本文選題：創(chuàng)業(yè)板市場　切入點：監(jiān)管　出處：《浙江大學》2013年碩士論文

【摘要】：在很長一段時期中,無論是國外還是國內(nèi),中小企業(yè)發(fā)展過程中的融資問題一直是學術(shù)界的研究重點和熱點,我國在改革開放30多年里,國內(nèi)的中小企業(yè)發(fā)展迅速,融資需求問題凸顯,在學習借鑒國外股票市場設(shè)立的先進經(jīng)驗基礎(chǔ)上,于2009年在深圳股票交易所推出了創(chuàng)業(yè)板市場,旨在為中國經(jīng)濟的主力軍——中小企業(yè)特別是發(fā)展?jié)摿薮蟮闹行】萍夹推髽I(yè)提供的資金支持助其騰飛。然而,在我國創(chuàng)業(yè)板市場運行的過程中,也出現(xiàn)了一些不容忽視的問題,比如,股價過高和估值過高的問題、發(fā)行初期市盈率過高的問題、創(chuàng)業(yè)板市場投機行為突出的問題、部分創(chuàng)業(yè)板上市公司高科技含量較低的問題,等等,本文以創(chuàng)業(yè)板板市場及創(chuàng)業(yè)板市場上市公司為研究對象,在綜合分析比較境外創(chuàng)業(yè)板市場監(jiān)管體系的不同及其監(jiān)管制度差異原因的基礎(chǔ)上,指出我國創(chuàng)業(yè)板市場運行及其監(jiān)管過程中存在的主要問題有：證券監(jiān)管的外部環(huán)境條件不健全、證券監(jiān)管主體的獨立性不夠、創(chuàng)業(yè)板退市機制不完善、證券市場信息披露不規(guī)范、創(chuàng)業(yè)板上市公司高管離職套現(xiàn)問題嚴重等。針對這些問題,相應提出強化我國創(chuàng)業(yè)板市場監(jiān)管有效性的對策建議,為政府、監(jiān)管部門實施有效監(jiān)管提供更好地理論依據(jù)和決策指導,促進我國創(chuàng)業(yè)板市場健康穩(wěn)定發(fā)展。
[Abstract]:In a long period of time, the financing problem in the development of small and medium-sized enterprises has always been the focus and hot spot of the academic circles, both at home and abroad. In the more than 30 years of reform and opening up, the small and medium-sized enterprises in our country have developed rapidly. The issue of financing needs is highlighted. On the basis of learning from the advanced experience of the establishment of foreign stock markets, the gem market was launched on the Shenzhen Stock Exchange in 2009. The aim is to provide financial support to the main force of the Chinese economy-small and medium-sized enterprises, especially small and medium-sized scientific and technological enterprises with huge development potential. However, in the course of the operation of the gem market in China, there are also some problems that cannot be ignored. For example, the problems of excessive stock price and overvaluation, the problem of excessive price-earnings ratio at the beginning of issuance, the outstanding speculative behavior in the gem market, the low high-tech content of some gem listed companies, and so on. In this paper, the gem market and the gem listed companies as the research object, on the basis of comprehensive analysis and comparison of the overseas gem market regulatory system and the reasons for the differences in regulatory system, The paper points out that the main problems in the operation and supervision of gem are: the external environmental conditions of securities supervision are not perfect, the independence of the main body of securities supervision is not enough, and the delisting mechanism of gem is not perfect. The disclosure of information in the securities market is not standardized, and the problem of executive turnover and cash in listed companies on the gem is serious. In view of these problems, the countermeasures and suggestions to strengthen the effectiveness of the supervision of the gem in China are put forward for the government. The implementation of effective supervision by regulatory authorities provides better theoretical basis and decision-making guidance, and promotes the healthy and stable development of the gem market in China.
【學位授予單位】：浙江大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F832.51

【參考文獻】

相關(guān)期刊論文 前10條

1 徐衛(wèi)國;李靜;任端軍;;我國創(chuàng)業(yè)板市場投資風險監(jiān)管的路徑選擇——以英國AIM的保薦制度為借鑒[J];北華大學學報(社會科學版);2010年02期

2 明儀皓;;我國創(chuàng)業(yè)板的市場風險及其控制[J];成都大學學報(社會科學版);2009年04期

3 趙淼;;創(chuàng)業(yè)板信息披露框架:來自CPA的問卷調(diào)查[J];財會通訊;2010年23期

4 呂洪雁;;創(chuàng)業(yè)板市場發(fā)行、上市規(guī)則的解讀與思考[J];財會月刊;2009年35期

5 馬建會;中小企業(yè)在創(chuàng)業(yè)板上市:風險與對策[J];財經(jīng)理論與實踐;2002年04期

6 金雪軍,楊曉蘭;證券交易制度實驗研究及其對中國的借鑒意義[J];財經(jīng)理論與實踐;2004年06期

7 劉巖;丁寧;;美日多層次資本市場的發(fā)展、現(xiàn)狀及啟示[J];財貿(mào)經(jīng)濟;2007年10期

8 張玉欣;;創(chuàng)業(yè)板上市公司信息披露的法律規(guī)制[J];財經(jīng)政法資訊;2011年06期

9 蔣大興;公司如何死亡?——公司退市監(jiān)管政策的改革[J];法學評論;2005年02期

10 賈丹;;我國創(chuàng)業(yè)板市場監(jiān)管制度探析[J];法制與經(jīng)濟(下旬);2011年04期

相關(guān)重要報紙文章 前1條

1 李志林;[N];上海證券報;2006年

，

本文編號：1670469