本文關(guān)鍵詞： 鋼鐵企業(yè) 政府補(bǔ)貼 出口 影響 DEA模型　出處：《華東師范大學(xué)》2017年碩士論文　論文類型：學(xué)位論文

【摘要】：當(dāng)前我國(guó)鋼鐵業(yè)內(nèi)憂外困,國(guó)際市場(chǎng)上,"逆全球化"思潮和貿(mào)易保護(hù)主義傾向有所抬頭,2016年,我國(guó)鋼鐵出口遭遇了來自20個(gè)國(guó)家和地區(qū)發(fā)起的48起貿(mào)易救濟(jì)調(diào)查,案件數(shù)量上升了 29.7%;而國(guó)內(nèi)也面臨著各種問題,技術(shù)創(chuàng)新實(shí)力不強(qiáng),研發(fā)能力薄弱等問題。2016年10月28日,工信部印發(fā)《鋼鐵工業(yè)調(diào)整升級(jí)十三五規(guī)劃》,將我國(guó)鋼鐵產(chǎn)業(yè)發(fā)展目標(biāo)鎖定為:化解產(chǎn)能過剩、進(jìn)行大型結(jié)構(gòu)性重組、遏制行業(yè)無序競(jìng)爭(zhēng)、加大產(chǎn)品創(chuàng)新、促進(jìn)綠色發(fā)展,以及鼓勵(lì)企業(yè)走出去。從當(dāng)前來看,政府調(diào)控仍然在鋼鐵產(chǎn)業(yè)中起著關(guān)鍵性作用,而稅費(fèi)返還和政府項(xiàng)目補(bǔ)助這兩種政府補(bǔ)貼方式也仍是政府扶持鋼鐵產(chǎn)業(yè)的主要財(cái)政手段,如何合理的運(yùn)用其來鼓勵(lì)鋼鐵企業(yè)進(jìn)行創(chuàng)新,結(jié)構(gòu)調(diào)整,化解我國(guó)產(chǎn)能過剩,同時(shí)又盡可能避免一定的外部摩擦值得研究。縱觀前人研究成果,在政府對(duì)產(chǎn)業(yè)扶持的實(shí)證研究中,大多數(shù)文獻(xiàn)的研究重點(diǎn)集中于政府補(bǔ)貼動(dòng)機(jī)或是對(duì)農(nóng)業(yè)、能源、漁業(yè)等行業(yè)或是研發(fā)補(bǔ)貼等領(lǐng)域,鮮有文獻(xiàn)涉及鋼鐵領(lǐng)域補(bǔ)貼的實(shí)證研究。而有關(guān)鋼鐵產(chǎn)業(yè)的研究,多是關(guān)于國(guó)家產(chǎn)業(yè)政策對(duì)于我國(guó)鋼鐵企業(yè)的影響的研究。本文在已有研究成果的基礎(chǔ)上予以創(chuàng)新,在研究方法上運(yùn)用實(shí)證分析的方法,通過建立模型來研究政府補(bǔ)貼對(duì)上市鋼鐵企業(yè)的出口影響,具有較強(qiáng)的針對(duì)性。本文的寫作思路為,首先闡述了本文的研究背景及意義、國(guó)內(nèi)外的研究綜述、研究?jī)?nèi)容和研究方法,以及本文的創(chuàng)新點(diǎn)與不足。然后從政府補(bǔ)貼的相關(guān)理論和傳導(dǎo)機(jī)制進(jìn)行了介紹,繼而介紹了我國(guó)鋼鐵產(chǎn)業(yè)的現(xiàn)狀與形成原因,政府政策的演變趨勢(shì),我國(guó)補(bǔ)貼的具體方法和補(bǔ)貼的深度與廣度。在補(bǔ)貼政策的實(shí)證研究中,本文選取了 28家上市的鋼鐵企業(yè),運(yùn)用2007-2015年9年間的貿(mào)易收入,借助面板實(shí)證回歸系統(tǒng)地研究了稅費(fèi)返還和政府項(xiàng)目補(bǔ)助對(duì)鋼鐵業(yè)上市公司的出口貿(mào)易影響。得出回歸結(jié)論后,運(yùn)用DEA模型,研究了政府補(bǔ)貼效率。最后,以實(shí)證回歸結(jié)論為基礎(chǔ),結(jié)合目前中國(guó)鋼鐵企業(yè)出口貿(mào)易的補(bǔ)貼政策的實(shí)際情況,提出政策建議。
[Abstract]:At present, the steel industry in our country is facing difficulties inside and outside. In the international market, the trend of "anti-globalization" and trade protectionism has risen, 2016. China's steel export encountered 48 trade relief investigations from 20 countries and regions, the number of cases increased by 29.7; But the domestic also faces each kind of question, the technical innovation strength is not strong, the research and development ability is weak and so on. In October 28th 2016, the Ministry of Industry and Information Technology issued "the Iron and Steel Industry Adjustment and upgrading 13th Five-Year Plan". The development goal of China's iron and steel industry is to resolve overcapacity, carry out large-scale structural reorganization, curb the disorderly competition of the industry, increase product innovation and promote green development. And to encourage enterprises to go out. From the current point of view, government regulation still plays a key role in the steel industry. The return of taxes and fees and government project subsidies these two forms of government subsidies are still the main financial means for the government to support the iron and steel industry how to use them to encourage iron and steel enterprises to innovate and adjust the structure. At the same time, it is worth studying to avoid some external friction as far as possible. Throughout the previous research results, in the empirical study of government support to the industry. Most of the literature focuses on government subsidy incentives or industries such as agriculture, energy, fisheries or R & D subsidies. There is little literature on the empirical research on the subsidies in the field of iron and steel, and the research on the steel industry. Most of the research is about the impact of national industrial policy on the iron and steel enterprises in China. This paper innovates on the basis of the existing research results and uses the empirical analysis method in the research method. Through the establishment of a model to study the impact of government subsidies on the export of listed iron and steel enterprises, has a strong pertinence. Research content and research methods, as well as the innovation of this article and shortcomings. Then from the relevant theory of government subsidies and transmission mechanism were introduced, and then introduced the status quo and formation reasons of China's iron and steel industry. The evolvement trend of government policy, the concrete method of subsidy and the depth and breadth of subsidy in our country. In the empirical study of subsidy policy, this paper selects 28 listed steel enterprises. Using the trade income from 2007 to 2015, the paper systematically studies the impact of tax return and government project subsidy on the export trade of listed steel companies with the help of panel empirical regression. Using DEA model, the paper studies the efficiency of government subsidy. Finally, on the basis of empirical regression conclusion, combined with the actual situation of export trade policy of Chinese iron and steel enterprises, some policy suggestions are put forward.
【學(xué)位授予單位】：華東師范大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類號(hào)】：F426.31;F752.62;F812.45

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