本文關(guān)鍵詞： 軍民融合 裝備研發(fā) 投資中介 形式 方式　出處：《國防科學(xué)技術(shù)大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：裝備研發(fā)是國防和軍隊建設(shè)的重要內(nèi)容,其能力直接決定裝備技術(shù)水平。在社會主義市場經(jīng)濟條件下,裝備研發(fā)投資不能僅僅依靠政府投入,而應(yīng)該通過市場機制,吸收更多的社會資本。我國現(xiàn)行的裝備研發(fā)自成體系,軍民分離現(xiàn)象嚴重,又難以適應(yīng)社會義市場經(jīng)濟體制要求。投資中介的缺失,導(dǎo)致軍地雙方存在嚴重的信息不對稱,民營資本無法獲取裝備研發(fā)需求信息,軍方也無從了解民營機構(gòu)的研發(fā)能力,制約了裝備研發(fā)投資的效率。軍民融合裝備研發(fā)投資中介,能夠在裝備研發(fā)項目與社會資本之間建立起聯(lián)結(jié)的橋梁,實現(xiàn)軍地雙方信息的無障礙流通,有力促進武器裝備科研生產(chǎn)領(lǐng)域軍民融合的深度發(fā)展,也能實現(xiàn)國防效益與經(jīng)濟效益的雙豐收。全文共六章。第一章,緒論。概括了本文的選題背景、研究意義、國內(nèi)外研究現(xiàn)狀、研究思路和研究方法,以及主要內(nèi)容與創(chuàng)新之處。第二章,軍民融合裝備研發(fā)投資中介的理論基礎(chǔ)。界定了本文涉及到的主要概念及其主要特征,并梳理了軍民融合裝備研發(fā)投資中介形式與方式的理論基礎(chǔ)。第三章,我國裝備研發(fā)投資存在的問題與投資中介。分析了目前我國軍民融合裝備研發(fā)現(xiàn)狀及存在的主要問題,并以美國為例研究了國外相關(guān)經(jīng)驗和做法。第四章,軍民融合裝備研發(fā)投資中介的形式。重點研究了按業(yè)務(wù)特點和中介功能兩種分類方式下軍民融合裝備研發(fā)投資中介應(yīng)具有的形式。第五章,軍民融合裝備研發(fā)投資中介的方式。提出了不同形式投資中介可以采取的運行方式。第六章,政策建議。論文研究結(jié)果表明:(1)我國裝備研發(fā)投資主要存在行政歧視、信息不對稱、研發(fā)風(fēng)險大、優(yōu)惠政策不平等、存在X-無效率和成果難以轉(zhuǎn)化等6個問題,而建立和完善軍民融合裝備研發(fā)投資中介是解決這些問題的關(guān)鍵。(2)軍民融合裝備研發(fā)投資中介具有多種形式,按業(yè)務(wù)特點可分為投資類裝備研發(fā)投資中介、融資類裝備研發(fā)投資中介、保險類裝備研發(fā)投資中介和信息咨詢類裝備研發(fā)投資中介等;按中介功能劃分為資金籌集型投資中介、風(fēng)險防范型投資中介、成本控制型投資中介和信息交流型投資中介。(3)軍民融合裝備研發(fā)投資中介的方式主要有政府政策優(yōu)惠方式,發(fā)行股票債券方式及提供信息咨詢和技術(shù)服務(wù)方式等。(4)完善軍民融合裝備研發(fā)投資中介的形式和方式需要健全法律法規(guī)制度、清除民企進入裝備研發(fā)市場壁壘、采用恰當稅收優(yōu)惠政策、建立裝備研發(fā)風(fēng)險基金、完善裝備研發(fā)轉(zhuǎn)化機制和培養(yǎng)相關(guān)專門人才。
[Abstract]:Equipment R & D is an important part of national defense and army construction, and its capability directly determines the level of equipment technology. Under the condition of socialist market economy, the investment in equipment R & D cannot depend on government investment alone. But should absorb more social capital through the market mechanism. Our country present equipment research and development system, the military and the civilian separation phenomenon is serious, but also difficult to adapt to the social justice market economy system request, the investment intermediary lacks. As a result, there is a serious information asymmetry between military and civilian, private capital can not obtain equipment R & D information, the military can not understand the R & D capabilities of private organizations. Military and civilian integration of equipment R & D investment intermediary can build a bridge between equipment R & D projects and social capital, and realize the flow of information between military and local. It can promote the deep development of military and civilian integration in the field of scientific research and production of weapons and equipment, and can also achieve the double harvest of national defense efficiency and economic benefit. The full text consists of six chapters. Chapter one, introduction, summarizes the background of this paper. Research significance, domestic and foreign research status, research ideas and research methods, as well as the main content and innovation. Chapter two. This paper defines the main concepts involved in this paper and its main characteristics, and combs the theoretical basis of the military and civil fusion equipment R & D investment intermediary forms and methods. Chapter three. This paper analyzes the present situation and main problems of China's military and civil fusion equipment R & D, and takes the United States as an example to study the relevant experiences and practices of foreign countries. Chapter 4th. The form of R & D investment intermediary for military and civil fusion equipment. Chapter 5th focuses on the form of R & D investment intermediary for military and civil fusion equipment according to business characteristics and intermediary function. Military and civilian integration equipment R & D investment intermediary mode. Put forward different forms of investment intermediary can take the operation of the mode. 6th chapter. Policy recommendations. The research results show that China's equipment R & D investment mainly exists administrative discrimination, information asymmetry, R & D risk, preferential policy inequality. There are six problems, such as X- inefficiency and hard to transform. The establishment and improvement of military and civil fusion equipment R & D investment intermediary is the key to solve these problems. It can be divided into investment equipment R & D investment intermediary, financing equipment R D investment intermediary, insurance equipment R D investment intermediary and information consulting equipment R D investment intermediary according to the business characteristics. According to the intermediary function, it is divided into fund raising investment intermediary and risk prevention investment intermediary. Cost control investment intermediary and information exchange investment intermediary. 3) military and civilian integration equipment R & D investment intermediary mainly has the government policy preferential way. The way of issuing stock bonds and providing information consultation and technical service etc.) to perfect the form and method of investment intermediary of military and civilian fusion equipment research and development need to perfect the laws and regulations system. It is necessary to clear the barriers for private enterprises to enter the equipment R & D market, adopt appropriate preferential tax policies, establish equipment R & D risk funds, perfect the equipment R & D transformation mechanism and train relevant specialized personnel.
【學(xué)位授予單位】：國防科學(xué)技術(shù)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F426.48;E27

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