本文選題：金融發(fā)展　切入點(diǎn)：中小企業(yè)　出處：《湖南大學(xué)》2015年碩士論文　論文類型：學(xué)位論文

【摘要】：在日益加深的經(jīng)濟(jì)全球化進(jìn)程中,科技逐漸成為我國(guó)促進(jìn)經(jīng)濟(jì)增長(zhǎng)、增強(qiáng)全球競(jìng)爭(zhēng)實(shí)力的要素之一。我國(guó)的產(chǎn)業(yè)發(fā)展水平也隨著大量技術(shù)和設(shè)備的引進(jìn)得到了極大的提升,但是如果繼續(xù)單純依靠引進(jìn)而不注重消化吸收自主創(chuàng)新,那么經(jīng)濟(jì)發(fā)展的持續(xù)性就不能得到保障。作為經(jīng)濟(jì)體系的核心組成,金融系統(tǒng)的發(fā)展對(duì)于企業(yè)特別是中小企業(yè)自主創(chuàng)新產(chǎn)生作用的機(jī)制和影響程度,既需要理論探討,也值得實(shí)證檢驗(yàn)。本文依照“理論闡述—機(jī)理分析—現(xiàn)狀研究—實(shí)證分析—政策建議”的研究框架,詳細(xì)梳理了金融發(fā)展對(duì)中小企業(yè)自主創(chuàng)新的影響。本文一共有六大部分,首先,文章回顧了近年來(lái)的相關(guān)理論和實(shí)證成果,點(diǎn)明了研究的必要性以及整體的思路和框架,第二部分介紹了相關(guān)概念和理論基礎(chǔ),第三部分介紹了金融發(fā)展對(duì)中小企業(yè)自主創(chuàng)新的影響機(jī)理和渠道,第四部分介紹了金融發(fā)展支持中小企業(yè)自主創(chuàng)新的現(xiàn)狀,第五部分運(yùn)用省級(jí)層面分行業(yè)的2011-2013年的深圳中小板企業(yè)的經(jīng)驗(yàn)數(shù)據(jù),選取了金融發(fā)展規(guī)模維度指標(biāo),運(yùn)用Probit模型和OLS回歸估計(jì),結(jié)合中國(guó)30多個(gè)省份地區(qū)1000多家中小板上市企業(yè)的經(jīng)驗(yàn)數(shù)據(jù),引入行業(yè)和區(qū)域差異變量,實(shí)證檢驗(yàn)了金融發(fā)展對(duì)于企業(yè),特別是中小企業(yè)自主創(chuàng)新的影響。得出以下實(shí)證研究結(jié)論:第一,我國(guó)金融發(fā)展對(duì)于中小企業(yè)自主創(chuàng)新具有顯著的正向促進(jìn)作用,且這種正向作用對(duì)于金融依賴度高的行業(yè)更加顯著;第二,在金融發(fā)展程度高的地區(qū),企業(yè)規(guī)模越小,創(chuàng)新產(chǎn)出率越大,會(huì)使得原來(lái)較多投入大企業(yè)的資金流向中小企業(yè),因此金融發(fā)展促進(jìn)了資金更有效率的配置和利用。在以上理論研究與實(shí)證分析的基礎(chǔ)上,文章最后從政府、銀行和資本市場(chǎng)等角度提出了以金融發(fā)展促進(jìn)中小企業(yè)自主創(chuàng)新的政策建議。
[Abstract]:In the process of deepening economic globalization, science and technology has gradually become one of the elements to promote economic growth and strengthen the global competitive strength in China, and the level of industrial development of our country has also been greatly improved with the introduction of a large number of technologies and equipment. However, if we continue to rely solely on the introduction without focusing on digestion and absorption of independent innovation, then the sustainability of economic development cannot be guaranteed. As the core component of the economic system, The mechanism and degree of influence of the development of financial system on independent innovation of enterprises, especially small and medium-sized enterprises, need to be discussed theoretically. According to the research framework of "theory expounding-mechanism analysis-current situation research-empirical analysis-policy recommendations", this paper makes a detailed analysis of the impact of financial development on SMEs' independent innovation. There are six parts in this paper. First of all, the article reviews the relevant theories and empirical results in recent years, points out the necessity of the research and the overall thinking and framework. The second part introduces the related concepts and theoretical basis. The third part introduces the influence mechanism and channel of financial development on SMEs' independent innovation, and part 4th introduces the current situation of financial development supporting SMEs' independent innovation. The 5th part uses the experience data of Shenzhen small and medium-sized enterprises in 2011-2013, selects the dimension index of financial development scale, uses Probit model and OLS regression estimation. Based on the empirical data of more than 1000 small and medium-sized board listed enterprises in more than 30 provinces of China, this paper introduces industry and regional differences, and empirically tests the financial development for enterprises. Especially the impact of SMEs' independent innovation. The following empirical conclusions are drawn: first, the financial development of our country has a significant positive role in promoting SMEs' independent innovation. And this positive effect is more significant for industries with high financial dependence; second, in areas with high financial development levels, the smaller the scale of enterprises, the greater the rate of innovation output, which will lead to the flow of funds originally invested in large enterprises to small and medium-sized enterprises. Therefore, financial development has promoted the more efficient allocation and utilization of funds. On the basis of the above theoretical research and empirical analysis, the article ends with the government, The paper puts forward some policy suggestions to promote the independent innovation of small and medium-sized enterprises from the angle of bank and capital market.
【學(xué)位授予單位】：湖南大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2015
【分類號(hào)】：F276.3;F273.1;F832

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