證券業(yè)“一人多戶(hù)”模式對(duì)現(xiàn)行反洗錢(qián)工作的影響及建議
發(fā)布時(shí)間:2019-08-09 12:20
【摘要】:正繼普通機(jī)構(gòu)投資者和滬港通個(gè)人投資者"一人一戶(hù)"限制放開(kāi)后,2015年4月10日,中國(guó)證券登記結(jié)算有限責(zé)任公司(以下簡(jiǎn)稱(chēng)"證券登記公司")下發(fā)了《關(guān)于取消自然人投資者A股等證券賬戶(hù)一人一戶(hù)限制的通知》,明確自2015年4月13日起A股市場(chǎng)全面放開(kāi)"一人一戶(hù)"限制。自此,自然人與機(jī)構(gòu)投資者均可根據(jù)自身實(shí)際需要開(kāi)立多個(gè)A股賬戶(hù)和封閉式基金賬戶(hù),上限20個(gè),引
[Abstract]:Following the liberalization of the restrictions on "one person, one household" by ordinary institutional investors and Shanghai-Hong Kong Stock Connect individual investors, on April 10, 2015, China Securities Registration and settlement Co., Ltd. (hereinafter referred to as "Securities Registration Company") issued a notice on abolishing the one-person-one-household restriction on securities accounts such as natural person investors, making it clear that the "one person, one household" restriction will be fully liberalized in the A-share market since April 13, 2015. Since then, both natural persons and institutional investors can open multiple A-share accounts and closed-end fund accounts according to their actual needs, with a ceiling of 20.
【作者單位】: 中國(guó)人民銀行連云港市中心支行;
【分類(lèi)號(hào)】:F832.51;D922.28
[Abstract]:Following the liberalization of the restrictions on "one person, one household" by ordinary institutional investors and Shanghai-Hong Kong Stock Connect individual investors, on April 10, 2015, China Securities Registration and settlement Co., Ltd. (hereinafter referred to as "Securities Registration Company") issued a notice on abolishing the one-person-one-household restriction on securities accounts such as natural person investors, making it clear that the "one person, one household" restriction will be fully liberalized in the A-share market since April 13, 2015. Since then, both natural persons and institutional investors can open multiple A-share accounts and closed-end fund accounts according to their actual needs, with a ceiling of 20.
【作者單位】: 中國(guó)人民銀行連云港市中心支行;
【分類(lèi)號(hào)】:F832.51;D922.28
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