various parts of China is not balanced, and there is a big gap between the regions in resource endowment, government behavior and innovation main body, and most of the gap does not show a significant reduction trend. The market-oriented process, the degree of government intervention, the level of financial development and the level of the rule of law are far from different for the innovative subjects of different regions, and such differences will inevitably have a critical impact on the scientific and technological innovation ability of different regions in our country. In this paper, based on the special transition period of our country, the paper discusses the influence of the system environment on the innovation ability of the regional science and technology by means of the theoretical analysis and the empirical study on the basis of the relationship between the system environment and the regional science and technology innovation ability. The full text is divided into six parts: the first chapter is the introduction, the background of the topic, the meaning of the topic, the research framework and the technical course, the second chapter is the theoretical foundation and the literature review, the Schumpeter's innovation theory, the regional innovation system theory, the regional innovation network theory are discussed. On the basis of the theory of modern regional development, the theory of evolution economics and the theory of institutional economics, the paper sums up the relevant literature at home and abroad, and the third chapter is the research on the evaluation of the scientific and technological innovation ability of the provincial administrative region of our country, from the capability of scientific research and the technological innovation. Based on four levels, such as force, knowledge and technology flow and the environment of science and technology innovation, a systematic regional scientific and technological innovation index evaluation system is constructed, and a factor analysis method is used to evaluate the scientific and technological innovation ability of the provincial administrative region in China. The fourth chapter is to study the distribution of the scientific and technological innovation ability of the provincial administrative regions of our country, and classify the scientific and technological innovation ability of the provincial administrative regions by cluster analysis, and draw the regional distribution characteristics of the scientific and technological innovation ability of our country. In chapter five, the relationship between the environment of regional system and the innovation ability of science and technology is studied, and the government's intervention, the level of the rule of law and the development of finance are examined. The relationship between the market degree of the scientific and technological achievements and the system environment and the innovation ability of the regional science and technology is found, and the improvement of the system environment is in favor of the improvement of the innovation ability of the science and technology. In this paper, the suggestions and ideas of future research are put forward, and the policy construction for improving the innovation ability of science and technology is given. In this paper, the following three aspects of research are made The results are as follows: first, the scientific evaluation of the department of the provincial administrative region of our country From the four levels of scientific research capacity, technical innovation ability, knowledge and technology flow and scientific and technological innovation environment, the evaluation index system of regional scientific and technological innovation ability which covers 25 indexes is constructed, and the technical factors and technology of enterprises are extracted by factor analysis. Five major factors, such as new environmental factors, scientific research and service factors, comprehensive innovation factors of school and enterprise, and absorption factors of technology and knowledge, have been evaluated scientifically. Secondly, the innovation of science and technology in China is analyzed from the angle of economic geography. The distribution of the ability is characterized by the analysis of the scientific and technological innovation ability of the province's provincial administrative region by cluster analysis, which has divided the regions of the leading region of scientific and technological innovation ability, the region with high technology innovation ability, the region of the middle reaches of the scientific and technological innovation ability and the improvement of the scientific and technological innovation ability. The regional distribution characteristic diagram of China's science and technology innovation is drawn from the four main areas, such as the area, which reflects the scientific and technological innovation level and the degree of development of our country from the angle of the geographical feature, and it is not balanced. Most of the regions with relatively high scientific and technological innovation ability are distributed in the east, and the region Finally, the empirical study found that the environmental factors of the system are positively related to the innovation ability of science and technology, and the improvement of the system environment is favorable In order to improve the innovation ability of science and technology, this paper studies the system environment and technology from the aspects of government intervention, the level of rule of law, the level of financial development and the degree of marketization of the scientific and technological achievements. The empirical result shows that the environmental factors of the system significantly affect the innovation ability of science and technology, the degree of government intervention is negatively related to the innovation ability of science and technology, the level of the rule of law, the level of financial development, the degree of marketization of the scientific and technological achievements and the innovation of science and technology The higher the level of government intervention, the higher the level of the rule of law, the higher the level of financial development, the higher the degree of marketization of the scientific and technological achievements, the higher the region The more scientific and technological innovation ability, overall, the system environment is positively related to the innovation ability of science and technology, that is, the improvement of the system environment is favorable to the region
【學位授予單位】：東北財經(jīng)大學
【學位級別】：博士
【學位授予年份】：2013
【分類號】：F124.3
本文編號：2503498
[Abstract]:In the evolution of human development and social progress, science and technology innovation always plays an important role. At the same time of accelerating the structural adjustment of the industry and upgrading the product technology, the innovation of science and technology has also promoted the transformation of the expansion of the local economic scale and the regional competitive advantage, and the ability and the level are becoming the decisive factor of the regional acquisition of the competitive advantage. It is the core and fundamental of the sustainable development of the social economy. The innovation ability of the regional science and technology not only comes from the internal activity of the innovative subjects such as institutions of higher learning, research and development institutions and enterprises in the region, but also from a good system environment. The degree of social and economic development in various parts of China is not balanced, and there is a big gap between the regions in resource endowment, government behavior and innovation main body, and most of the gap does not show a significant reduction trend. The market-oriented process, the degree of government intervention, the level of financial development and the level of the rule of law are far from different for the innovative subjects of different regions, and such differences will inevitably have a critical impact on the scientific and technological innovation ability of different regions in our country. In this paper, based on the special transition period of our country, the paper discusses the influence of the system environment on the innovation ability of the regional science and technology by means of the theoretical analysis and the empirical study on the basis of the relationship between the system environment and the regional science and technology innovation ability. The full text is divided into six parts: the first chapter is the introduction, the background of the topic, the meaning of the topic, the research framework and the technical course, the second chapter is the theoretical foundation and the literature review, the Schumpeter's innovation theory, the regional innovation system theory, the regional innovation network theory are discussed. On the basis of the theory of modern regional development, the theory of evolution economics and the theory of institutional economics, the paper sums up the relevant literature at home and abroad, and the third chapter is the research on the evaluation of the scientific and technological innovation ability of the provincial administrative region of our country, from the capability of scientific research and the technological innovation. Based on four levels, such as force, knowledge and technology flow and the environment of science and technology innovation, a systematic regional scientific and technological innovation index evaluation system is constructed, and a factor analysis method is used to evaluate the scientific and technological innovation ability of the provincial administrative region in China. The fourth chapter is to study the distribution of the scientific and technological innovation ability of the provincial administrative regions of our country, and classify the scientific and technological innovation ability of the provincial administrative regions by cluster analysis, and draw the regional distribution characteristics of the scientific and technological innovation ability of our country. In chapter five, the relationship between the environment of regional system and the innovation ability of science and technology is studied, and the government's intervention, the level of the rule of law and the development of finance are examined. The relationship between the market degree of the scientific and technological achievements and the system environment and the innovation ability of the regional science and technology is found, and the improvement of the system environment is in favor of the improvement of the innovation ability of the science and technology. In this paper, the suggestions and ideas of future research are put forward, and the policy construction for improving the innovation ability of science and technology is given. In this paper, the following three aspects of research are made The results are as follows: first, the scientific evaluation of the department of the provincial administrative region of our country From the four levels of scientific research capacity, technical innovation ability, knowledge and technology flow and scientific and technological innovation environment, the evaluation index system of regional scientific and technological innovation ability which covers 25 indexes is constructed, and the technical factors and technology of enterprises are extracted by factor analysis. Five major factors, such as new environmental factors, scientific research and service factors, comprehensive innovation factors of school and enterprise, and absorption factors of technology and knowledge, have been evaluated scientifically. Secondly, the innovation of science and technology in China is analyzed from the angle of economic geography. The distribution of the ability is characterized by the analysis of the scientific and technological innovation ability of the province's provincial administrative region by cluster analysis, which has divided the regions of the leading region of scientific and technological innovation ability, the region with high technology innovation ability, the region of the middle reaches of the scientific and technological innovation ability and the improvement of the scientific and technological innovation ability. The regional distribution characteristic diagram of China's science and technology innovation is drawn from the four main areas, such as the area, which reflects the scientific and technological innovation level and the degree of development of our country from the angle of the geographical feature, and it is not balanced. Most of the regions with relatively high scientific and technological innovation ability are distributed in the east, and the region Finally, the empirical study found that the environmental factors of the system are positively related to the innovation ability of science and technology, and the improvement of the system environment is favorable In order to improve the innovation ability of science and technology, this paper studies the system environment and technology from the aspects of government intervention, the level of rule of law, the level of financial development and the degree of marketization of the scientific and technological achievements. The empirical result shows that the environmental factors of the system significantly affect the innovation ability of science and technology, the degree of government intervention is negatively related to the innovation ability of science and technology, the level of the rule of law, the level of financial development, the degree of marketization of the scientific and technological achievements and the innovation of science and technology The higher the level of government intervention, the higher the level of the rule of law, the higher the level of financial development, the higher the degree of marketization of the scientific and technological achievements, the higher the region The more scientific and technological innovation ability, overall, the system environment is positively related to the innovation ability of science and technology, that is, the improvement of the system environment is favorable to the region
【學位授予單位】：東北財經(jīng)大學
【學位級別】：博士
【學位授予年份】：2013
【分類號】：F124.3
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