本文選題：知識密集型服務業(yè) + 創(chuàng)新經(jīng)濟　； 參考：《中國科學技術大學》2013年博士論文

【摘要】：在創(chuàng)新型國家建設被確立為我國中長期規(guī)劃發(fā)展戰(zhàn)略任務的背景下,發(fā)展和完善國家創(chuàng)新體系已成為當前理論界研究的熱點問題。隨著知識經(jīng)濟時代發(fā)展的不斷深入,知識密集型服務業(yè)(Knowledge intensive business services,KIBS)作為知識信息服務子系統(tǒng)的主要部分,以其鮮明的特征正日益表現(xiàn)出對區(qū)域創(chuàng)新的顯著促進作用。然而,我國服務業(yè)在整體和結構上同發(fā)達國家依然存在著很大差距。因此,深入研究我國知識密集型服務業(yè)對創(chuàng)新的促進作用,對于明確未來服務業(yè)發(fā)展方向,實現(xiàn)我國經(jīng)濟增長模式由資源驅動向創(chuàng)新驅動、服務驅動的成功轉型具有重要意義。 在系統(tǒng)梳理知識密集型服務業(yè)在創(chuàng)新系統(tǒng)中的功能和作用基礎上,本文首先討論了知識密集型服務業(yè)與區(qū)域創(chuàng)新之間的關系,從創(chuàng)新擴散、創(chuàng)新效率和創(chuàng)新能力三個維度出發(fā),構建了知識密集型服務業(yè)對創(chuàng)新系統(tǒng)作用機制的概念模型。其次,建立了基于知識生產(chǎn)函數(shù)的實證模型,運用區(qū)域面板數(shù)據(jù),從產(chǎn)業(yè)集聚和空間集聚兩個視角就KIBS對區(qū)域創(chuàng)新能力的影響進行了研究,并通過引入人力資本水平及其交叉項對可能存在的人力資本門檻效應進行了探討。第三,通過將KIBS在創(chuàng)新系統(tǒng)中的主要功能與創(chuàng)新生產(chǎn)過程相結合,探討了KIBS作為創(chuàng)新系統(tǒng)中第二知識基和知識傳播者對區(qū)域兩階段創(chuàng)新效率的影響,并對它們在不同階段的表現(xiàn)進行了對比分析。同時,在計量模型中引入了產(chǎn)業(yè)結構、產(chǎn)業(yè)規(guī)模基礎、政府支持力度、產(chǎn)權結構、外來知識溢出、經(jīng)濟發(fā)展水平和勞動力素質等控制變量對區(qū)域創(chuàng)新效率的影響因素進行全面分析。最后,本文基于產(chǎn)業(yè)關聯(lián)互動視角,利用2002,2005,2007和2010年投入產(chǎn)出表以及相關產(chǎn)業(yè)技術特性構建了創(chuàng)新擴散矩陣,從絕對創(chuàng)新擴散量、單位創(chuàng)新擴散量、創(chuàng)新獲取方式等方面對知識密集型服務業(yè)在產(chǎn)業(yè)創(chuàng)新網(wǎng)絡中的貢獻程度進行了分析,并進一步運用社會網(wǎng)絡分析方法對創(chuàng)新擴散網(wǎng)絡的結構特征和演化趨勢進行了可視化處理。 研究結果發(fā)現(xiàn)：(1)總體而言,知識密集型服務業(yè)集聚對區(qū)域創(chuàng)新能力具有積極的促進作用,但是受限于一定的人力資本水平。(2)我國知識密集型服務業(yè)對區(qū)域總體效率和研發(fā)階段效率影響不顯著,但對區(qū)域產(chǎn)業(yè)化階段的效率影響顯著。其中,信息傳輸類服務業(yè)和金融服務業(yè)對區(qū)域整體效率和產(chǎn)業(yè)化階段效率有顯著影響,而商務服務業(yè)和科技服務業(yè)則無顯著影響。(3)我國兩階段效率發(fā)展水平不協(xié)調,產(chǎn)業(yè)結構、產(chǎn)業(yè)規(guī)�；A、外來知識溢出和勞動力素質對區(qū)域創(chuàng)新的總體效率起到了正向的促進作用,而政府支持力度和產(chǎn)權結構則對整體效率表現(xiàn)為負向影響。不同因素的影響作用體現(xiàn)在不同階段。(4)知識密集型服務業(yè)創(chuàng)新擴散的總貢獻量較低,但單位貢獻量較高。(5)系統(tǒng)內(nèi)創(chuàng)新獲取方式逐漸由較為依賴自身研發(fā)的創(chuàng)新獲取方式向依靠外部的創(chuàng)新擴散方式轉變。(6)創(chuàng)新擴散網(wǎng)絡規(guī)模趨于簡單化、網(wǎng)絡結構趨于集中化、單極化,網(wǎng)絡的層級性增強。其中,在創(chuàng)新擴散方面,科學研究和技術服務業(yè)成為最主要的創(chuàng)新源,占據(jù)了網(wǎng)絡的中心,其他服務業(yè)和農(nóng)業(yè)分別為第二和第三創(chuàng)新源。而在創(chuàng)新吸收方面,網(wǎng)絡分布呈現(xiàn)一般化、均勻化,各產(chǎn)業(yè)均以主要創(chuàng)新吸收終端的角色參與到網(wǎng)絡中來,吸收水平較為均衡。 本文的研究創(chuàng)新主要體現(xiàn)在以下幾個方面： (1)構建了知識密集型服務業(yè)對區(qū)域創(chuàng)新系統(tǒng)作用機制的概念模型。 國內(nèi)外學者對知識密集型服務業(yè)內(nèi)部知識產(chǎn)生和擴散、知識密集型服務業(yè)同客戶間的知識產(chǎn)生和擴散以及不同知識系統(tǒng)間的知識擴散機理進行了許多有益的探討,然而并沒有系統(tǒng)的給出知識密集型服務業(yè)對區(qū)域創(chuàng)新系統(tǒng)的作用機制概念模型。本文在先前的研究基礎之上,通過將區(qū)域創(chuàng)新系統(tǒng)細化為三個維度的表現(xiàn),初步構建了知識密集型服務業(yè)對區(qū)域創(chuàng)新系統(tǒng)作用機制的概念模型,既可為本文的實證研究提供分析框架,同時也為知識密集型服務業(yè)與區(qū)域創(chuàng)新關系的研究提供了理論參考。 (2)拓展了傳統(tǒng)的知識生產(chǎn)函數(shù),并考慮了發(fā)展中地區(qū)同發(fā)達地區(qū)在勞動力素質上的差異性。 國內(nèi)研究中對于區(qū)域創(chuàng)新能力的影響因素有許多有益的探討,然而對于知識密集型服務業(yè)的影響重視不夠。國外的理論和實證研究中充分認可了知識密集型服務業(yè)對區(qū)域創(chuàng)新的重要作用,但研究對象多為服務經(jīng)濟發(fā)達地區(qū)。考慮到我國服務業(yè)發(fā)展水平的相對滯后以及在勞動力素質上存在的差異,本文在傳統(tǒng)知識生產(chǎn)函數(shù)的基礎上,從集聚的視角引入了知識密集型服務業(yè)的影響,拓展了傳統(tǒng)知識生產(chǎn)函數(shù)的理論內(nèi)涵,并進一步引入了人力資本水平及其交叉項,對潛在的人力資本門檻效應進行檢驗,從而對國內(nèi)外相關研究形成了有益的補充。 (3)實現(xiàn)了知識密集型服務業(yè)在創(chuàng)新系統(tǒng)中的主要功能與創(chuàng)新生產(chǎn)過程理論的融合。 KIBS對區(qū)域創(chuàng)新系統(tǒng)的影響主要是通過作為第二知識基和促進系統(tǒng)內(nèi)知識擴散兩方面實現(xiàn)的,而現(xiàn)有研究中,甚少有文獻將KIBS的功能同創(chuàng)新生產(chǎn)過程相結合來開展研究。本文通過將兩者相結合,既檢驗了知識密集型服務業(yè)及其細分行業(yè)對創(chuàng)新生產(chǎn)過程中不同階段創(chuàng)新效率的影響,同時也為相關理論和實證研究提供了新的視角。此外,對產(chǎn)業(yè)結構、產(chǎn)業(yè)規(guī)�；A、政府支持力度、產(chǎn)權結構、外來知識溢出、經(jīng)濟發(fā)展水平和勞動素質等控制變量的影響進行了分析,為我國進一步提高創(chuàng)新效率、推動創(chuàng)新發(fā)展指明了方向。 (4)從服務業(yè)的視角研究了產(chǎn)業(yè)創(chuàng)新擴散網(wǎng)絡的歷史演變。 現(xiàn)有技術創(chuàng)新擴散的研究多圍繞制造業(yè)創(chuàng)新擴散開展研究,而相對忽視了服務業(yè)在產(chǎn)業(yè)創(chuàng)新擴散網(wǎng)絡中的作用。同時,考慮到近十年來我國知識密集型服務業(yè)經(jīng)歷了快速的發(fā)展,從縱向上比較其對創(chuàng)新擴散的影響更具現(xiàn)實意義。為此,本文利用4年的投入產(chǎn)出表,通過構建創(chuàng)新擴散矩陣,從產(chǎn)業(yè)關聯(lián)互動的視角對我國知識密集型服務業(yè)對產(chǎn)業(yè)創(chuàng)新擴散的影響進行了研究,并對產(chǎn)業(yè)創(chuàng)新網(wǎng)絡的歷史演變進行了分析,既豐富了技術創(chuàng)新擴散的實證研究,也能為相關研究提供更加詳實的定量分析基礎。
[Abstract]:The development and improvement of the national innovation system has become a hot issue in the current theoretical circles under the background of the establishment of an innovative country as the strategic task of China's medium and long term planning and development. With the continuous development of the knowledge economy era, the knowledge intensive service industry (Knowledge intensive business services, KIBS) is the knowledge information. The main part of the service subsystem, with its distinctive features, is increasingly showing a significant role in promoting regional innovation. However, there is still a big gap between China's service industry in the whole and the structure of the developed countries. It is of great significance to realize the successful transformation of China's economic growth mode from resource driven to innovation driven and service driven.
On the basis of systematically combing the function and function of the knowledge intensive service industry in the innovation system, this paper first discusses the relationship between the knowledge intensive service industry and the regional innovation. From the three dimensions of innovation diffusion, innovation efficiency and innovation ability, the concept model of the mechanism of the knowledge intensive service industry to the innovation system is constructed. Secondly, an empirical model based on knowledge production function is established. Using regional panel data, the impact of KIBS on regional innovation ability is studied from two perspectives of industrial agglomeration and spatial agglomeration. The possible human capital threshold effect is discussed through the introduction of human capital level and its cross terms. Third, through the introduction of K The main functions of IBS in the innovation system are combined with the innovative production process, and the influence of KIBS as the second knowledge base and the knowledge disseminator on the innovation efficiency of the two stage in the innovation system is discussed, and the performance of them in different stages is compared and analyzed. The influence factors such as government support, property right structure, foreign knowledge spillover, economic development level and labor quality are comprehensively analyzed. Finally, based on the perspective of industrial association interaction, this paper constructs the innovation diffusion using the input output table of 200220052007 and 2010 and the related industrial technical characteristics. Matrix, the contribution degree of the knowledge intensive service industry in the industrial innovation network is analyzed from the aspects of the absolute innovation diffusion, the unit innovation diffusion and the way of innovation acquisition, and the social network analysis method is used to visualize the structural features and the trend of the innovation diffusion network.
The results are as follows: (1) in general, knowledge intensive service industry has a positive role in promoting regional innovation ability, but limited to a certain level of human capital. (2) the influence of knowledge intensive services on regional overall efficiency and R & D stage efficiency is not significant, but it has a significant impact on the efficiency of the regional industrialization stage. Among them, information transmission service industry and financial service industry have significant influence on regional overall efficiency and industrialization stage efficiency, while business service industry and science and technology service industry have no significant influence. (3) the two stage of China's efficiency development level is not coordinated, industrial structure, industrial scale foundation, foreign knowledge spillover and labor quality to regional innovation Overall efficiency has played a positive role in promoting the overall efficiency, while the government support and property rights structure have a negative impact on the overall efficiency. The impact of different factors is reflected in different stages. (4) the total contribution of innovation diffusion of knowledge intensive services is low, but the unit contribution is higher. (5) the way of innovation acquisition in the system is gradually increased. The innovation acquisition mode depends on its own R & D to the external innovation diffusion mode. (6) the scale of the innovation diffusion network tends to be simplified, the network structure tends to be centralized, the network is single, and the network level is enhanced. In the aspect of innovation diffusion, scientific research and technical service industry become the main innovation source and occupy the center of the network. Other services and agriculture have created a new source of second and third, respectively. In the aspect of innovation and absorption, the network distribution is generalized and homogenized. All industries are involved in the network with the role of the main innovative absorption terminal, and the level of absorption is more balanced.
The research innovation of this paper is mainly reflected in the following aspects:
(1) constructing a conceptual model of the mechanism of knowledge intensive service industry on regional innovation system.
Scholars at home and abroad have made a lot of beneficial discussions on knowledge intensive service industry's internal knowledge generation and diffusion, knowledge intensive service industry with customers' knowledge generation and diffusion, and knowledge diffusion mechanism between different knowledge systems. However, it does not systematically give the mechanism of knowledge intensive services to the regional innovation system. On the basis of previous research, this paper constructs a conceptual model of the function mechanism of the knowledge intensive service industry to the regional innovation system by refining the regional innovation system into three dimensions, which can provide an analytical framework for the empirical research in this paper, and also for the knowledge intensive service industry and regional innovation. The study of the Department provides a theoretical reference.
(2) expand the traditional knowledge production function, and take into account the differences in the quality of labor between the developing areas and the developed areas.
There are many beneficial discussions on the influencing factors of regional innovation ability in domestic research, but not enough attention has been paid to the influence of knowledge intensive services. In foreign theories and empirical studies, the important role of knowledge intensive service industry to regional innovation is fully recognized, but most of the research objects are in the developed areas of service economy. The relative lag of the development level of the country's service industry and the difference in the quality of labor force. On the basis of the traditional knowledge production function, this paper introduces the influence of the knowledge intensive service industry from the perspective of agglomeration, expands the theoretical connotation of the traditional knowledge production function, and introduces the level of human capital and its cross item to the latent point. The threshold effect of human capital is tested, thus forming a useful supplement to the related research both at home and abroad.
(3) the integration of the main functions of the knowledge intensive service industry in the innovation system and the innovation production process theory.
The influence of KIBS on the regional innovation system is mainly achieved through the two aspects of the second knowledge base and the promotion of knowledge diffusion within the system. In the existing research, few documents combine the KIBS's function with the new production process to carry out the research. The influence of industry on innovation efficiency in different stages of innovation production also provides a new perspective for relevant theory and empirical research. In addition, the influence of industrial structure, industrial scale foundation, government support, property right structure, foreign knowledge spillover, economic development level and labor quality control variables are analyzed. Further improving the efficiency of innovation and promoting the development of innovation pointed out the direction.
(4) the historical evolution of industrial innovation diffusion network is studied from the perspective of service industry.
The research on the diffusion of technological innovation mainly focuses on the innovation diffusion of manufacturing industry, while neglecting the role of service industry in the industrial innovation diffusion network. At the same time, considering the rapid development of the knowledge intensive service industry in China in the past ten years, it is more realistic to compare the impact of the innovation diffusion in the longitudinal way. For this reason, Using the 4 year input-output table, this paper studies the influence of the knowledge intensive service industry on the diffusion of industrial innovation from the perspective of industrial association interaction, and analyzes the historical evolution of the industrial innovation network from the perspective of industrial association interaction. It not only enriches the empirical research on the diffusion of technological innovation, but also provides some related research. Provide a more detailed basis for quantitative analysis.

【學位授予單位】：中國科學技術大學
【學位級別】：博士
【學位授予年份】：2013
【分類號】：F124.3;F719

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