【摘要】：創(chuàng)新是企業(yè)持續(xù)發(fā)展的動(dòng)力源泉,企業(yè)創(chuàng)新根據(jù)組織戰(zhàn)略的主動(dòng)性可以分為探索式創(chuàng)新與開發(fā)式創(chuàng)新兩類。連鎖董事指一個(gè)人同時(shí)在兩家或者兩家以上的企業(yè)兼任董事或者高管,該內(nèi)容的學(xué)術(shù)研究主要起源于上個(gè)世紀(jì)初,其理論基礎(chǔ)主要有:資源依賴?yán)碚�、互惠理論、管理控制理論。本研究以連鎖董事日漸普及,創(chuàng)新逐漸重要為背景。在競(jìng)爭(zhēng)不斷加劇的環(huán)境中,創(chuàng)新不僅僅是一個(gè)幫助企業(yè)進(jìn)一步發(fā)展的手段,有時(shí)會(huì)關(guān)系到一個(gè)企業(yè)的生死存亡。增強(qiáng)創(chuàng)新能力是企業(yè)應(yīng)對(duì)競(jìng)爭(zhēng)、獲取競(jìng)爭(zhēng)優(yōu)勢(shì)的重要舉措,而企業(yè)創(chuàng)新資源獲得的渠道,在企業(yè)創(chuàng)新行為的選擇過程中起著舉足輕重的作用。連鎖董事的建立,擴(kuò)大了企業(yè)獲取資源的渠道。本文的研究重點(diǎn)是將連鎖董事與企業(yè)創(chuàng)新結(jié)合起來,利用社會(huì)網(wǎng)絡(luò)分析法,研究連鎖董事網(wǎng)絡(luò)對(duì)企業(yè)創(chuàng)新的影響。第二章對(duì)連鎖董事、連鎖董事網(wǎng)絡(luò)及創(chuàng)新、二元?jiǎng)?chuàng)新等有關(guān)理論以及研究現(xiàn)狀進(jìn)行了歸納總結(jié)。第三章是實(shí)證研究模型的設(shè)計(jì)和數(shù)據(jù)的處理部分,本部分主要是概念模型的提出以及針對(duì)研究對(duì)象連鎖董事網(wǎng)絡(luò)與探索式創(chuàng)新與開發(fā)式創(chuàng)新提出了六個(gè)研究假設(shè)。并對(duì)本研究所采用的自變量、因變量、控制變量進(jìn)行了描述。本研究所采用的自變量是:董事直接連接、董事間接連接、中間中心度、接近中心度;因變量是開發(fā)式創(chuàng)新、探索式創(chuàng)新。為了控制企業(yè)規(guī)模、企業(yè)研發(fā)投入等對(duì)創(chuàng)新的影響,加入了營(yíng)業(yè)總收入、資產(chǎn)總計(jì)、所有者權(quán)益合計(jì)、研究人員數(shù)量、員工總數(shù)、碩士及以上員工六個(gè)控制變量。第四部分,概述了目前我國(guó)連鎖董事現(xiàn)狀、上市企業(yè)專利創(chuàng)新情況。通過對(duì)所獲數(shù)據(jù)的統(tǒng)計(jì)結(jié)果,描述我國(guó)連鎖董事現(xiàn)狀,并運(yùn)用用用社會(huì)網(wǎng)絡(luò)分析法,構(gòu)造國(guó)內(nèi)上市企業(yè)連鎖董事網(wǎng)并探索其網(wǎng)絡(luò)特性。根據(jù)連鎖董事的類別將連鎖董事網(wǎng)絡(luò)分為董事兼任網(wǎng)絡(luò)、商管兼任網(wǎng)絡(luò),分別分析其網(wǎng)絡(luò)特征;通過對(duì)所獲取的專利數(shù)椐進(jìn)行統(tǒng)計(jì)分析,對(duì)上市企業(yè)專利創(chuàng)新情況進(jìn)行概述,利用專利所屬領(lǐng)域的方法計(jì)算企業(yè)開發(fā)式創(chuàng)新與探索式創(chuàng)新,并對(duì)其進(jìn)行統(tǒng)計(jì)分析。第五部分,根據(jù)研究假設(shè),利用社會(huì)網(wǎng)絡(luò)分析法、相關(guān)分析法對(duì)第三章所提出的研究假設(shè)進(jìn)行驗(yàn)證。在研究連鎖董事對(duì)于企業(yè)二元?jiǎng)?chuàng)新的影響時(shí),采用我國(guó)上市企業(yè)連鎖董事數(shù)據(jù)以及企業(yè)專利數(shù)據(jù)為樣本,運(yùn)用相關(guān)分析、固定效應(yīng)負(fù)二項(xiàng)分析等方法將探究其對(duì)二元?jiǎng)?chuàng)新的影響,并加入控制變量,對(duì)相關(guān)分析結(jié)果進(jìn)行檢驗(yàn)。最后,根據(jù)實(shí)證結(jié)果,概括出本文的主要研究結(jié)論有:(1)連鎖董事目前在我國(guó)已經(jīng)引起了企業(yè)的足夠重視。截止到2015年,在2814家上市企業(yè)中,擁有連鎖董事的企業(yè)有2665家,占比高達(dá)94.7%;(2)開發(fā)式創(chuàng)新產(chǎn)出優(yōu)于探索式創(chuàng)新;(3)企業(yè)連鎖董事直接連接越多,越能夠促進(jìn)開發(fā)式創(chuàng)新產(chǎn)出。企業(yè)在對(duì)外合作,建立連鎖董事時(shí),盡可能地選擇更多的合作伙伴十分重要,而不必局限于僅跟大企業(yè)或者對(duì)外開放程度較高的企業(yè)進(jìn)行合作。
[Abstract]:Innovation is the motive power source of the continuous development of the enterprise. The initiative of enterprise innovation can be divided into two categories: exploratory innovation and development innovation. The chain director refers to a person who has two or more or more enterprises at the same time as directors or executives. The academic research of this content is mainly based on the theoretical foundation of the last century. There are mainly: resource dependence theory, reciprocity theory, management control theory. This study is increasingly popular with chain directors and innovation is gradually important. In the environment of increasing competition, innovation is not only a means to help the enterprise to further develop, but also related to the life and death of an enterprise. The important measures to compete and obtain competitive advantage, and the channel of enterprise innovation resources, play an important role in the selection process of enterprise innovation behavior. The establishment of chain directors has expanded the channels for enterprises to obtain resources. The focus of this paper is to combine the chain directors with enterprise innovation and use social network analysis. In the second chapter, the theory and research status of chain directors, chain directors network and innovation, two yuan innovation are summarized. The third chapter is the design of empirical research model and the processing part of data. This part is mainly the concept model and the research to the research. Six research hypotheses are proposed, such as the network of chain directors and exploratory and development innovation. The independent variables, dependent variables and control variables used in this study are described. The independent variables used in this study are direct connection of directors, indirect connections of directors, central degree, close to central degree, and exploration of variable innovation and exploration. In order to control the scale of enterprises and the impact of R & D investment on innovation, the total income, total assets, owner's equity, the number of researchers, the total staff, the master's and the above staff are six control variables. The fourth part summarizes the current situation of the chain directors in our country and the patent innovation of the listed enterprises. According to the statistical results of the data obtained, this paper describes the current situation of China's chain directors, and uses the social network analysis method to construct the network characteristics of the domestic listed companies and explore its network characteristics. According to the category of the chain directors, the network of the chain directors is divided into the network of directors and the network, and the network characteristics are analyzed respectively. According to the statistical analysis of the patent number, the patent innovation of the listed enterprises is summarized, and the enterprise development innovation and exploratory innovation are calculated by using the field of patent. The fifth part is based on the research hypothesis, using the social network analysis method and the related analysis method to the research false of the third chapters. In the study of the impact of the chain directors on the enterprise two yuan innovation, using the data of the chain directors of Chinese listed enterprises and the enterprise patent data as samples, using the correlation analysis and the fixed effect negative two analysis methods will explore the influence on the two yuan innovation, and add the control variables to test the results of the related analysis. Finally, according to the empirical results, the main conclusions of this paper are summarized as follows: (1) the chain directors have already paid enough attention to the enterprises in our country. By 2015, there are 2665 enterprises with chain directors in 2814 listed companies, accounting for 94.7%; (2) development innovation output is superior to exploratory innovation; (3) enterprise chain directors The more directly connected, the more it can promote the development of innovative output. It is very important for the enterprise to choose more partners as much as possible in the cooperation of foreign cooperation and the establishment of a chain director, but not only to cooperate with a large enterprise or an enterprise with a higher degree of opening to the outside world.
【學(xué)位授予單位】：南京大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類號(hào)】：F271;F273.1

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