本文關(guān)鍵詞： 戰(zhàn)略性新興產(chǎn)業(yè) 金融支持 現(xiàn)狀 效率 影響因素 對策　出處：《甘肅農(nóng)業(yè)大學(xué)》2017年碩士論文　論文類型：學(xué)位論文

【摘要】：世界金融危機(jī)后,全球經(jīng)濟(jì)結(jié)構(gòu)性失衡問題日漸突顯,為了應(yīng)對金融危機(jī)帶來的挑戰(zhàn),不少國家提出經(jīng)濟(jì)戰(zhàn)略的轉(zhuǎn)型,我國也適時提出大力發(fā)展戰(zhàn)略性新興產(chǎn)業(yè)。甘肅省人均資源少、生態(tài)環(huán)境脆弱,要實(shí)現(xiàn)經(jīng)濟(jì)的快速與可持續(xù)發(fā)展,符合甘肅省“絲綢之路經(jīng)濟(jì)帶”黃金地段的定位,發(fā)展戰(zhàn)略性新興產(chǎn)業(yè)顯得十分重要。近幾年,甘肅省在發(fā)展戰(zhàn)略性新興產(chǎn)業(yè)方面也做出了很大的努力,積極響應(yīng)國家政策,抓住機(jī)遇發(fā)展該產(chǎn)業(yè),帶動傳統(tǒng)產(chǎn)業(yè)轉(zhuǎn)型升級、促進(jìn)地區(qū)經(jīng)濟(jì)增長。但是甘肅省作為一個欠發(fā)達(dá)地區(qū),戰(zhàn)略性新興產(chǎn)業(yè)以中小企業(yè)居多,而且資本市場不健全,金融服務(wù)的配套環(huán)境還不夠完善,所以戰(zhàn)略性新興產(chǎn)業(yè)的發(fā)展速度較慢,其中存在的問題也在逐漸的暴露出來。文章首先通過對國內(nèi)外相關(guān)文獻(xiàn)綜述進(jìn)行梳理與總結(jié),從而確定了研究視角。然后文章以理論闡述、現(xiàn)狀分析、實(shí)證研究、案例分析、結(jié)論和建議的主線展開。在理論闡述部分,分析了金融支持甘肅省戰(zhàn)略性新興產(chǎn)業(yè)發(fā)展的必要性、現(xiàn)狀以及特征。在實(shí)證部分,主要包括效率評價和影響因素分析兩部分,在效率評價部分,首先運(yùn)用主成分分析(PCA)遴選出投入產(chǎn)出指標(biāo);以此為基礎(chǔ)采用DEA方法測度戰(zhàn)略性新興產(chǎn)業(yè)的金融投入產(chǎn)出效率;在影響因素部分,將DEA模型得出的綜合技術(shù)效率作為被解釋變量,將金融的幾種支持方式作為自變量,采用Tobit模型評價自變量對DEA效率的影響。得出以下研究結(jié)論:甘肅省戰(zhàn)略性新興產(chǎn)業(yè)綜合效率低下,主要是純技術(shù)效率低下所致。從樣本期綜合效率平均值大小來分析,新能源與生物產(chǎn)業(yè)最高,效率值在0.9左右,其次是新一代信息技術(shù),而高端裝備與新材料產(chǎn)業(yè)效率值僅在0.7左右。從綜合效率分解的指標(biāo)看,對于新一代信息技術(shù)行業(yè),不僅純技術(shù)效率低下是導(dǎo)致金融支持效率低的主要原因,同時規(guī)模效率的低下也起著一定的作用,因此這兩個產(chǎn)業(yè)不僅需要提高管理效率,還要擴(kuò)大產(chǎn)業(yè)的規(guī)模。在對影響因素分析時發(fā)現(xiàn)貸款資金支持、股權(quán)融資支持對甘肅省新興產(chǎn)業(yè)上市公司效率有負(fù)影響;而內(nèi)部資金支持對甘肅省新興產(chǎn)業(yè)上市公司效率有正影響。最后結(jié)合敦煌種業(yè)的案例對甘肅省戰(zhàn)略性新興產(chǎn)業(yè)融資的必要性進(jìn)行了分析,并提出了加強(qiáng)政府的政策性金融支持、提高商業(yè)銀行的支持效率、加快資本市場的完善的對策建議。
[Abstract]:After the world financial crisis, the global economic structural imbalance has become increasingly prominent. In order to deal with the challenges brought by the financial crisis, many countries put forward the transformation of economic strategy. At the same time, our country also put forward to develop the strategic emerging industry vigorously. Gansu province has few per capita resources and fragile ecological environment, so it is necessary to realize the rapid and sustainable development of economy. In line with the positioning of "Silk Road Economic Belt" in Gansu Province, the development of strategic emerging industries is very important. In recent years, Gansu Province has also made great efforts to develop strategic emerging industries. Actively respond to national policies, seize the opportunity to develop this industry, promote the transformation and upgrading of traditional industries, promote regional economic growth. But as a less developed region, Gansu Province, strategic emerging industries in the majority of small and medium-sized enterprises. And the capital market is not perfect, the supporting environment of financial services is not perfect, so the development of strategic emerging industries is slow. The existing problems are also gradually exposed. Firstly, the article combs and summarizes the relevant literature at home and abroad, so as to determine the research perspective. Empirical research, case analysis, conclusions and recommendations of the main line. In the theoretical elaboration part, the paper analyzes the necessity, current situation and characteristics of the financial support to the development of strategic emerging industries in Gansu Province. In the empirical part. It includes two parts: efficiency evaluation and influence factor analysis. In the efficiency evaluation part, the input-output index is selected by principal component analysis (PCA). On the basis of this, DEA method is adopted to measure the efficiency of financial input and output of strategic emerging industries. In the part of influencing factors, the comprehensive technical efficiency obtained by DEA model is taken as the explanatory variable, and several supporting ways of finance are taken as independent variables. Tobit model is used to evaluate the influence of independent variables on DEA efficiency. The following conclusions are drawn: the comprehensive efficiency of strategic emerging industries in Gansu Province is low. It is mainly caused by the low efficiency of pure technology. According to the average value of comprehensive efficiency in the sample period, the new energy and biological industry is the highest, the efficiency value is about 0.9, followed by the new generation of information technology. The efficiency of high-end equipment and new materials industry is only about 0.7. From the comprehensive efficiency decomposition index, for the new generation of information technology industry. Not only the low efficiency of pure technology is the main reason leading to the low efficiency of financial support, but also the low efficiency of scale also plays a certain role, so these two industries not only need to improve the efficiency of management. We also need to expand the scale of the industry. When we analyze the influencing factors, we find that the financing of equity has a negative effect on the efficiency of listed companies in the emerging industries of Gansu Province. The internal financial support has a positive impact on the efficiency of listed companies of emerging industries in Gansu Province. Finally, the necessity of financing strategic emerging industries in Gansu Province is analyzed with the Dunhuang seed industry case. Some suggestions are put forward to strengthen the government's policy-oriented financial support, to improve the efficiency of commercial banks' support, and to speed up the perfection of the capital market.
【學(xué)位授予單位】：甘肅農(nóng)業(yè)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：F276.44;F832

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