【摘要】：基于中國本土企業(yè)參與全球價值鏈中"出口引致進口"的特征事實,本文將企業(yè)的中間產(chǎn)品進口和產(chǎn)品出口納入到統(tǒng)一的計量框架內(nèi),依靠所構(gòu)建的符合中國企業(yè)進出口行為特征的多重工具變量體系,實證檢驗中間產(chǎn)品進口和產(chǎn)品出口對中國本土企業(yè)創(chuàng)新活動的影響。重要發(fā)現(xiàn)包括:從進口角度看,進口促進了一般貿(mào)易企業(yè)的創(chuàng)新活動,但抑制了加工貿(mào)易企業(yè)的創(chuàng)新活動。在區(qū)分不同所有制的情形下,進口對從事一般貿(mào)易的民營企業(yè)創(chuàng)新活動產(chǎn)生了更強的促進效應(yīng),而對從事加工貿(mào)易的民營企業(yè)創(chuàng)新活動產(chǎn)生了抑制效應(yīng)。從出口角度看,出口未對中國本土企業(yè)創(chuàng)新活動產(chǎn)生顯著影響。機制檢驗發(fā)現(xiàn),與發(fā)達國家開展的進出口貿(mào)易均對中國本土企業(yè)的創(chuàng)新活動造成了顯著的抑制效應(yīng),這種抑制效應(yīng)在民營企業(yè)進出口行為中表現(xiàn)得更為突出。上述發(fā)現(xiàn)在一定程度上驗證了中國本土企業(yè)所遭受的全球價值鏈俘獲效應(yīng)假說,為在持續(xù)推進對外開放背景下如何有效實施中國的創(chuàng)新驅(qū)動發(fā)展戰(zhàn)略,提供了必要的政策依據(jù)。
[Abstract]:Based on the fact that Chinese local enterprises participate in the "export-induced import" in the global value chain, this paper brings the import of intermediate products and the export of products into the unified measurement framework. Based on the multi-tool variable system constructed according to the characteristics of Chinese enterprises' import and export behavior, this paper empirically tests the impact of intermediate product import and product export on the innovation activities of Chinese local enterprises. The main findings are as follows: from the point of view of import, import promotes the innovation activities of the general trading enterprises, but inhibits the innovation activities of the processing trade enterprises. In the case of distinguishing different ownership systems, import has a stronger promoting effect on the innovation activities of private enterprises engaged in general trade, while it has a restraining effect on the innovation activities of private enterprises engaged in processing trade. From the export point of view, export has no significant impact on the innovation activities of local enterprises in China. The mechanism test shows that the import and export trade with developed countries has a significant inhibitory effect on the innovation activities of Chinese local enterprises, which is more prominent in the import and export behavior of private enterprises. To a certain extent, the above findings verify the hypothesis of global value chain capture effect suffered by local enterprises in China, and provide the necessary policy basis for how to effectively implement China's innovation-driven development strategy in the context of continuous opening to the outside world.
【作者單位】： 中國人民大學(xué)中國經(jīng)濟改革與發(fā)展研究院;中國人民大學(xué)經(jīng)濟學(xué)院;
【基金】：國家自然科學(xué)基金面上項目(批準號:41371139) 教育部人文社會科學(xué)重點研究基地重大項目“中國新常態(tài)下創(chuàng)新驅(qū)動戰(zhàn)略推進中的體制性障礙因素分析與突破途徑”的階段性成果
【分類號】：F273.1;F279.2

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