本文選題：上市公司　切入點：知識生產(chǎn)函數(shù)　出處：《福州大學(xué)》2013年碩士論文

【摘要】：隨著知識經(jīng)濟的到來,不管是宏觀層面的國家還是微觀層面的企業(yè),對知識產(chǎn)權(quán)問題都越來越關(guān)注,知識產(chǎn)權(quán)意識的提高,能促進其經(jīng)濟的發(fā)展和市場競爭力的提高。專利正是自主知識產(chǎn)權(quán)的體現(xiàn)和表達方式之一。企業(yè)要在愈來愈激烈的競爭環(huán)境中獲得優(yōu)勢,就必須進行專利生產(chǎn)與技術(shù)革新,不斷開發(fā)新產(chǎn)品、新工藝,不斷增加產(chǎn)品功能和用途,不斷改進產(chǎn)品外觀、圖案和色彩等。根據(jù)國家知識產(chǎn)權(quán)局的專利統(tǒng)計簡報2011年第17期的統(tǒng)計數(shù)據(jù)發(fā)現(xiàn),申請過專利的企業(yè)的平均經(jīng)濟效益明顯好于所有企業(yè)的平均水平,更加好于并沒有進行專利生產(chǎn)和申請的企業(yè)。在專利具有如此大的“魅力”的情況下,研究上市公司專利生產(chǎn)問題具有現(xiàn)實意義。本文首先采用文獻整理的方法,對專利生產(chǎn)影響因素及知識生產(chǎn)函數(shù)的相關(guān)研究進行了總結(jié)和述評。其次,根據(jù)Griliches (1979)提出的知識生產(chǎn)函數(shù)一般形式,結(jié)合柯布道格拉斯生產(chǎn)函數(shù),最終推導(dǎo)出我們所要研究的專利生產(chǎn)機制模型。并且,通過理論分析,確定專利申請量的影響因素,即研發(fā)資本和人員投入、市場勢力、企業(yè)規(guī)模、管理者異質(zhì)性、股權(quán)集中度、股權(quán)制衡度及國有股比例。再次,選取滬深股市上市公司作為樣本,由于企業(yè)的異質(zhì)性,按研發(fā)強度這個指標將選取的樣本分為高、中、低技術(shù)三類,并運用計量方法和多元統(tǒng)計方法對不同技術(shù)類型上市公司的專利申請量及其影響因素差異進行描述性統(tǒng)計分析,探析不同類型上市公司的專利生產(chǎn)特征。然后,利用實際數(shù)據(jù),采用面板數(shù)據(jù)模型方法對不同類型的公司專利生產(chǎn)機制模型進行實證檢驗。實證結(jié)果表明：研發(fā)資本投入、技術(shù)工人、企業(yè)規(guī)模、股權(quán)制衡度及總經(jīng)理的受教育程度對各技術(shù)類型上市公司的專利申請量具有促進作用,但是促進作用的程度不一樣；股權(quán)集中度及國有股的比例對各技術(shù)類型上市公司的專利生產(chǎn)活動具有抑制作用,但是抑制強度不一樣。市場勢力對高技術(shù)類型和低技術(shù)類型上市公司的專利申請量具有促進作用,而對中技術(shù)類型上市公司具有阻礙作用,這有可能是不同技術(shù)類型的上市公司在獲得市場勢力之后的注重點不一樣。最后,在前面研究的基礎(chǔ)上提出一些促進不同技術(shù)類型上市公司專利生產(chǎn)的對策建議。
[Abstract]:With the advent of the knowledge economy, whether at the macro level or at the micro level, enterprises are paying more and more attention to the issue of intellectual property rights, and the awareness of intellectual property rights has been raised. Patent is one of the ways to embody and express independent intellectual property rights. In order to gain advantages in the increasingly competitive environment, enterprises must carry out patent production and technological innovation. Constantly developing new products, new processes, increasing the functions and uses of products, improving product appearance, patterns and colors, etc. According to the statistical data of the patent statistics bulletin No. 17 of 2011 of the State intellectual property Office, The average economic benefit of a patented enterprise is significantly better than the average level of all enterprises, and even better than that of an enterprise that has not produced or applied for a patent. It is of practical significance to study the patent production of listed companies. Firstly, this paper summarizes and reviews the related research on the influencing factors of patent production and knowledge production function by the method of literature collation. According to the general form of knowledge production function put forward by Griliches / 1979 and combining with Cobb Douglas production function, the model of patent production mechanism that we want to study is deduced finally. Furthermore, through theoretical analysis, the influencing factors of patent application amount are determined. That is, R & D capital and personnel investment, market power, enterprise size, manager heterogeneity, equity concentration, equity balance degree and proportion of state-owned shares. Thirdly, the listed companies in Shanghai and Shenzhen stock markets are selected as samples, because of the heterogeneity of enterprises. According to the index of R & D intensity, the selected samples are divided into three categories: high, middle and low technology, and descriptive statistical analysis is made on the amount of patent application and the difference of influencing factors of different technology type listed companies by means of econometric method and multivariate statistical method. This paper analyzes the characteristics of patent production of different types of listed companies. Then, by using the actual data and panel data model, this paper empirically tests the patent production mechanism models of different types of companies. The empirical results show that: r & D capital investment, The technical workers, the scale of the enterprise, the degree of equity balance and the education level of the general manager can promote the amount of patent application of the listed companies of different technology types, but the degree of promoting effect is not the same; The degree of ownership concentration and the proportion of state-owned shares have an inhibitory effect on the patent production activities of listed companies of various technology types. However, the intensity of inhibition is different. Market forces can promote the amount of patent applications of high-tech and low-technology listed companies, while they can hinder them. This may be due to the different points of attention of the listed companies with different technology types after gaining market power. Finally, on the basis of the previous research, some countermeasures and suggestions to promote the patent production of the listed companies with different technology types are put forward.
【學(xué)位授予單位】：福州大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：F273.1;F276.6

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