發(fā)布時(shí)間：2018-07-15 12:11

【摘要】：基礎(chǔ)設(shè)施投資不僅改善了基礎(chǔ)設(shè)施水平，而且也推動(dòng)了我國(guó)經(jīng)濟(jì)的發(fā)展，是促進(jìn)我國(guó)經(jīng)濟(jì)增長(zhǎng)的重要因素�，F(xiàn)有文獻(xiàn)主要從社會(huì)產(chǎn)出彈性、對(duì)私人投資的影響、出口貿(mào)易角度研究了基礎(chǔ)設(shè)施對(duì)我國(guó)經(jīng)濟(jì)增長(zhǎng)的影響，然而很少有文獻(xiàn)關(guān)注基礎(chǔ)設(shè)施對(duì)我國(guó)技術(shù)創(chuàng)新能力的影響效應(yīng)。事實(shí)上，雖然外商直接投資的技術(shù)溢出促進(jìn)了我國(guó)技術(shù)創(chuàng)新能力的提高以及進(jìn)口貿(mào)易特別是中間產(chǎn)品貿(mào)易的快速發(fā)展和出口貿(mào)易競(jìng)爭(zhēng)的加劇也提升了我國(guó)的技術(shù)創(chuàng)新能力的提高，但是，外商直接投資對(duì)高技術(shù)專利的封鎖，以及處于全球價(jià)值鏈的低端的加工貿(mào)易對(duì)技術(shù)創(chuàng)新能力的提升有限，因此，，在外部技術(shù)的影響下，我們必須加強(qiáng)自主創(chuàng)新力的提升，為此，研究基礎(chǔ)設(shè)施對(duì)我國(guó)技術(shù)創(chuàng)新能力的影響效應(yīng)，考察其作用機(jī)制成為一個(gè)關(guān)鍵的重要因素。 本文主要運(yùn)用了一般均衡模型，研究了基礎(chǔ)設(shè)施對(duì)技術(shù)創(chuàng)新能力的影響機(jī)制，本文分別從信息成本、融資成本角度探討了基礎(chǔ)設(shè)施影響技術(shù)創(chuàng)新能力的機(jī)制效應(yīng)。在理論分析的基礎(chǔ)上，進(jìn)一步運(yùn)用地區(qū)的數(shù)據(jù)和分行業(yè)分地區(qū)的數(shù)據(jù)，利用實(shí)證模型驗(yàn)證了理論模型的結(jié)論。本文共分為七個(gè)部分。第一章為導(dǎo)論，介紹了本章的研究方法、論文結(jié)構(gòu)以及創(chuàng)新點(diǎn)。第二章為基礎(chǔ)設(shè)施與經(jīng)濟(jì)增長(zhǎng)以及勞動(dòng)生產(chǎn)率方面的相關(guān)文獻(xiàn)回顧。第三章考察了基礎(chǔ)設(shè)施對(duì)技術(shù)創(chuàng)新能力的協(xié)整效應(yīng)及脈沖響應(yīng)影響，從集聚效應(yīng)的角度研究了基礎(chǔ)設(shè)施對(duì)地區(qū)創(chuàng)新能力的影響。第四章構(gòu)建了一般均衡理論模型，研究了基礎(chǔ)設(shè)施對(duì)進(jìn)口貿(mào)易及其貿(mào)易結(jié)構(gòu)的影響機(jī)制并利用實(shí)證模型檢驗(yàn)基礎(chǔ)設(shè)施對(duì)我國(guó)地區(qū)創(chuàng)新能力之間的影響效應(yīng)。第五章分別從出口貿(mào)易結(jié)構(gòu)和出口技術(shù)復(fù)雜度的角度考察了基礎(chǔ)設(shè)施對(duì)技術(shù)創(chuàng)新能力的影響。第六章利用分行業(yè)分地區(qū)的數(shù)據(jù)，從融資依賴、出口貿(mào)易、和行業(yè)出口技術(shù)復(fù)雜度的角度考察了基礎(chǔ)設(shè)施對(duì)行業(yè)技術(shù)創(chuàng)新能力的影響。第七章對(duì)全文進(jìn)行了總結(jié)，并為我國(guó)利用基礎(chǔ)設(shè)施推動(dòng)技術(shù)創(chuàng)新提供政策建議。 本文的主要結(jié)論為：第一，基礎(chǔ)設(shè)施水平的改善對(duì)各地區(qū)的技術(shù)創(chuàng)新能力有著顯著的促進(jìn)作用，主要表現(xiàn)在基礎(chǔ)設(shè)施水平的提升對(duì)人力資本、國(guó)際貿(mào)易和外商直接投資有顯著的集聚效應(yīng)，基礎(chǔ)設(shè)施水平的提高促進(jìn)了人力資本、國(guó)際貿(mào)易和外商直接投資對(duì)我國(guó)技術(shù)創(chuàng)新能力的提升。第二，基礎(chǔ)設(shè)施水平高的地區(qū)，在進(jìn)口貿(mào)易較多的地區(qū)，更能促進(jìn)創(chuàng)新能力的提升，更重要的是，基礎(chǔ)設(shè)施水平高的地區(qū)，進(jìn)口貿(mào)易的國(guó)際RD技術(shù)溢出比進(jìn)口貿(mào)易額的技術(shù)溢出更能提升我國(guó)技術(shù)創(chuàng)新能力的提升，分區(qū)域的結(jié)果顯示東部地區(qū)的服務(wù)貿(mào)易的國(guó)際RD顯著促進(jìn)了技術(shù)創(chuàng)新能力的提高，西部地區(qū)則與之相反。第三，基礎(chǔ)設(shè)施水平的改善能夠促進(jìn)出口結(jié)構(gòu)的改善和地區(qū)技術(shù)創(chuàng)新能力的提升，基礎(chǔ)設(shè)施水平高的地區(qū)在出口技術(shù)復(fù)雜度高的行業(yè)更能促進(jìn)技術(shù)創(chuàng)新能力的提高，從而地區(qū)基礎(chǔ)設(shè)施水平的提高有助于促進(jìn)出口技術(shù)復(fù)雜度高的地區(qū)的技術(shù)創(chuàng)新能力的提升。第四，基礎(chǔ)設(shè)施水平較高的地區(qū)在技術(shù)復(fù)雜度高的行業(yè)更促進(jìn)地區(qū)技術(shù)創(chuàng)新能力的提高，這不僅表現(xiàn)在基礎(chǔ)設(shè)施對(duì)地區(qū)技術(shù)創(chuàng)新的提升作用，更重要的是地區(qū)基礎(chǔ)設(shè)施水平的提高能夠顯著的促進(jìn)高技術(shù)產(chǎn)業(yè)的技術(shù)創(chuàng)新能力的提升，從而有利于出口貿(mào)易結(jié)構(gòu)的改善和出口技術(shù)復(fù)雜度的提升。
[Abstract]:Infrastructure investment not only improves the level of infrastructure, but also promotes the economic development of our country. It is an important factor to promote the economic growth of our country. The existing literature mainly studies the impact of infrastructure on the economic growth of our country from the elasticity of social output, the impact on private investment, and the export trade. In fact, although the technology spillover of foreign direct investment has promoted the improvement of China's technological innovation ability, the rapid development of import trade, especially the rapid development of intermediate product trade and the intensification of export trade competition, also promoted the improvement of technological innovation ability of our country, however, foreign investors The blockade of high technology patents by direct investment and the limited improvement of technological innovation ability in the low end processing trade in the global value chain are limited. Therefore, under the influence of external technology, we must strengthen the promotion of independent innovation, so as to study the effect of infrastructure on the technological innovation ability of our country and investigate the mechanism of its action. It is a key important factor.
This paper mainly uses the general equilibrium model to study the mechanism of the impact of infrastructure on technological innovation ability. This paper discusses the mechanism effect of infrastructure impact on technological innovation ability from the angle of information cost and financing cost. The conclusion of the theoretical model is verified with an empirical model. This paper is divided into seven parts. The first chapter is introduction, which introduces the research methods, structure and innovation points of this chapter. The second chapter is the literature review of infrastructure and economic growth and labor productivity. The third chapter examines the synergy of infrastructure to technological innovation. The effect of whole effect and impulse response is studied from the point of view of agglomeration effect. The fourth chapter constructs a general equilibrium theory model, studies the influence mechanism of infrastructure on import trade and its trade structure, and uses an empirical model to test the effect of infrastructure on the innovation ability of China. The fifth chapter examines the impact of infrastructure on technological innovation from the perspective of export trade structure and the complexity of export technology. The sixth chapter examines the impact of infrastructure on the technological innovation capability of industry from the perspective of financing dependence, export trade and industry export technology complexity. The seventh chapter summarizes the full text and provides policy recommendations for the use of infrastructure to promote technological innovation in China.
The main conclusions of this paper are as follows: first, the improvement of infrastructure level plays a significant role in promoting the technological innovation ability of various regions. It is mainly manifested in the enhancement of infrastructure level to human capital, international trade and foreign direct investment, and the improvement of basic establishment level promotes human capital and international trade. Second, the area with high infrastructure level and high level of infrastructure can promote the innovation ability, and more importantly, the area with high infrastructure level, the international RD technology spillover of import trade can improve China's technology more than the technology spillover of the import trade volume. The improvement of innovation ability in the region shows that the international RD of service trade in the eastern region has significantly promoted the improvement of technological innovation ability, and the western region is the opposite. Third, the improvement of the infrastructure level can promote the improvement of the export structure and the upgrading of regional technological innovation, and the areas with high infrastructure level are in the exit. The industry with high complexity of the mouth technology can promote the improvement of technological innovation ability, thus improving the level of regional infrastructure will help to promote the technological innovation ability of areas with high export technology. Fourth, the higher level of infrastructure in areas with high technical complexity promote regional technological innovation ability. This is not only reflected in the promotion of infrastructure to regional technological innovation, but also the improvement of the regional infrastructure level, which can significantly promote the upgrading of technological innovation ability of the high-tech industry, which is conducive to the improvement of the export trade structure and the improvement of the complexity of export technology.
【學(xué)位授予單位】：南開大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2012
【分類號(hào)】：F124.3;F832.48;F224

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