本文關(guān)鍵詞： 私募基金 非法集資 法律規(guī)制　出處：《天津財(cái)經(jīng)大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：私募基金隨著新的《證券投資基金法》的實(shí)施,私募基金擺脫了一直處于灰色地帶的尷尬境況,其法律主體地位得到了確認(rèn),可謂是結(jié)束了“戰(zhàn)國(guó)時(shí)代”,迎來(lái)了“春暖花開(kāi)之時(shí)”。雖然私募基金迎來(lái)了最好的發(fā)展時(shí)機(jī),但是其背后隱藏的危機(jī)也不容小覷,就目前發(fā)展私募基金過(guò)程中,所涉及的刑事問(wèn)題就給社會(huì)造成了深遠(yuǎn)的影響。當(dāng)前,利用私募基金非法集資的現(xiàn)象時(shí)有發(fā)生,涉案人數(shù)、涉案金額超乎想象的驚人,這正是由于私募基金發(fā)展的不足之處給犯罪分子以可乘之機(jī)。本文采取了文獻(xiàn)綜述分析法、規(guī)范分析法、案例分析法三種方法,一方面整理了相關(guān)有用的參考文獻(xiàn),梳理、歸納學(xué)者提出的值得研究的觀點(diǎn)。另一方面歸納近幾年來(lái)利用私募基金非法集資案件的特點(diǎn),分析了此類案件頻發(fā)的原因。第三方面,基于刑法學(xué)的理論基礎(chǔ),著重分析刑法對(duì)非法集資行為的法律規(guī)制問(wèn)題,并結(jié)合利用私募基金非法集資案件的特點(diǎn),試圖分析罪與非罪的界限。針對(duì)私募基金領(lǐng)域的亂象——非法集資類犯罪案發(fā)頻繁,結(jié)合此類案件的特點(diǎn)、刑法學(xué)理論以及現(xiàn)有法律對(duì)于私募基金領(lǐng)域的規(guī)制,提出了刑法介入私募基金領(lǐng)域的必要性和必要限度。
[Abstract]:With the implementation of the new "Securities Investment Fund Law", the private equity fund has got rid of the embarrassing situation which has been in the gray area all the time, and its legal subject status has been confirmed, which is the end of the "warring States period". Ushered in the "spring blooming". Although the private equity fund ushered in the best opportunity for development, but the hidden crisis behind it can not be underestimated, on the current development of private equity funds in the process. The criminal issues involved have a profound impact on the society. At present, the phenomenon of using private equity funds to raise funds illegally has occurred from time to time, involving the number of people involved, the amount of money involved is beyond imagination amazing. This is precisely because of the shortcomings of private equity funds to give criminals a chance to take advantage of. This paper adopts the literature review analysis method, normative analysis method, case analysis method three methods. On the one hand, the relevant useful references, combing, summing up the scholars put forward the point of view worthy of study. On the other hand, summed up the use of private equity funds in recent years, the characteristics of illegal fund-raising cases. This paper analyzes the reasons for the frequent occurrence of such cases. Third, based on the theoretical basis of criminal law, it focuses on the legal regulation of illegal fund-raising in criminal law, and combines the characteristics of illegal fund-raising cases using private equity funds. Try to analyze the boundary between crime and non-crime. In view of the chaos in the field of private equity funds-illegal fund-raising crimes occur frequently, combined with the characteristics of such cases, criminal law theory and the existing laws for the field of private equity funds regulation. This paper puts forward the necessity and necessary limits of criminal law intervention in the field of private equity fund.
【學(xué)位授予單位】：天津財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：D924.3

【相似文獻(xiàn)】

相關(guān)期刊論文 前10條

1 李賽敏;;我國(guó)私募證券的轉(zhuǎn)讓限制及完善[J];清華法學(xué);2008年06期

2 代小f^;;我國(guó)私募證券轉(zhuǎn)售制度的構(gòu)建[J];成都行政學(xué)院學(xué)報(bào);2013年03期

3 朱姝,張少峰;論我國(guó)私募基金立法的現(xiàn)實(shí)性[J];暨南學(xué)報(bào)(人文科學(xué)與社會(huì)科學(xué)版);2004年02期

4 彭濤;;私募基金“十字路口”[J];w，

本文編號(hào)：1474044