發(fā)布時間：2018-02-13 11:28

  本文關(guān)鍵詞： 海運保函 法律效力 無單放貨 提單　出處：《華中科技大學(xué)》2010年碩士論文　論文類型：學(xué)位論文

【摘要】：一直以來,作為海運理論和實務(wù)中廣為關(guān)注的問題,海運保函是國際海上貨物運輸業(yè)務(wù)中一種常見的信用單證,它的出現(xiàn)與應(yīng)用不僅是一個重要的行業(yè)實務(wù)問題,而且是一個急需進行規(guī)范的法律問題�，F(xiàn)實表明,海運保函給貿(mào)易和海運帶來了極大的便捷,存在重大的經(jīng)濟價值;然而,傳統(tǒng)的國際貿(mào)易秩序卻也因為海運保函的出現(xiàn)和廣泛應(yīng)用受到了劇烈的沖擊,尤其是提單的安全性和信任度大大降低,并使貿(mào)易欺詐的越來越常見。在海運保函中,銀行出具的提貨保函作為最常用的海運保函,其發(fā)揮的積極作用更受人關(guān)注。因此,對于海運保函,筆者將從其法律性質(zhì)、法律效力、風(fēng)險防范和法律完善等方面進行研究,希望通過此文,能夠促進我國國際貿(mào)易中海上運輸業(yè)務(wù)快速和健康發(fā)展,甚至對我國海商法理論的發(fā)展和完善產(chǎn)生積極的推動作用。 筆者將從以下幾個方面論述了提貨保函這一問題,第一章通過闡述海運保函的產(chǎn)生和發(fā)展,根據(jù)其適用范圍,界定海運保函的概念。重點分析了在無單放貨的情況下銀行出具的海運保函的概念和基本特征。并介紹了海運保函在實踐中的積極意義和消極意義。本文第二章介紹了民法理論中對海運保函法律性質(zhì)的規(guī)定,并對不同主體所出具的保函性質(zhì)進行區(qū)分,重點闡述了無單放貨情形下出具的海運保函的法律性質(zhì)。本文第三章通過對比國內(nèi)外的法律及國際條約對海運保函的法律效力的態(tài)度,主要分析無單放貨情形下海運保函的法律效力問題,以及在認定海運保函效力之后的處理方式。文章最后一章為了使海運保函在實踐中發(fā)揮積極作用,主要分析保函給承運人和銀行帶來的風(fēng)險和防范措施,并對完善相關(guān)立法提出建議。在當前國內(nèi)外對海運保函的法律地位和效力認定不明確,以及理論界眾說紛紜的背景之下,鑒于保函在實踐中的必要性和積極作用,本文從實踐的角度進行了深入的分析和研究,為貿(mào)易各方提出了相應(yīng)的風(fēng)險防范措施和立法建議,以使海運保函更好地促進國際貿(mào)易和海運事業(yè)的發(fā)展。
[Abstract]:As a widespread concern in the theory and practice of maritime transportation, maritime guarantee is a common credit document in the international maritime cargo transport business. Its appearance and application is not only an important industry practical problem. And it is a legal issue that needs to be regulated urgently. Reality shows that maritime transport guarantees bring great convenience and great economic value to trade and shipping; however, However, the traditional international trade order has also been severely impacted by the appearance and wide application of maritime guarantees, especially the reduction of the security and trust of bills of lading, and the increasing incidence of trade fraud. As the most commonly used maritime guarantee, the positive role played by the bank has attracted more attention. Therefore, the author will study the maritime guarantee from its legal nature, legal effect, risk prevention and legal perfection, and so on. It is hoped that this paper can promote the rapid and healthy development of the maritime transport business in China's international trade, and even have a positive role in promoting the development and improvement of the theory of maritime law in China. The author will discuss this problem from the following aspects: the first chapter elaborates the emergence and development of maritime guarantee, according to its scope of application, The concept of maritime guarantee is defined. The concept and basic characteristics of maritime guarantee issued by bank without delivery of goods are analyzed, and the positive and negative significance of maritime guarantee in practice is introduced. Chapter two of this paper. This paper introduces the legal nature of maritime guarantee in the theory of civil law. And to distinguish the nature of the guarantee issued by different subjects, The legal nature of the maritime guarantee issued in the case of the delivery of goods without a bill of lading is emphasized. The third chapter of this paper compares the legal effect of domestic and foreign laws and international treaties on the legal effect of the maritime guarantee. This paper mainly analyzes the legal effect of the maritime guarantee under the condition of non-documentary release, and the way to deal with it after determining the validity of the maritime guarantee. The last chapter of the article aims to make the maritime guarantee play an active role in practice. This paper mainly analyzes the risks and preventive measures that the guarantee brings to the carrier and the bank, and puts forward some suggestions to perfect the relevant legislation. Under the background that the legal status and validity of the maritime guarantee are not clear at home and abroad, and there are different opinions in the theoretical circle, In view of the necessity and positive role of guarantee in practice, this paper makes a thorough analysis and study from the perspective of practice, and puts forward corresponding risk prevention measures and legislative suggestions for all parties involved in the trade. In order to better promote the development of international trade and maritime transport.
【學(xué)位授予單位】：華中科技大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2010
【分類號】：D996.1

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本文編號：1508051