本文關(guān)鍵詞：經(jīng)濟(jì)增長(zhǎng)的創(chuàng)新模式與機(jī)制研究　出處：《南京財(cái)經(jīng)大學(xué)》2011年碩士論文　論文類(lèi)型：學(xué)位論文

  更多相關(guān)文章： 自主創(chuàng)新 模仿創(chuàng)新 內(nèi)生機(jī)制

【摘要】：創(chuàng)新是企業(yè)增強(qiáng)競(jìng)爭(zhēng)力與可持續(xù)發(fā)展的重要手段,也是一個(gè)國(guó)家經(jīng)濟(jì)增長(zhǎng)與持續(xù)發(fā)展的動(dòng)力源泉。創(chuàng)新有兩種模式：模仿創(chuàng)新和自主創(chuàng)新�；诤蟀l(fā)優(yōu)勢(shì)原理,發(fā)展中國(guó)家采用模仿創(chuàng)新模式較自主創(chuàng)新有更大的優(yōu)勢(shì)。但從長(zhǎng)遠(yuǎn)看,只有采用自主創(chuàng)新模式才能最終擺脫比較優(yōu)勢(shì)陷阱,創(chuàng)造長(zhǎng)期的競(jìng)爭(zhēng)優(yōu)勢(shì)。那么,經(jīng)濟(jì)體是否存在從模仿創(chuàng)新為主轉(zhuǎn)變到自主創(chuàng)新為主的路徑?這條路徑是內(nèi)生的嗎?有什么因素影響內(nèi)生化路徑?本文對(duì)這些問(wèn)題進(jìn)行了探討。 首先,在理論分析方面,本文構(gòu)建了宏觀經(jīng)濟(jì)增長(zhǎng)創(chuàng)新模型和微觀企業(yè)演化創(chuàng)新模型,探討經(jīng)濟(jì)體中是否存在企業(yè)從利益最大化出發(fā)自發(fā)地從模仿創(chuàng)新模式走向自主創(chuàng)新模式,從而實(shí)現(xiàn)經(jīng)濟(jì)增長(zhǎng)模式升級(jí)�？偭磕Ｐ驮贘ones增長(zhǎng)模型進(jìn)行修正,表明創(chuàng)新模式的技術(shù)增長(zhǎng)率與人力資本增長(zhǎng)率和貢獻(xiàn)率、自主創(chuàng)新產(chǎn)出彈性和國(guó)外技術(shù)進(jìn)步正相關(guān)。模型強(qiáng)調(diào)只有人力資本增長(zhǎng)超過(guò)一定的臨界值,經(jīng)濟(jì)才會(huì)自發(fā)實(shí)現(xiàn)創(chuàng)新模式的升級(jí)。人力資本除了決定創(chuàng)新模式的選擇外,還參與決定創(chuàng)新模式中技術(shù)進(jìn)步率的變動(dòng)趨勢(shì)和穩(wěn)態(tài)水平。微觀企業(yè)模型基于預(yù)期利潤(rùn),運(yùn)用演化博弈的分析方法,說(shuō)明創(chuàng)新模式轉(zhuǎn)變與自主創(chuàng)新的能力、模仿創(chuàng)新強(qiáng)度、人力資本投入和政府知識(shí)產(chǎn)權(quán)保護(hù)力度密切相關(guān)。 然后,在實(shí)證分析方面,先使用韓國(guó)和日本汽車(chē)產(chǎn)業(yè)的案例分析從模仿創(chuàng)新過(guò)渡到自主創(chuàng)新內(nèi)生機(jī)制的可行性,表明人力資本在兩種創(chuàng)新模型中都是必要的,產(chǎn)權(quán)保護(hù)政策卻可以動(dòng)態(tài)發(fā)展。要實(shí)現(xiàn)創(chuàng)新模式的升級(jí),企業(yè)還需保持自主意識(shí)。接著,基于總量模型用數(shù)據(jù)回歸分析了中國(guó)經(jīng)濟(jì)增長(zhǎng)中創(chuàng)新模式的效應(yīng),指出FDI為代表的模仿創(chuàng)新額度可能對(duì)經(jīng)濟(jì)體產(chǎn)生擠出效應(yīng),與經(jīng)濟(jì)增長(zhǎng)率的增長(zhǎng)是負(fù)相關(guān)關(guān)系,而人力資本和自主創(chuàng)新額度顯著促進(jìn)經(jīng)濟(jì)增長(zhǎng)率的增長(zhǎng)。 基于以上的分析,本文提出三點(diǎn)建議：第一,發(fā)展教育事業(yè),培養(yǎng)企業(yè)人才,引進(jìn)國(guó)際先進(jìn)人才,為創(chuàng)新模式升級(jí)保駕護(hù)航。第二,尊重知識(shí)產(chǎn)權(quán),維護(hù)創(chuàng)新利益,增強(qiáng)創(chuàng)新動(dòng)力,有助于引導(dǎo)企業(yè)往自主創(chuàng)新模式上發(fā)展。第三,注重自由市場(chǎng)的培育和維護(hù)。自由市場(chǎng)是自主創(chuàng)新的舞臺(tái),各種創(chuàng)新資源地自由合理地流動(dòng)才能保證創(chuàng)新活動(dòng)的可行性和持久性。企業(yè)基于期望利潤(rùn)就能漸變升級(jí)創(chuàng)新模式,因而要想推動(dòng)模仿創(chuàng)新向自主創(chuàng)新過(guò)渡,提供自由競(jìng)爭(zhēng)的市場(chǎng)環(huán)境才是更為合適的。
[Abstract]:Innovation is an important means for enterprises to enhance competitiveness and sustainable development, and it is also the driving source of a country's economic growth and sustainable development. There are two modes of innovation: imitation innovation and independent innovation, based on the principle of late-development advantage. But in the long run, only by adopting independent innovation mode can developing countries finally get rid of the trap of comparative advantage and create long-term competitive advantage. Does an economy have a path from imitating innovation to independent innovation? Is this path endogenous? What factors affect the endogenous biochemical pathway? These problems are discussed in this paper. First of all, in the theoretical analysis, this paper constructs the macro-economic growth innovation model and micro-enterprise evolution innovation model. This paper discusses whether there are enterprises in an economy that spontaneously move from imitating innovation mode to independent innovation mode from profit maximization. In order to realize the upgrading of the economic growth model, the total amount model is modified in the Jones growth model, which shows the technological growth rate, the human capital growth rate and the contribution rate of the innovation model. The elasticity of independent innovation output is positively related to foreign technological progress. The model emphasizes that only the growth of human capital exceeds a certain critical value. Only the economy can realize the upgrading of innovation mode spontaneously. Human capital decides the choice of innovation mode. The micro enterprise model is based on the expected profit, and the evolutionary game analysis method is used to illustrate the ability of innovation mode transformation and independent innovation. Imitation innovation intensity, human capital investment and government intellectual property protection are closely related. Then, in the aspect of empirical analysis, the feasibility of transition from imitation innovation to endogenous mechanism of independent innovation is analyzed by using the case study of Korean and Japanese automobile industry, which shows that human capital is necessary in both innovation models. However, the property right protection policy can develop dynamically. In order to realize the upgrading of innovation mode, enterprises still need to maintain their own consciousness. Then, the effect of innovation mode in China's economic growth is regressed based on the aggregate model. It is pointed out that the imitative innovation quota represented by FDI may have a crowding-out effect on the economy, which is negatively related to the growth rate of the economy, while the human capital and the quota of independent innovation can significantly promote the growth of the economic growth rate. Based on the above analysis, this paper puts forward three suggestions: first, to develop education, to train enterprise talents, to introduce international advanced talents, to protect the innovation model upgrade. Second, to respect intellectual property rights. Safeguarding the interest of innovation and strengthening the motive force of innovation will help to guide enterprises to develop on the mode of independent innovation. Third, we should pay attention to the cultivation and maintenance of free market, which is the stage of independent innovation. The free and reasonable flow of all kinds of innovation resources can guarantee the feasibility and persistence of innovation activities. Based on the expected profit, enterprises can gradually upgrade the innovation model, so they want to promote the transition from imitation innovation to independent innovation. It is more appropriate to provide a free market environment.
【學(xué)位授予單位】：南京財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類(lèi)號(hào)】：F273.1;F061.2;F224

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