【摘要】：近年來，我國裝備制造業(yè)發(fā)展迅速，2013年我國裝備制造業(yè)產(chǎn)值已躍居世界首位，突破20萬億，占全球份額超1/3，這意味著我國已經(jīng)成為名副其實的裝備制造業(yè)大國，，同時不可忽視的是，我國距離裝備制造業(yè)強(qiáng)國還有一定的距離，我國裝備制造業(yè)大而不強(qiáng)的事實依然是困擾我國的難題，裝備制造業(yè)核心競爭力低下、技術(shù)水平落后等問題亟待解決，就這一點，西部的劣勢更加明顯，增強(qiáng)我國乃至西部裝備制造業(yè)的核心競爭力至關(guān)重要，因此，測算西部裝備制造業(yè)全要素生產(chǎn)率水平，并研究其影響因素，進(jìn)而探究提升全要素生產(chǎn)率的合理對策對西部裝備制造業(yè)無疑具有重要的現(xiàn)實意義。 本文以“西部裝備制造業(yè)全要素生產(chǎn)率”為研究對象，在分析國內(nèi)外生產(chǎn)率研究狀況的基礎(chǔ)上，首先對西部裝備制造業(yè)發(fā)展現(xiàn)狀、面臨的主要問題進(jìn)行分析；其次運用基于Malmquist的DEA模型對西部裝備制造業(yè)全要素生產(chǎn)率水平進(jìn)行測算和分解，分析西部裝備制造業(yè)各行業(yè)全要素生產(chǎn)率、各地區(qū)全要素生產(chǎn)率，探究全要素生產(chǎn)率、技術(shù)進(jìn)步和技術(shù)效率的變化趨勢，了解西部裝備制造業(yè)全要素生產(chǎn)率的發(fā)展趨勢及區(qū)域發(fā)展特征；最后，在對歷史文獻(xiàn)研究和梳理的基礎(chǔ)上，并結(jié)合西部裝備制造業(yè)的本身行業(yè)特征，提出了對西部裝備制造業(yè)全要素生產(chǎn)率產(chǎn)生影響的八個主要因素：行業(yè)規(guī)模、行業(yè)盈利狀況、研發(fā)投入、人力資本、外貿(mào)依存度、對外開放程度、工業(yè)化進(jìn)程和市場化程度，對這些影響因素選取適當(dāng)?shù)闹笜?biāo)，采用基于面板數(shù)據(jù)的固定效應(yīng)模型研究其對西部裝備制造業(yè)全要素生產(chǎn)率的影響并加以分析，揭示影響西部裝備制造業(yè)全要素生產(chǎn)率變化的主要因素，從而根據(jù)研究結(jié)論提出切實有效的政策建議。 分析結(jié)果顯示：西部裝備制造業(yè)全要素生產(chǎn)率和技術(shù)效率與行業(yè)盈利狀況、行業(yè)規(guī)模、外貿(mào)依存度和市場化程度四個影響因素存在顯著相關(guān)性，另外，技術(shù)進(jìn)步指標(biāo)還與研發(fā)投入存在著一定的關(guān)聯(lián)。并在最后為西部裝備制造業(yè)提出了相應(yīng)的政策建議。
[Abstract]:In recent years, China's equipment manufacturing industry has developed rapidly. In 2013, China's equipment manufacturing output value has leapt to the first place in the world, exceeding 20 trillion, accounting for more than one third of the global share. This means that China has become a country worthy of the name of the equipment manufacturing industry. At the same time, it can not be ignored that our country is still far from a powerful country in equipment manufacturing industry. The fact that our equipment manufacturing industry is large but not strong is still a difficult problem that puzzles our country, and the core competitiveness of equipment manufacturing industry is low. The technical level is backward and so on. On this point, the inferiority of the west is more obvious, and it is very important to strengthen the core competitiveness of the equipment manufacturing industry in our country and even in the west. Therefore, to calculate the total factor productivity level of the equipment manufacturing industry in the west, It is undoubtedly of practical significance to study the influencing factors and explore the reasonable countermeasures to enhance the total factor productivity in the western equipment manufacturing industry. This paper takes "the total factor productivity of the western equipment manufacturing industry" as the research object. On the basis of analyzing the domestic and foreign research situation of the productivity, the paper first analyzes the current situation of the equipment manufacturing industry in the west and the main problems it faces. Secondly, using the DEA model based on Malmquist to measure and decompose the total factor productivity level of the western equipment manufacturing industry, analyze the total factor productivity of all industries and regions of the equipment manufacturing industry in the west of China, and explore the total factor productivity. The change trend of technological progress and technical efficiency, understand the development trend of total factor productivity and regional development characteristics of western equipment manufacturing industry; finally, on the basis of historical literature research and combing, Combined with the industry characteristics of the western equipment manufacturing industry, this paper puts forward eight main factors that affect the total factor productivity of the western equipment manufacturing industry: industry scale, industry profit situation, R & D investment, human capital, foreign trade dependence, etc. The degree of opening to the outside world, the process of industrialization and the degree of marketization, select appropriate indicators for these influencing factors, and use the fixed effect model based on panel data to study its impact on the total factor productivity of the equipment manufacturing industry in the west and analyze it. This paper reveals the main factors that influence the change of total factor productivity of equipment manufacturing industry in western China, and puts forward practical and effective policy recommendations according to the conclusions of the research. The results show that the total factor productivity and technical efficiency of western equipment manufacturing industry have significant correlation with industry profitability, industry scale, dependence on foreign trade and marketization. The technical progress index also has certain correlation with the research and development investment. In the end, the corresponding policy suggestions are put forward for the western equipment manufacturing industry.
【學(xué)位授予單位】：重慶師范大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F426.4

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