本文關(guān)鍵詞：山西省煤基產(chǎn)業(yè)低碳科技創(chuàng)新的資金投入效率研究　出處：《太原理工大學(xué)》2017年碩士論文　論文類型：學(xué)位論文

  更多相關(guān)文章： 煤基產(chǎn)業(yè) 數(shù)據(jù)包絡(luò)分析 曼奎斯特指數(shù) 科技創(chuàng)新 資金投入效率

【摘要】：山西作為我國最重要的能源重化工基地,其煤基產(chǎn)業(yè)是經(jīng)濟的絕對支柱,煤基低碳科技創(chuàng)新是推動山西省資源經(jīng)濟綜改試驗區(qū)建設(shè)和國家科技體制機制改革的關(guān)鍵環(huán)節(jié)和核心領(lǐng)域。然而,當(dāng)前山西省在配置煤基科研資金方面,面臨著政府宏觀調(diào)控與整體性組織協(xié)調(diào)度低、針對性不強、審批事項繁雜、條塊分割和聚焦重大戰(zhàn)略需求不足等現(xiàn)實問題。因此,研究山西省煤基產(chǎn)業(yè)科技創(chuàng)新的資金投入效率,不僅是山西省煤基產(chǎn)業(yè)突破不可持續(xù)發(fā)展瓶頸的迫切需求和適應(yīng)經(jīng)濟轉(zhuǎn)型綜合配套改革的關(guān)鍵路徑,更是加快建設(shè)創(chuàng)新體系的重要保證。本文針對資金支持科技創(chuàng)新這一關(guān)鍵命題,依托低碳經(jīng)濟、科技創(chuàng)新和科技金融理論,立足于當(dāng)前山西省資金支持煤基產(chǎn)業(yè)低碳科技創(chuàng)新的現(xiàn)狀與問題,運用超效率數(shù)據(jù)包絡(luò)分析和曼奎斯特指數(shù)法,選取全國15個主要產(chǎn)煤省市區(qū)和山西煤基七大產(chǎn)業(yè)2011-2015年相關(guān)數(shù)據(jù),從綜合創(chuàng)新效率、效率分解、規(guī)模報酬和投影改進四個方面,深入剖析了三類創(chuàng)新主體的資金投入效率。主要內(nèi)容有:(1)以煤基產(chǎn)業(yè)為實證分析對象,闡明了數(shù)據(jù)來源及處理方法,并對技術(shù)創(chuàng)新投入產(chǎn)出的滯后性及其處理方式進行了說明。(2)運用超效率數(shù)據(jù)包絡(luò)分析法,基于區(qū)域視角對比山西省與其它省市低碳科技創(chuàng)新的水平,基于行業(yè)視角辨認(rèn)煤基七大產(chǎn)業(yè)內(nèi)部各自科技創(chuàng)新的優(yōu)勢及不足。(3)運用曼奎斯特指數(shù)法,基于時序視角測度山西省七大煤基低碳產(chǎn)業(yè)歷年的科技創(chuàng)新效率變動趨勢。研究發(fā)現(xiàn):(1)山西省煤基科研資金呈現(xiàn)投入總量偏低、強度滯后和結(jié)構(gòu)失衡的特征。財政經(jīng)費分配不合理、市場化程度較低;企業(yè)自有資金投入不足、用于基礎(chǔ)研究的比重低;商業(yè)銀行信貸缺乏支持,低碳資本市場作用小。(2)區(qū)域靜態(tài)效率比較方面:山西省創(chuàng)新綜合效率居于主要產(chǎn)煤省市區(qū)之首,其技術(shù)效率較高,規(guī)模效率適當(dāng),規(guī)模報酬遞增。行業(yè)靜態(tài)效率比較方面:七大煤基產(chǎn)業(yè)有26.2%的資金形成浪費;煤基產(chǎn)業(yè)規(guī)模效率高于技術(shù)效率,存在重規(guī)模輕技術(shù)的問題;政府資金和企業(yè)自有資金的配置效率較低,金融機構(gòu)貸款可稍做調(diào)整。(3)動態(tài)效率分析方面:山西省煤基七大產(chǎn)業(yè)低碳科技創(chuàng)新的資金效率水平較低,由高到低分別為:煤基新材料、煤焦化、煤機裝備、煤化工、煤層氣、煤炭生產(chǎn)及煤電;在綜合技術(shù)效率變動惡化的情況下,全要素生產(chǎn)率仍能表現(xiàn)出強勁的上升趨勢,主要在于技術(shù)進步的主導(dǎo)作用;政府資金的冗余最多,企業(yè)自有資金連續(xù)兩年出現(xiàn)冗余,金融機構(gòu)的支持力度相對較小。本文可能的創(chuàng)新之處:(1)研究對象方面。將“煤基產(chǎn)業(yè)”、“科技創(chuàng)新”和“資金效率”三者相結(jié)合,探討煤基產(chǎn)業(yè)低碳科技創(chuàng)新的資金投入效率,彌補既有研究的空白。(2)指標(biāo)選擇的創(chuàng)新。本文從三階段技術(shù)創(chuàng)新理論出發(fā),將整個技術(shù)創(chuàng)新的價值實現(xiàn)過程細分為科技研發(fā)、成果轉(zhuǎn)化和產(chǎn)業(yè)化三個密切聯(lián)系的子階段,分別對應(yīng)著不同的投入產(chǎn)出評價指標(biāo)。同時,基于低碳視角將環(huán)境績效納入評價框架內(nèi),實現(xiàn)對現(xiàn)有技術(shù)創(chuàng)新效率評價指標(biāo)體系的改進。
[Abstract]:Shanxi as China's most important energy and heavy chemical industry base, the coal industry is the absolute pillar of the economy, coal based low carbon technology innovation is the key and core areas of Shanxi province to promote the resources economy comprehensive reform pilot area construction and the national science and technology system reform. However, the current Shanxi Province in the configuration of coal based scientific research funds, facing the government macro-control and overall coordination degree is low, the pertinence is not strong, approval complicated, major strategic needs of compartmentalization and insufficient focus and other practical problems. Therefore, the research of Shanxi province coal industry science and technology innovation investment efficiency, not only in Shanxi Province, coal based industry breakthrough the bottleneck of sustainable development urgently requirements and key path of economic transformation synthetically reform to adapt, it is an important guarantee for accelerating the construction of innovation system. Aiming at the capital to support technological innovation as the key concept, relying on low Carbon economy, scientific and technological innovation and financial theory, based on the current situation and problems of Shanxi province coal industry funds to support the low carbon technology innovation, using super efficiency data envelopment analysis and Man Quist index method, the selection of the national 15 major coal producing provinces and Shanxi coal base seven industry data for 2011-2015 years, from the comprehensive efficiency of decomposition four aspects, innovation efficiency, return to scale and projection improvement, depth analysis of the three types of innovation investment efficiency. The main contents are as follows: (1) the coal based industry as the empirical analysis object, the data sources and processing methods, and the input and output of technology innovation lag and its processing method are described. (2) using super efficiency data envelopment analysis, from the perspective of regional comparison of Shanxi province and other provinces of low carbon technology innovation level based on the industry perspective to recognize internal coal based seven industry, based on their respective The advantages and disadvantages of technological innovation. (3) using the Man Quist index method, the change trend of science and technology innovation efficiency over the years in Shanxi province from the perspective of timing measure seven coal based low carbon industry. Based on the study found: (1) Shanxi province coal based scientific research fund is the total investment is low, the characteristic strength lag and the structural imbalance of the allocation of financial funds. Reasonable, low degree of marketization; enterprises lack of own funds for basic research, the low proportion of commercial bank credit; lack of support, the role of low carbon capital market. (2) comparison of regional static efficiency: Shanxi Province, a new comprehensive efficiency in major coal producing provinces in the first, the higher technical efficiency, scale the proper efficiency, increasing returns to scale. Static industry efficiency: seven coal based industry 26.2% of the capital waste formation; coal based industrial scale efficiency is higher than the technical efficiency, the presence of heavy scale light technology; government Capital and enterprise's own funds allocation efficiency is low, financial institutions loans can be adjusted slightly. (3) the dynamic efficiency analysis of Shanxi province coal base seven industrial low carbon technology innovation level of financial efficiency is low, respectively, from high to low: coal based new materials, coal coking, coal mining equipment, coal the chemical, coal gas, coal production and coal; changes in technical efficiency deterioration situation, TFP can still exhibit a strong upward trend, mainly lies in the leading role of technological progress; redundant government funds up to their funds for two consecutive years appear redundant, the support of financial institutions may be relatively small. The innovation of this paper: (1) the object of study. The "coal industry", "technological innovation" and "capital efficiency" is the combination of the three, to investigate the coal based industry low carbon technology innovation investment efficiency, make up the existing research on the air White. (2) the innovation of index selection. This paper from the three stage of the theory of technological innovation, the technological innovation value realization process is divided into research and development of science and technology achievements transformation and industrialization, three closely related sub stages, corresponding to different input-output evaluation index. At the same time, based on the perspective of low-carbon environment included in the performance evaluation framework, realize the improvement of the existing evaluation index system of technology innovation efficiency.

【學(xué)位授予單位】：太原理工大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：F426.21;F273.1;F406.7

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