本文選題：創(chuàng)新能力積累　切入點：西部裝備制造業(yè)　出處：《重慶師范大學》2017年碩士論文　論文類型：學位論文

【摘要】：歷次科技革命的成果無不是通過裝備制造業(yè)創(chuàng)造出來的,裝備制造業(yè)的發(fā)展水平在一定程度上決定著我國制造業(yè)的發(fā)展水平。西部地區(qū)作為我國裝備制造業(yè)三大生產(chǎn)基地之一,投入與產(chǎn)出的比率、創(chuàng)新能力的水平以及綜合效益的研究都對我國經(jīng)濟的發(fā)展有著重要意義。技術(shù)進步無疑是整個社會經(jīng)濟長期增長的源泉,中國作為最大的發(fā)展中國家,面臨著技術(shù)進步路徑選擇的難題。而創(chuàng)新能力積累的成果則可以衡量出究竟哪條技術(shù)進步路徑的貢獻最大。所以說,研究西部裝備制造業(yè)技術(shù)進步路徑的選擇,研究西部裝備制造業(yè)創(chuàng)新能力的提升,研究二者之間的關(guān)系就顯得尤為必要。本文第一部分通過對研究背景、意義及相關(guān)文獻的梳理,提出了技術(shù)進步路徑對西部裝備制造業(yè)創(chuàng)新能力積累影響的研究方案。第二部分通過對相關(guān)理論的梳理為本文要解決的問題奠定了理論基礎(chǔ)。第三部分首先對西部裝備制造業(yè)各省市地位進行分析;然后從自主研發(fā)、引進國外技術(shù)、國內(nèi)技術(shù)購買以及外商直接投資這幾個方面,對西部裝備制造業(yè)技術(shù)進步現(xiàn)狀分析;最后對西部裝備制造業(yè)技術(shù)進步進行測度。第四部分通過模型的構(gòu)建將熊彼特模型應(yīng)用到本文研究的實際問題中。第五部分采用2005-2015年西部地區(qū)裝備制造業(yè)的面板數(shù)據(jù),實證分析了西部裝備制造業(yè)自主研發(fā)、引進國外技術(shù)、國內(nèi)技術(shù)購買、外商直接投資以及模仿創(chuàng)新對創(chuàng)新能力積累的影響。運用均值回歸和分位數(shù)回歸,從西部裝備制造業(yè)不同子行業(yè)的角度和西部裝備制造業(yè)不同省市的角度分別進行實證研究和結(jié)果分析。第六部分則在本文得到主要結(jié)論的基礎(chǔ)上提出一些參考性的對策建議。本文實證結(jié)果顯示,無論是從裝備制造業(yè)子行業(yè)還是從不同省市的角度來看,創(chuàng)新能力積累的主要途徑是通過外商直接投資及其模仿創(chuàng)新與消化吸收能力;增加參與研發(fā)活動的科技人員在一定程度上也可以推動創(chuàng)新能力的積累;雖然西部地區(qū)相對比較落后,但是適當?shù)剡M行研發(fā)支出對創(chuàng)新能力的積累有一定的貢獻;至于引進國外技術(shù)這一影響因素,無論是它本身還是在它基礎(chǔ)上的模仿創(chuàng)新都沒有對創(chuàng)新能力的積累做出貢獻。針對結(jié)論提出如下政策建議:防止掉“進技術(shù)引進路徑依賴”的陷阱;充分利用外商直接投資以及在此基礎(chǔ)上的模仿創(chuàng)新及消化吸收能力;引進人才,促進西部大開發(fā)。
[Abstract]:The achievements of the previous scientific and technological revolutions are all created through the equipment manufacturing industry. The development level of the equipment manufacturing industry determines the development level of our country's manufacturing industry to a certain extent. The western region is one of the three major production bases of China's equipment manufacturing industry. The ratio of input to output, the level of innovation ability and the study of comprehensive benefits are of great significance to the economic development of our country. Technological progress is undoubtedly the source of the long-term growth of the whole society and economy, and China is the largest developing country. Facing the difficult problem of choosing the path of technological progress. The accumulation of innovation ability can measure which path of technological progress contributes the most. Therefore, to study the choice of the path of technological progress in the western equipment manufacturing industry, It is particularly necessary to study the relationship between the innovation ability of the western equipment manufacturing industry and the improvement of the innovation ability of the western equipment manufacturing industry. The first part of this paper combs the research background, significance and related literature. This paper puts forward the research scheme of the influence of technology progress path on the innovation ability accumulation of western equipment manufacturing industry. The second part lays a theoretical foundation for the problems to be solved by combing the relevant theories. The third part first lays a theoretical foundation for the west. The status of each province and city of equipment manufacturing industry is analyzed. Then from the aspects of independent research and development, introduction of foreign technology, domestic technology purchase and foreign direct investment, this paper analyzes the status quo of the technological progress of the western equipment manufacturing industry. Finally, the paper measures the technological progress of the western equipment manufacturing industry. Part 4th applies Schumpeter model to the practical problems studied in this paper through the construction of the model. Part 5th uses the panel data of the western equipment manufacturing industry from 2005 to 2015. This paper empirically analyzes the effects of independent R & D, imported foreign technology, domestic technology purchase, foreign direct investment and imitation innovation on the accumulation of innovation ability in the western equipment manufacturing industry. From the angle of different sub-industries in western equipment manufacturing industry and the different provinces and cities of western equipment manufacturing industry, the empirical research and result analysis are carried out respectively. Part 6th puts forward some references on the basis of the main conclusions of this paper. The empirical results of this paper show that, Whether from the sub-industry of equipment manufacturing industry or from the perspective of different provinces and cities, the main way to accumulate innovation ability is through foreign direct investment (FDI), its imitating innovation and digesting and absorbing ability. Increasing the number of scientific and technological personnel involved in R & D activities can also promote the accumulation of innovation ability to a certain extent, although the western region is relatively backward, but appropriate R & D expenditure has a certain contribution to the accumulation of innovation ability; As for the influence factor of introducing foreign technology, Neither the imitation innovation nor the imitation innovation based on it has contributed to the accumulation of innovation ability. The following policy suggestions are put forward in view of the conclusion: to prevent the trap of "path dependence of technology introduction"; We should make full use of foreign direct investment, imitate innovation and absorb ability on this basis, and introduce talents to promote the development of the western region.
【學位授予單位】：重慶師范大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：F426

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