本文選題：綠色增長 + 全要素資源效率　； 參考：《大連理工大學(xué)》2015年博士論文

【摘要】：自然資源是人類社會(huì)生存與發(fā)展的命脈。人類社會(huì)自然資源緊張的矛盾正日益加劇,危機(jī)已經(jīng)開始顯現(xiàn)：能源礦產(chǎn)資源、金屬礦產(chǎn)資源和非金屬礦產(chǎn)資源等不可再生資源瀕臨枯竭,可再生資源也呈現(xiàn)出明顯的衰弱態(tài)勢。人類社會(huì)面臨著自然資源不可持續(xù)的危機(jī)。中國形勢更加嚴(yán)峻,中國自然資源狀況存在以下劣勢：不但許多種自然資源人均擁有量遠(yuǎn)低于世界平均水平,并且許多種自然資源質(zhì)量低,自然資源開發(fā)利用的效率低下,自然資源在地理空間上分布不均衡。自然資源、環(huán)境、生態(tài)與經(jīng)濟(jì)增長存在著密不可分的互動(dòng)關(guān)系,單純研究自然資源問題,并不能收到良好的綜合效果。探索綠色增長視角下中國全要素資源效率評價(jià)問題,將“自然資源-環(huán)境-生態(tài)-經(jīng)濟(jì)增長”這個(gè)復(fù)雜系統(tǒng)整體納入一個(gè)統(tǒng)一的分析框架下考慮,有效地對自然資源開采、加工、利用和循環(huán)再利用過程中的效率問題進(jìn)行研究,為我國自然資源效率綠色提升,向資源可持續(xù)利用的綠色增長模式轉(zhuǎn)型提供決策參考和理論支持,就顯得尤為重要�；谝陨峡紤],本文在這些方面做了一系列有益的探索。首先,針對資源生產(chǎn)率(或資源產(chǎn)出率)概念的局限,界定全要素資源效率概念；結(jié)合全要素生產(chǎn)率理論、考慮自然資源投入的總生產(chǎn)函數(shù)和柯布-道格拉斯生產(chǎn)函數(shù)的原理,結(jié)合物質(zhì)流分析、能流分析和資源流分析理論,構(gòu)建自然資源的物質(zhì)流分析改進(jìn)模型,據(jù)此構(gòu)建全要素資源效率評價(jià)指標(biāo)體系；基于綠色增長理論,構(gòu)建綠色增長視角下全要素資源效率評價(jià)指標(biāo)體系。接下來,根據(jù)前文構(gòu)建的綠色增長視角下全要素資源效率評價(jià)指標(biāo)體系,把其各個(gè)分體系的投入產(chǎn)出指標(biāo)與DEA模型結(jié)合,構(gòu)建了綠色增長視角下全要素資源效率評價(jià)模型,然后以中國國家層面和省域?qū)用鏀?shù)據(jù)為支撐進(jìn)行實(shí)證檢驗(yàn)和分析。實(shí)證結(jié)果較好的驗(yàn)證了綠色增長視角下全要素資源效率評價(jià)模型設(shè)計(jì)的科學(xué)性和合理性。國家層面數(shù)據(jù)實(shí)證結(jié)果顯示：1953-2013年,中國全要素資源效率處于波峰與波谷交替出現(xiàn)的波動(dòng)狀況,大躍進(jìn)和文革時(shí)期是兩個(gè)波谷,1981年以來平穩(wěn)地上升,略有波動(dòng)；中國自然資源開發(fā)與利用后創(chuàng)造的經(jīng)濟(jì)效益不高,經(jīng)濟(jì)發(fā)展方式粗放的特征很明顯；中國環(huán)境狀況經(jīng)歷了“較好-變差-惡化-改善-波動(dòng)-再改善-再波動(dòng)”的起伏階段；過于關(guān)注自然資源開發(fā)利用本身,資源的生態(tài)價(jià)值和環(huán)境價(jià)值被忽視。省域?qū)用鏀?shù)據(jù)實(shí)證結(jié)果顯示：2006-2013年,省域全要素資源效率基本呈現(xiàn)由東南向西北逐步降低的“下階梯”分布規(guī)律；省域資源的經(jīng)濟(jì)效率和全要素資源效率基本呈正相關(guān)性；各省域資源的環(huán)境效率大都低于資源的經(jīng)濟(jì)效率；資源的生態(tài)效率與資源的環(huán)境效率基本呈正相關(guān)性。然后,通過對現(xiàn)有研究及其文獻(xiàn)系統(tǒng)地輸理和總結(jié),得到綠色增長視角下中國資源效率總體影響因素；用邏輯分析法識別出綠色增長視角下中國資源效率關(guān)鍵影響因素；據(jù)此建立計(jì)量模型,進(jìn)行模型參數(shù)的估計(jì)和模型的檢驗(yàn),從而界定出綠色增長視角下中國資源效率關(guān)鍵影響因素。研究結(jié)果顯示：技術(shù)進(jìn)步、資源消費(fèi)結(jié)構(gòu)、產(chǎn)業(yè)結(jié)構(gòu)、城市化進(jìn)程這四個(gè)影響因素在國家層面和省域?qū)用嫔蠈Y源效率提升產(chǎn)生顯著的正向影響；對外開放程度在省域?qū)用嫔蠈Y源效率提升產(chǎn)生正向影響；政府影響力在國家層面和省域?qū)用嫔蠈Y源效率提升產(chǎn)生顯著負(fù)向影響；所有制結(jié)構(gòu)在省域?qū)用嫔蠈Y源效率提升產(chǎn)生顯著負(fù)向影響。最后,針對本文研究結(jié)果顯示出來的問題和研究結(jié)論,本著“自然資源-環(huán)境-生態(tài)-經(jīng)濟(jì)增長”良性互動(dòng)和協(xié)調(diào)發(fā)展的理念,本研究給出了綠色增長視角下中國資源效率提升的政策建議,以促進(jìn)中國自然資源效率綠色提升,進(jìn)而促進(jìn)綠色增長和可持續(xù)發(fā)展。
[Abstract]:Natural resources are the lifeline of human society ' s survival and development . The contradiction between natural resources and natural resources is becoming more and more serious .
Combined with the theory of total factor productivity , considering the total production function of natural resource investment and the principle of Cobu - Douglas production function , combining the material flow analysis , the energy flow analysis and the resource flow analysis theory , the material flow analysis improvement model of natural resources is constructed , so that the whole factor resource efficiency evaluation index system is constructed ;
Based on the green growth theory , the index system for evaluating the efficiency of all - factor resources in the view of green growth is constructed .
China ' s natural resources development and utilization is not high , the economic development mode is very obvious ;
The state of China ' s environment has experienced " better - worse - worsening - improvement - fluctuation - re - improvement - re - fluctuation " ;
Overattention to the exploitation and utilization of natural resources , the ecological value and environmental value of resources are ignored . The empirical results of the provincial level data show that , in 2006 - 2013 , the efficiency of all - factor resources in the province is basically the " lower step " distribution law which gradually decreases from the southeast to the northwest ;
The economic efficiency and the total factor resource efficiency of the provincial resources are positively correlated ;
The environmental efficiency of the resources in each province is much lower than the economic efficiency of the resources ;
The ecological efficiency of resources is positively correlated with the environmental efficiency of resources . Then , by systematically analyzing and summarizing the existing research and its literature , the overall impact factors of China ' s resource efficiency are obtained .
The key influencing factors of China ' s resource efficiency are identified by using logical analysis method .
The research results show that the four influencing factors of technological progress , resource consumption structure , industrial structure and urbanization process have a significant positive impact on resource efficiency improvement at the national level and the provincial level .
The extent of opening to the outside world has a positive impact on resource efficiency improvement at the provincial level .
The government influence has a significant negative impact on resource efficiency improvement at the national level and at the provincial level ;
Finally , aiming at the problems and conclusions of the research results , this paper puts forward the policy suggestion of improving China ' s resource efficiency in the view of " natural resources - environment - ecology - economic growth " , so as to promote the green improvement of China ' s natural resources efficiency and further promote green growth and sustainable development .
【學(xué)位授予單位】：大連理工大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2015
【分類號】：F124
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本文編號：2085198