本文關(guān)鍵詞： 產(chǎn)業(yè)技術(shù)創(chuàng)新戰(zhàn)略聯(lián)盟 知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn) 資源專(zhuān)有性 資源依賴(lài)性　出處：《河北經(jīng)貿(mào)大學(xué)》2013年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：當(dāng)前，全球經(jīng)濟(jì)一體化的趨勢(shì)和市場(chǎng)競(jìng)爭(zhēng)的日益加劇，要求企業(yè)尋求合作伙伴，與其共享資源、分擔(dān)風(fēng)險(xiǎn)，形成聯(lián)盟。產(chǎn)業(yè)技術(shù)創(chuàng)新戰(zhàn)略聯(lián)盟作為一種更高級(jí)的合作形式，以企業(yè)為主體、以市場(chǎng)為導(dǎo)向，搭建了穩(wěn)定、持續(xù)的合作平臺(tái)，能夠較好地實(shí)現(xiàn)成員間的優(yōu)勢(shì)互補(bǔ)、資源共享。 企業(yè)在參與聯(lián)盟合作過(guò)程中，聯(lián)盟的績(jī)效問(wèn)題一直是企業(yè)關(guān)注的焦點(diǎn)，而在合作過(guò)程中必然會(huì)產(chǎn)生各種合作風(fēng)險(xiǎn)，知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)在合作風(fēng)險(xiǎn)中位居首位。因而本文探究知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)是如何影響創(chuàng)新聯(lián)盟績(jī)效，通過(guò)認(rèn)識(shí)知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)及其影響因素，把握聯(lián)盟績(jī)效低下的原因，進(jìn)而有針對(duì)性的對(duì)其進(jìn)行控制，以參與創(chuàng)新聯(lián)盟的企業(yè)作為研究對(duì)象，從資源的視角出發(fā)，將知識(shí)產(chǎn)權(quán)作為技術(shù)創(chuàng)新的資源投入，深入系統(tǒng)地探討知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)與技術(shù)創(chuàng)新績(jī)效的關(guān)聯(lián)關(guān)系。緊密結(jié)合產(chǎn)業(yè)技術(shù)創(chuàng)新戰(zhàn)略聯(lián)盟的發(fā)展現(xiàn)狀，在理論研究的基礎(chǔ)上提出研究假設(shè)，構(gòu)建模型，通過(guò)大樣本問(wèn)卷調(diào)g占藎擻肧PSS17.0和LISREL8.70統(tǒng)計(jì)分析軟件，對(duì)數(shù)據(jù)進(jìn)行實(shí)證分析并檢驗(yàn)理論模型，驗(yàn)證相關(guān)理論假設(shè)，揭示資源視角下的知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)與技術(shù)創(chuàng)新績(jī)效之間的關(guān)系。 首先，梳理相關(guān)理論與國(guó)內(nèi)外研究文獻(xiàn)，界定產(chǎn)業(yè)技術(shù)創(chuàng)新戰(zhàn)略聯(lián)盟及其績(jī)效評(píng)價(jià)，總結(jié)知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)研究現(xiàn)狀，指出聯(lián)盟中存在的問(wèn)題，為二者的關(guān)聯(lián)影響奠定理論基礎(chǔ)。其次，以知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)為主線，深入探究其產(chǎn)生的原因及對(duì)聯(lián)盟績(jī)效的影響，提出理論假設(shè)。然后，根據(jù)問(wèn)卷調(diào)查數(shù)據(jù)，運(yùn)用統(tǒng)計(jì)軟件進(jìn)行因子分析及信效度檢驗(yàn)，最后通過(guò)構(gòu)建結(jié)構(gòu)方程，驗(yàn)證本文提出的理論假設(shè)。研究結(jié)果表明：知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)對(duì)聯(lián)盟績(jī)效存在負(fù)向影響，資源特性對(duì)知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)存在正向影響。最后，根據(jù)實(shí)證結(jié)果，提出管理啟示，為創(chuàng)新聯(lián)盟的發(fā)展提供參考。通過(guò)對(duì)影響因素的分析，能夠加強(qiáng)創(chuàng)新聯(lián)盟的管理，提高聯(lián)盟的創(chuàng)新績(jī)效。 得出的主要結(jié)論：一是知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)已成為影響聯(lián)盟技術(shù)創(chuàng)新績(jī)效的首要風(fēng)險(xiǎn)。我們的研究發(fā)現(xiàn)在以技術(shù)創(chuàng)新為主的產(chǎn)業(yè)技術(shù)創(chuàng)新戰(zhàn)略聯(lián)盟內(nèi)，企業(yè)投入知識(shí)產(chǎn)權(quán)不可避免的面臨知識(shí)產(chǎn)權(quán)被伙伴侵占與伙伴投入不足導(dǎo)致企業(yè)無(wú)法獲得相應(yīng)權(quán)益的風(fēng)險(xiǎn)，而企業(yè)為了將風(fēng)險(xiǎn)降到最低，必然會(huì)采取相應(yīng)的措施，這樣就降低了聯(lián)盟的創(chuàng)新績(jī)效。因此，在國(guó)內(nèi)知識(shí)產(chǎn)權(quán)法律環(huán)境不完善的情況下，企業(yè)應(yīng)建立各種機(jī)制保護(hù)自身的知識(shí)產(chǎn)權(quán)。二是資源的專(zhuān)有性和依賴(lài)性導(dǎo)致了知識(shí)產(chǎn)權(quán)風(fēng)險(xiǎn)的產(chǎn)生。我們的研究發(fā)現(xiàn)知識(shí)產(chǎn)權(quán)作為企業(yè)的關(guān)鍵資源，一旦投入到聯(lián)盟中去，就易產(chǎn)生知識(shí)產(chǎn)權(quán)的流失，而投入不足又會(huì)產(chǎn)生獲取不足的風(fēng)險(xiǎn)。因此，本文認(rèn)為企業(yè)在聯(lián)盟中投入資源的同時(shí)，，應(yīng)注重對(duì)資源的管理。
[Abstract]:At present, the trend of global economic integration and the increasing market competition require enterprises to seek partners, share resources and share risks with them. As a more advanced form of cooperation, the strategic alliance of industrial technological innovation takes the enterprise as the main body and the market as the direction, and builds a stable and sustainable cooperation platform. Can better realize the members of the advantages of complementary, resource sharing. In the process of participating in the alliance cooperation, the performance of the alliance has always been the focus of attention, but in the process of cooperation, there are bound to be a variety of cooperation risks. Intellectual property risk is the first in the cooperation risk. Therefore, this paper explores how intellectual property risk affects the performance of innovation alliance. Through understanding intellectual property risk and its influencing factors, we can grasp the reasons for the low performance of the alliance. Then it is targeted to control, to participate in the innovation alliance of enterprises as the research object, from the perspective of resources, intellectual property as a resource input for technological innovation. Deeply and systematically explore the relationship between intellectual property risk and technological innovation performance. Closely combined with the development of industrial technology innovation strategic alliance, on the basis of theoretical research, put forward the research hypothesis, build a model. Through a large sample questionnaire? Occupy? ? Jin? PSS17.0 and LISREL8.70 statistical analysis software, empirical analysis of the data and test the theoretical model to verify the relevant theoretical assumptions. It reveals the relationship between intellectual property risk and technological innovation performance from the perspective of resources. First of all, combing the relevant theories and domestic and foreign research literature, defining the strategic alliance of industrial technological innovation and its performance evaluation, summarizing the current situation of intellectual property risk research, pointing out the problems in the alliance. Secondly, taking the intellectual property risk as the main line, to explore the causes of its generation and the impact on the performance of the alliance, put forward theoretical assumptions. Then, according to the questionnaire data. Factor analysis and reliability validity test are carried out by using statistical software. Finally, the theoretical hypotheses proposed in this paper are verified by constructing structural equations. The results show that intellectual property rights risk has a negative impact on alliance performance. Resource characteristics have a positive impact on intellectual property risk. Finally, according to the empirical results, management enlightenment is proposed to provide a reference for the development of innovation alliance. It can strengthen the management of innovation alliance and improve its innovation performance. The main conclusions are as follows: first, intellectual property risk has become the primary risk that affects the performance of technological innovation of the alliance. Enterprise investment in intellectual property inevitably faces the risk that intellectual property rights are infringed by partners and partner investment is insufficient, which leads to the enterprises unable to obtain the corresponding rights and interests, and enterprises in order to reduce the risk to the lowest. Must take the corresponding measures, thus reducing the alliance's innovation performance. Therefore, in the domestic intellectual property legal environment is not perfect. Enterprises should establish various mechanisms to protect their intellectual property rights. Second, the proprietary and dependence of resources lead to the emergence of intellectual property risk. Our research found that intellectual property rights as a key resource of enterprises. Once invested in the alliance, it is easy to lose intellectual property, and insufficient investment will lead to the risk of insufficient acquisition. Therefore, this paper holds that enterprises should pay attention to the management of resources while investing resources in the alliance.
【學(xué)位授予單位】：河北經(jīng)貿(mào)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類(lèi)號(hào)】：F273.1;F224

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