【摘要】：從上個(gè)世紀(jì)九十年代以來(lái),隨著經(jīng)濟(jì)的快速增長(zhǎng),我國(guó)的煤炭產(chǎn)業(yè)也取得了迅猛的發(fā)展,煤炭產(chǎn)量連續(xù)多年保持全球第一。但在煤炭產(chǎn)業(yè)飛速發(fā)展的背后,煤礦企業(yè)的安全事故也是接連不斷,事故的發(fā)生帶來(lái)了嚴(yán)重的社會(huì)影響,制約了煤炭產(chǎn)業(yè)的健康穩(wěn)定發(fā)展。近幾年來(lái),黨和政府高度重視煤礦安全,通過(guò)企業(yè)重組和兼并來(lái)提高煤礦企業(yè)的集約化程度,并且制訂了相應(yīng)地法規(guī)政策,以保障煤礦企業(yè)的安全生產(chǎn)。這些措施雖然取得了一定的效果,但未從根本上改變煤炭安全生產(chǎn)狀況。分析其原因主要是由于煤礦企業(yè)技術(shù)創(chuàng)新水平的落后,缺乏相應(yīng)的技術(shù)創(chuàng)新意識(shí)與理念,沒(méi)有配套的技術(shù)創(chuàng)新風(fēng)險(xiǎn)評(píng)價(jià)體系,此外,煤礦安全生產(chǎn)是一個(gè)復(fù)雜的系統(tǒng)工程,在運(yùn)行過(guò)程中,無(wú)法避免地受到各種風(fēng)險(xiǎn)影響因素的干擾。因此研究設(shè)計(jì)一套適合于煤礦企業(yè)技術(shù)創(chuàng)新的風(fēng)險(xiǎn)評(píng)價(jià)指標(biāo)體系與評(píng)價(jià)模型,提出更具針對(duì)性、合理性、可行性的對(duì)策建議,這對(duì)提升我國(guó)煤礦企業(yè)技術(shù)創(chuàng)新能力,改善煤礦安全具有非�，F(xiàn)實(shí)的理論意義。 論文在查閱相關(guān)的文獻(xiàn)資料和實(shí)地調(diào)研的基礎(chǔ)上,通過(guò)研究國(guó)內(nèi)外技術(shù)創(chuàng)新的現(xiàn)狀,歸納出煤礦企業(yè)技術(shù)創(chuàng)新的現(xiàn)狀及存在的風(fēng)險(xiǎn)問(wèn)題,構(gòu)建評(píng)價(jià)指標(biāo)體系時(shí),按照技術(shù)創(chuàng)新風(fēng)險(xiǎn)影響因素的識(shí)別方法和識(shí)別過(guò)程,結(jié)合指標(biāo)體系的設(shè)計(jì)原則,全面分析了影響煤礦企業(yè)技術(shù)創(chuàng)新風(fēng)險(xiǎn)的五大類(lèi)因素,即人員因素、技術(shù)因素、資金因素、管理因素和市場(chǎng)因素,并對(duì)各影響因素進(jìn)行了詳細(xì)分析,建立了包含科技研發(fā)人員實(shí)力等25個(gè)風(fēng)險(xiǎn)影響因素的評(píng)價(jià)指標(biāo)體系。運(yùn)用層次分析-模糊綜合評(píng)價(jià)法構(gòu)建了煤礦企業(yè)技術(shù)創(chuàng)新風(fēng)險(xiǎn)評(píng)價(jià)模型。通過(guò)確定評(píng)價(jià)指標(biāo)體系各層影響因素的權(quán)重分配和綜合評(píng)價(jià)矩陣,結(jié)合風(fēng)險(xiǎn)評(píng)價(jià)等級(jí)表計(jì)算得出煤礦技術(shù)創(chuàng)新風(fēng)險(xiǎn)評(píng)價(jià)的綜合得分,并依據(jù)得分確定煤礦企業(yè)技術(shù)創(chuàng)新水平的高低。 為了驗(yàn)證評(píng)價(jià)模型的可行性,以山西A煤礦為研究案例,構(gòu)建了A煤礦技術(shù)創(chuàng)新風(fēng)險(xiǎn)評(píng)價(jià)指標(biāo)體系和評(píng)價(jià)模型,計(jì)算得出該煤礦技術(shù)創(chuàng)新的風(fēng)險(xiǎn)綜合得分為72.28。據(jù)此可知該煤礦技術(shù)創(chuàng)新風(fēng)險(xiǎn)等級(jí)為“較強(qiáng)”,即抵御風(fēng)險(xiǎn)的能力較強(qiáng)。在評(píng)價(jià)過(guò)程中,識(shí)別和發(fā)現(xiàn)煤礦技術(shù)創(chuàng)新過(guò)程中存在的風(fēng)險(xiǎn)問(wèn)題和隱患,針對(duì)這些風(fēng)險(xiǎn)問(wèn)題給出了提升和改善技術(shù)創(chuàng)新能力的對(duì)策建議。 通過(guò)科學(xué)的構(gòu)建煤礦技術(shù)創(chuàng)新風(fēng)險(xiǎn)評(píng)價(jià)指標(biāo)體系和評(píng)價(jià)模型,為相關(guān)部門(mén)進(jìn)行風(fēng)險(xiǎn)評(píng)價(jià)提供了較為全面系統(tǒng)的理論參考。結(jié)合層次分析和模糊綜合評(píng)價(jià)法,運(yùn)用定性分析和定量研究相結(jié)合的方式,研究煤礦技術(shù)創(chuàng)新的風(fēng)險(xiǎn)影響因素,有利于全面掌握煤礦企業(yè)的技術(shù)創(chuàng)新能力,進(jìn)而保障煤礦企業(yè)的安全生產(chǎn),更具實(shí)用價(jià)值。
[Abstract]:Since the 1990s, with the rapid economic growth, China's coal industry has also made rapid development, coal production for many years to maintain the first in the world. But behind the rapid development of coal industry, the safety accidents of coal mining enterprises are also continuous, the occurrence of accidents has brought serious social impact, restricted the healthy and stable development of coal industry. In recent years, the Party and the government attach great importance to the safety of coal mines, through the reorganization and merger of enterprises to improve the degree of intensification of coal mining enterprises, and formulated corresponding laws and regulations to ensure the safety of coal mine production. Although these measures have achieved certain results, they have not fundamentally changed the situation of coal production safety. The reasons are mainly due to the backward level of technological innovation in coal mining enterprises, the lack of corresponding consciousness and concept of technological innovation, and the absence of a supporting risk evaluation system for technological innovation. In addition, the safety of coal mine production is a complex system engineering. In the course of operation, it is unavoidable to be interfered by various risk factors. Therefore, this paper studies and designs a set of risk evaluation index system and evaluation model suitable for technological innovation of coal mining enterprises, and puts forward more targeted, reasonable and feasible countermeasures and suggestions, which will promote the technological innovation ability of coal mining enterprises in China. Improving coal mine safety has very practical theoretical significance. On the basis of consulting relevant literature and field investigation, this paper sums up the present situation and risk problems of technological innovation in coal mine enterprises by studying the present situation of technological innovation at home and abroad, and constructs the evaluation index system. According to the identification method and identification process of influencing factors of technological innovation risk, combined with the design principle of index system, five kinds of factors affecting the risk of technological innovation in coal mine enterprises are analyzed comprehensively, that is, personnel factor, technical factor, capital factor, etc. The factors of management and market are analyzed in detail, and the evaluation index system of 25 risk factors including the strength of R & D personnel is established. The risk evaluation model of technological innovation of coal mine enterprises is constructed by using the method of AHP-fuzzy comprehensive evaluation. By determining the weight distribution and comprehensive evaluation matrix of the influencing factors in each layer of the evaluation index system and combining with the risk evaluation grade table, the comprehensive score of the risk evaluation of coal mine technological innovation is obtained. And according to the score to determine the level of technical innovation in coal mining enterprises. In order to verify the feasibility of the evaluation model, taking Shanxi A coal mine as a case study, a risk evaluation index system and an evaluation model for technological innovation in A coal mine are constructed. The comprehensive risk score of technological innovation in this coal mine is 72.28. According to this, the coal mine technical innovation risk grade is "stronger", that is to say, the ability of resisting the risk is stronger. In the process of evaluation, the risk problems and hidden dangers existing in the process of technological innovation in coal mines are identified and discovered, and the countermeasures and suggestions to improve the ability of technological innovation are put forward in view of these risk problems. Through the scientific construction of coal mine technology innovation risk evaluation index system and evaluation model, it provides a more comprehensive and systematic theoretical reference for relevant departments to carry out risk evaluation. Combining the analytic hierarchy process and fuzzy comprehensive evaluation method, using the combination of qualitative analysis and quantitative research, this paper studies the risk factors of coal mine technological innovation, which is beneficial to master the technical innovation ability of coal mine enterprises. And then ensure the safety of coal mine production, more practical value.
【學(xué)位授予單位】：太原理工大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類(lèi)號(hào)】：F273.1;F426.1

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