發(fā)布時(shí)間：2018-03-19 20:16

  本文選題：資本賬戶開放　切入點(diǎn)：國際資本流動　出處：《南京財(cái)經(jīng)大學(xué)》2013年碩士論文　論文類型：學(xué)位論文

【摘要】：隨著經(jīng)濟(jì)全球化進(jìn)程的加快以及我國改革開放的不斷深化，實(shí)現(xiàn)了經(jīng)常賬戶開放這一目標(biāo)后，我國資本賬戶的開放問題日益受到重視和越來越多因素的推動，尤其是開放金融服務(wù)業(yè)迫使我國不得不進(jìn)一步開放資本賬戶。金融自由化理論認(rèn)為，開放資本賬戶對一國的金融體系完善和經(jīng)濟(jì)增長起著明顯的正效用，然而在這一理論為指導(dǎo)思想的發(fā)展中國家開放資本賬戶后都經(jīng)歷了多次影響程度較大的危機(jī)。學(xué)術(shù)界一般從金融學(xué)角度來研究這些問題，而近些年來金融學(xué)界又存在照搬西方經(jīng)濟(jì)理論的傾向，忽視了維護(hù)國家經(jīng)濟(jì)安全和民族經(jīng)濟(jì)利益。 本文主要運(yùn)用唯物史觀的經(jīng)濟(jì)分析范式，首先從貨幣和貨幣資本的聯(lián)系與區(qū)別入手，分析了經(jīng)常賬戶與資本賬戶在本質(zhì)上的不同；用貨幣流回規(guī)律分析了資本隨意進(jìn)出對一國社會再生產(chǎn)的不利影響；從生產(chǎn)和消費(fèi)兩大部類交換必須遵循的Ⅰ（v+m）=Ⅱc這一社會再生產(chǎn)基本公式，分析了外資涌入發(fā)展中國家會對社會資源配置產(chǎn)生不利影響。提出了開放資本賬戶的基本原則在于一定要注意維護(hù)國家的經(jīng)濟(jì)主權(quán)和經(jīng)濟(jì)利益。其次，批判地分析了麥金農(nóng)的金融自由化理論中的謬誤，并且指出我國的經(jīng)濟(jì)學(xué)界深受該理論的影響，并且在一定程度上促進(jìn)了國家放松資本管制政策的施行。接著，，用東南亞金融危機(jī)、墨西哥經(jīng)濟(jì)衰退等實(shí)例從反面證明了金融自由化理論在實(shí)際推行中難以成立，帶來的危機(jī)將發(fā)展中國家的經(jīng)濟(jì)推向混亂；又以發(fā)達(dá)國家謹(jǐn)慎開放資本賬戶和歐元區(qū)內(nèi)部對資本流動規(guī)定的實(shí)例，正面印證了資本賬戶開放的程度應(yīng)與國家經(jīng)濟(jì)實(shí)力掛鉤。最后，說明合理開放資本賬戶對國內(nèi)經(jīng)濟(jì)有促進(jìn)作用，也能推動人民幣國際化進(jìn)程，然而我國目前的經(jīng)濟(jì)實(shí)力還不足以應(yīng)付開放資本賬戶后的國際資本流動，但是也不能固步自封閉關(guān)自守，應(yīng)該看到開放資本賬戶對我國經(jīng)濟(jì)金融發(fā)展有著戰(zhàn)略性意義。我們應(yīng)該牢牢把握國家經(jīng)濟(jì)利益和主權(quán)這一基本原則，積極創(chuàng)造開放資本賬戶的條件：提高我國的勞動生產(chǎn)率，完善國內(nèi)金融體系，保護(hù)振興民族經(jīng)濟(jì)，逐步達(dá)到我國與發(fā)達(dá)國家間平均勞動生產(chǎn)率水平相當(dāng)?shù)乃�，合理有序地穩(wěn)步推進(jìn)資本賬戶開放。
[Abstract]:With the acceleration of the process of economic globalization and the deepening of China's reform and opening up, after the realization of the goal of opening up the current account, the opening of the capital account in our country has been paid more and more attention to and promoted by more and more factors. In particular, the opening of the financial services industry forces China to further open the capital account. The theory of financial liberalization holds that opening the capital account plays an obvious positive role in the perfection of a country's financial system and economic growth. However, the developing countries, which are guided by this theory, have experienced many times of crisis after opening the capital account. The academic circles generally study these problems from the perspective of finance. In recent years, the finance circle has the tendency to copy the western economic theory, neglecting to safeguard the national economic security and national economic interests. This article mainly uses the historical materialism economic analysis paradigm, first from the currency and the monetary capital connection and the difference, has analyzed the current account and the capital account in the essence difference; By using the law of money flow back, this paper analyzes the adverse effect of the random capital flow in and out of a country on the reproduction of a country's society, the basic formula of social reproduction, which must be followed in the exchange of production and consumption. This paper analyzes the adverse effects of foreign capital pouring into developing countries on the allocation of social resources, and points out that the basic principle of opening the capital account is to pay attention to safeguarding the national economic sovereignty and economic interests. Secondly, This paper critically analyzes the fallacies in McKinnon's theory of financial liberalization, and points out that the economic circles of our country are deeply influenced by the theory, and to some extent promote the implementation of the national capital control policy. The financial crisis in Southeast Asia and the economic recession in Mexico prove that the theory of financial liberalization is difficult to establish in practice, and the crisis has pushed the economy of developing countries to chaos. Examples of prudent opening of capital accounts in developed countries and regulations on capital flows within the euro zone are also examples of positive evidence that the extent of capital account opening should be linked to national economic strength. Finally, It shows that the reasonable opening of capital account can promote the domestic economy and promote the internationalization of RMB. However, the current economic strength of our country is not enough to cope with the international capital flows after the opening of the capital account. However, we should not remain closed to each other. We should see that opening the capital account is of strategic significance to the economic and financial development of our country. We should firmly grasp the basic principle of national economic interests and sovereignty. To actively create conditions for opening the capital account: to improve China's labor productivity, to perfect the domestic financial system, to protect and revitalize the national economy, and to gradually reach the level of the average labor productivity between China and the developed countries. We will steadily open up our capital account in a rational and orderly manner.
【學(xué)位授予單位】：南京財(cái)經(jīng)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：F832.5

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