發(fā)布時(shí)間：2019-03-20 16:23

【摘要】：二十世紀(jì)八十年代以來(lái),以專業(yè)化分工為基礎(chǔ)的全球價(jià)值鏈成了商品生產(chǎn)的主流模式。中國(guó)制造業(yè)憑借廉價(jià)的勞動(dòng)力和豐富的資源優(yōu)勢(shì),以全球價(jià)值鏈低端為切入點(diǎn)積極融入全球化生產(chǎn),不僅開(kāi)拓了中國(guó)的國(guó)際貿(mào)易競(jìng)爭(zhēng)市場(chǎng),也促進(jìn)了中國(guó)制造業(yè)的技術(shù)進(jìn)步。然而,隨著中國(guó)制造業(yè)價(jià)值鏈分工的深化,經(jīng)濟(jì)進(jìn)入新常態(tài),這種價(jià)值鏈嵌入的技術(shù)進(jìn)步效應(yīng)是否依然存在?此外,在經(jīng)濟(jì)可持續(xù)發(fā)展的態(tài)勢(shì)下,制造業(yè)的技術(shù)進(jìn)步受到全球化分工影響的同時(shí),人力資本通過(guò)知識(shí)轉(zhuǎn)移也對(duì)技術(shù)進(jìn)步形成直接或間接的影響。因此,在經(jīng)濟(jì)新常態(tài)下,從全球化視角來(lái)考察價(jià)值鏈嵌入與技術(shù)進(jìn)步之間的關(guān)系,找出價(jià)值鏈嵌入與人力資本的交互作用對(duì)技術(shù)進(jìn)步有強(qiáng)化作用的人力資本水平,有助于推動(dòng)中國(guó)制造業(yè)的技術(shù)進(jìn)步。本文在回顧相關(guān)理論和現(xiàn)有研究成果的基礎(chǔ)上,梳理了價(jià)值鏈嵌入與技術(shù)進(jìn)步的作用機(jī)制,并進(jìn)一步就人力資本對(duì)價(jià)值鏈嵌入技術(shù)進(jìn)步效應(yīng)的影響進(jìn)行探討。在此基礎(chǔ)上,通過(guò)垂直專業(yè)化指數(shù)法和DEA-Malmquist指數(shù)法獲取實(shí)證指標(biāo),結(jié)合理論機(jī)制,運(yùn)用面板計(jì)量模型實(shí)證檢驗(yàn)了價(jià)值鏈嵌入的技術(shù)進(jìn)步效應(yīng),以及人力資本的約束機(jī)制。實(shí)證結(jié)果表明:(1)中國(guó)制造業(yè)價(jià)值鏈嵌入與技術(shù)進(jìn)步之間存在著先上升后下降的倒U型關(guān)系;比較不同要素密集度行業(yè)的結(jié)果表明,勞動(dòng)密集型更早的進(jìn)入“拐點(diǎn)”的阻礙效應(yīng)。(2)與價(jià)值鏈嵌入程度相匹配的人力資本,對(duì)技術(shù)進(jìn)步有著正向作用。比較不同要素密集度行業(yè)的結(jié)果,人力資本水平越高,對(duì)價(jià)值鏈嵌入過(guò)程中的技術(shù)進(jìn)步效應(yīng)的影響越小,說(shuō)明在中國(guó)制造業(yè)價(jià)值鏈嵌入的過(guò)程中,人力資本水平充當(dāng)著一種“穩(wěn)定器”的角色,有助于平抑價(jià)值鏈嵌入深化對(duì)技術(shù)進(jìn)步的正向沖擊。因此,在不斷推動(dòng)中國(guó)制造業(yè)參與全球價(jià)值鏈的進(jìn)程中,提高人力資本水平,有助于推進(jìn)中國(guó)制造業(yè)的穩(wěn)健發(fā)展。
[Abstract]:Since 1980's, the global value chain based on specialized division of labor has become the mainstream mode of commodity production. With the advantage of cheap labor and abundant resources, China's manufacturing industry actively integrates into global production by taking the low end of the global value chain as the entry point. It not only opens up China's international trade competition market, but also promotes the technological progress of China's manufacturing industry. However, with the deepening of China's manufacturing value chain division of labor, the economy has entered the new normal, will the technological progress effect of this value chain embedded in the value chain still exist? In addition, under the situation of sustainable economic development, the technological progress of manufacturing industry is influenced by the globalization division of labor. At the same time, the human capital also has a direct or indirect impact on the technological progress through the transfer of knowledge. Therefore, in the new economic normal, from the perspective of globalization, the relationship between value chain embedding and technological progress is investigated, and the level of human capital, which is strengthened by the interaction between value chain embedding and human capital, is found out. It will help to promote the technological progress of China's manufacturing industry. On the basis of reviewing the relevant theories and existing research results, this paper combs the mechanism of value chain embedding and technological progress, and further discusses the influence of human capital on the technological progress effect of value chain embedding. On this basis, through the vertical specialization index method and DEA-Malmquist index method to obtain empirical indicators, combined with the theoretical mechanism, the panel econometric model is used to test the technological progress effect of value chain embedding, as well as the constraint mechanism of human capital. The empirical results show that: (1) there is an inverted U-shaped relationship between the embedding of Chinese manufacturing value chain and technological progress; The results of comparing different factor-intensive industries show that labor-intensive early entry into the "inflection point" hindrance effect. (2) Human capital matching the embedding degree of value chain has a positive effect on technological progress. Comparing the results of different factor intensity industries, the higher the level of human capital, the less the influence on the technological progress effect in the process of value chain embedding, which indicates that the higher the level of human capital, the less the effect on the technological progress in the process of value chain embedding. The level of human capital acts as a "stabilizer", which helps to suppress the positive impact of value chain embedding and deepening on technological progress. Therefore, in the process of continuously promoting China's manufacturing industry to participate in the global value chain, improving the level of human capital is helpful to promote the steady development of China's manufacturing industry.
【學(xué)位授予單位】：華僑大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類號(hào)】：F424.3

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