發(fā)布時間：2018-07-05 03:09

  本文選題：科技金融資源 + 配置機制��； 參考：《哈爾濱工程大學》2014年博士論文

【摘要】：科技創(chuàng)新與金融資本的結合形成的科技金融是推動技術進步與促進經(jīng)濟發(fā)展的重要引擎,也是我國實施科教興國戰(zhàn)略、創(chuàng)新驅動發(fā)展戰(zhàn)略,以及建設創(chuàng)新型國家的關鍵�？萍冀鹑诘倪@種作用是通過科技金融資源的配置實現(xiàn)的�？萍冀鹑谫Y源具有稀缺性、配置性與脆弱性等特征,是資源配置的對象,也是配置科技資源的手段,是促進技術進步與科技發(fā)展的核心戰(zhàn)略資源�？萍冀鹑谫Y源配置的合理與否及其配置效率的高低關系著我國科技創(chuàng)新的發(fā)展情況,尤其在我國經(jīng)濟轉型期內(nèi),科技金融資源的有效配置對我國實現(xiàn)產(chǎn)業(yè)結構升級,建設創(chuàng)新型國家起著至關重要的作用。為此,本文對科技金融資源配置促進科技創(chuàng)新的機制及其效率進行了分析和評價,并提出了提高科技金融資源配置效率的對策以及相關協(xié)調(diào)和保障機制。首先,本文分析了科技金融資源及其促進科技創(chuàng)新的作用機理。在闡述科技創(chuàng)新及金融資源的內(nèi)涵與特點的基礎上,界定了科技金融資源的內(nèi)涵和構成,主要包括科技貸款、創(chuàng)業(yè)風險投資、科技資本市場、科技財政及科技保險等,闡述了科技金融資源通過資本形成、風險管理、信息揭示和項目治理促進科技創(chuàng)新的作用機理。其次,本文分析了科技金融資源配置機制及其效率。首先分析了科技金融資源配置的主體與客體,以及科技金融資源配置的市場機制、政府機制及社會機制,闡述了市場、政府及社會機制的作用邊界和相互關系;分析了科技金融資源配置機制及其效果的影響因素,主要包括金融生態(tài)環(huán)境、產(chǎn)業(yè)經(jīng)濟發(fā)展水平和經(jīng)濟體制、科技資源,以及國家的科技和經(jīng)濟發(fā)展戰(zhàn)略;闡述了科技金融資源配置效率的內(nèi)涵。第三,本文對我國科技金融資源配置效率進行了實證分析。首先,從科技貸款、科技財政、創(chuàng)業(yè)風險投資以及科技資本市場等方面分析了我國目前科技金融資源配置的現(xiàn)狀和存在的問題,主要包括政府引導作用不足、科技金融的要素市場少、民間投資渠道單一等幾個方面;其次,構建了從國家和區(qū)域層面評價科技金融資源配置效率的指標體系,并運用兩階段DEA評價模型對在不同階段科技創(chuàng)新活動的全國范圍內(nèi)的科技金融資源配置效率和區(qū)域配置效率進行了實證分析,在此基礎上,結合效率分析結果構建TOBIT模型,分析了我國科技金融資源配置效率的影響因素和影響效果。第四,本文對國外科技金融的發(fā)展經(jīng)驗進行了分析,并據(jù)此提出了完善我國科技金融資源配置機制的對策。以美國、日本和印度作為先發(fā)展國家與后趕超國家的典型代表,總結了三個國家科技金融發(fā)展的實踐經(jīng)驗,分析了它們對我國科技金融發(fā)展的啟示;在此基礎上,本文提出了完善科技金融資源配置機制的對策建議,主要包括完善科技金融的要素市場、創(chuàng)新政府支持科技金融發(fā)展的制度安排和拓展民間資本的投資渠道等方面。最后,本文提出了提高科技金融資源效率的協(xié)調(diào)及保障機制,本文根據(jù)科技金融資源配置的整體效率、科技產(chǎn)出效率和經(jīng)濟產(chǎn)出效率的評價結果及相關問題,提出了提升我國科技金融資源配置效率的協(xié)調(diào)機制建設,主要包括科技金融資源增量與存量配置的協(xié)調(diào)、政府和市場與社會機制的協(xié)調(diào)、公共性科技金融與市場性科技金融的協(xié)調(diào)、科技金融資源配置的區(qū)域性協(xié)調(diào)等;分析了提升我國科技金融資源配置效率的保障機制,主要包括完善我國科技金融法律制度體系、促進科技金融中介機構發(fā)展、完善科技金融人才培養(yǎng)機制和完善社會信用體系等。
[Abstract]:The combination of scientific and technological innovation and financial capital is an important engine for promoting technological progress and promoting economic development. It is also the key to China's implementation of the strategy of rejuvenating the country by science and education, the innovation driven development strategy, and the key to the construction of an innovative country. The role of science and technology finance is realized through the allocation of scientific and technological financial resources. Resources have the characteristics of scarcity, disposition and vulnerability. It is the object of resource allocation and the means of configuring scientific and technological resources. It is the core strategic resource to promote technological progress and the development of science and technology. The rational allocation of scientific and technological financial resources and its allocation efficiency are related to the development of China's scientific and technological innovation, especially in China. During the transition period, the effective allocation of scientific and technological financial resources plays an important role in the upgrading of industrial structure and the construction of an innovative country. This paper analyzes and evaluates the mechanism and efficiency of scientific and technological financial resources allocation to promote scientific and technological innovation, and puts forward countermeasures to improve the efficiency of the allocation of scientific and technological financial resources. First, this paper analyzes the scientific and technological financial resources and the mechanism of promoting scientific and technological innovation. On the basis of the exposition of the connotation and characteristics of scientific and technological innovation and financial resources, the connotation and composition of scientific and technological financial resources are defined, including scientific and technological loans, venture capital investment, science and technology capital market, science and technology finance and the financial resources of science and technology. Science and technology insurance, etc., expounds the mechanism of scientific and technological financial resources through capital formation, risk management, information disclosure and project governance to promote scientific and technological innovation. Secondly, this paper analyzes the mechanism and efficiency of the allocation of scientific and technological financial resources. First, it analyzes the main body and object of the allocation of scientific and technological financial resources, and the market of the allocation of scientific and technological financial resources. The mechanism, government mechanism and social mechanism expounded the boundary and interaction of the market, government and social mechanism, analyzed the mechanism of the allocation of scientific and technological financial resources and the influencing factors of its effect, including the financial ecological environment, the development level of industrial economy, the economic system, the scientific and technological resources, and the national science and technology and economic development strategy. This paper expounds the connotation of the efficiency of the allocation of scientific and technological financial resources. Third, this paper makes an empirical analysis of the efficiency of the allocation of scientific and technological financial resources in China. First, the present situation and problems of the allocation of science and technology financial resources in China are analyzed from the aspects of scientific and technological loans, scientific and technological finance, venture capital investment and scientific and technological capital market. The leading role of the government is insufficient, the factor market of science and technology finance is few, the private investment channel is single and so on. Secondly, the index system is constructed to evaluate the efficiency of the allocation of scientific and technological financial resources from the national and regional levels, and the two stage DEA evaluation model is used to configure the national scientific and technological financial resources at different stages of scientific and technological innovation activities in different stages. The efficiency and the efficiency of regional allocation are empirically analyzed. On this basis, the TOBIT model is constructed with the results of efficiency analysis, and the influencing factors and effects are analyzed. Fourth. This paper analyzes the development experience of foreign science and technology finance in China, and proposes to perfect our country's scientific and technological financial resources. Taking the United States, Japan and India as the typical representative of the first developing countries and the post surpassing countries, this paper summarizes the practical experience of the three countries' scientific and technical financial development and analyzes their enlightenment to the development of science and technology finance in China. On this basis, this paper puts forward the Countermeasures and suggestions to improve the allocation mechanism of scientific and technological financial resources, the main package. In the end, this paper puts forward the coordination and guarantee mechanism for improving the efficiency of scientific and technological financial resources. This paper is based on the overall efficiency of the allocation of scientific and technological financial resources, the efficiency of scientific and technological output and the efficiency of economic output. The results and related problems of the rate are proposed, and the coordination mechanism for improving the efficiency of the allocation of scientific and technical financial resources in China is put forward, including the coordination of the increment of scientific and technological financial resources and the allocation of the stock, the coordination of the government and the market and the social mechanism, the coordination of the public science and technology finance and the market science and technology finance, and the regional characteristics of the allocation of scientific and technological financial resources. It also analyzes the guarantee mechanism for improving the efficiency of China's scientific and technological financial resources allocation, including perfecting the system of the legal system of science and technology finance in China, promoting the development of science and technology financial intermediaries, perfecting the training mechanism of scientific and technical financial personnel and perfecting the social credit system.
【學位授予單位】：哈爾濱工程大學
【學位級別】：博士
【學位授予年份】：2014
【分類號】：F832
，

本文編號：2098656