【摘要】：隨著知識經(jīng)濟時代的來臨，以專利為代表的知識經(jīng)濟正逐漸成為人類經(jīng)濟增長的重要推動力，中小型高新技術企業(yè)在推動國民經(jīng)濟發(fā)展的過程當中，能夠發(fā)揮出重要作用。但是，中小型高新技術企業(yè)卻也始終面臨著幾個阻礙發(fā)展的問題，包括資金短缺、融資困難等，，從而延遲了我國推進專利轉化、知識產(chǎn)權資本化的進程，嚴重制約了我國專利企業(yè)發(fā)展壯大、走向國際化的步伐。因而，積極推進我國中小型高新技術企業(yè)融資研究具有重要的理論與實踐意義。 本文首先從企業(yè)融資約束理論著手，并立足于中小型高新技術企業(yè)融資困境的現(xiàn)狀及高新技術企業(yè)資金需求特征，分析了現(xiàn)有融資方式的不足及缺陷，引出了創(chuàng)新金融工具、引進專利信托滿足中小型高新技術企業(yè)多樣化的融資需求的理念。在對信托及信托融資的功能、特征進行分析的基礎上，本文從解決專利企業(yè)資信、專利融資成本、融資風險以及融資方式等多角度分析了通過信托渠道來集中解決中小型高新技術企業(yè)專利融資困難的現(xiàn)實問題，論述了其中的可操作性。論文在明確專利信托融資可行性基礎上提出了可供企業(yè)選擇的四種專利信托融資模式，即專利信托貸款模式、股權信托投資模式、專利基金組合信托模式、專利資產(chǎn)證券化模式，簡單分析了四種模式各自的特點、操作流程及運行條件，建立了各自的融資模式框架。最后，在前文分析的基礎上，針對專利信托融資模式及運行環(huán)境等可能存在的障礙，論文立足于法制、登記、稅務、監(jiān)管等多個角度，從微觀與宏觀層面提出了完善我國中小型高新技術企業(yè)專利信托融資的具體措施。 本文主要是對我國中小型高新技術企業(yè)專利信托融資過程當中遇到的相關問題進行了論述，就建立具有可行性的專利信托融資模式進行了理論探討，以期為解決我國中小型高新技術企業(yè)專利融資難問題提供一定的參考與借鑒。
[Abstract]:With the coming of the era of knowledge economy, the knowledge economy represented by patent is gradually becoming the important driving force of human economic growth, and small and medium-sized high-tech enterprises can play an important role in the process of promoting the development of national economy. However, small and medium-sized high-tech enterprises are still facing several problems that hinder their development, including the shortage of funds and difficulties in financing, thus delaying the process of patent transformation and intellectual property capitalization in China. Seriously restricted our country patent enterprise development grows, moves toward the internationalization step. Therefore, it is of great theoretical and practical significance to actively promote the financing research of medium and small-sized high-tech enterprises in China. This paper starts with the financing constraint theory of the enterprise, and based on the current situation of the financing dilemma of the medium and small high-tech enterprises and the characteristics of the capital demand of the high-tech enterprises, analyzes the shortcomings and defects of the existing financing methods, and leads to the innovative financial instruments. The introduction of patent trusts to meet the diversified financing needs of small and medium-sized high-tech enterprises. On the basis of analyzing the functions and characteristics of trust and trust financing, this paper deals with the credit of patent enterprises and the cost of patent financing. This paper analyzes the practical problems of solving the difficulty of patent financing of medium and small high-tech enterprises through trust channels from many angles such as financing risks and financing methods, and discusses the maneuverability of these problems. On the basis of defining the feasibility of patent trust financing, this paper puts forward four kinds of patent trust financing modes, which are patent trust loan mode, equity trust investment mode, patent fund combination trust mode. This paper briefly analyzes the characteristics, operation flow and operating conditions of the four modes, and sets up their respective financing model framework. Finally, on the basis of the above analysis, aiming at the possible obstacles of patent trust financing mode and operating environment, the paper is based on the legal system, registration, taxation, supervision and so on. This paper puts forward the concrete measures to perfect the patent trust financing of medium and small high-tech enterprises in China from the micro and macro level. This paper mainly discusses the related problems encountered in the process of patent trust financing for small and medium-sized high-tech enterprises in China, and makes a theoretical discussion on the establishment of a feasible patent trust financing model. In order to solve the problem of patent financing of small and medium-sized high-tech enterprises in China to provide some reference and reference.
【學位授予單位】：西南政法大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：D923.42

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