我國公募股權眾籌法律監(jiān)管研究
發(fā)布時間：2019-06-26 17:33
【摘要】：近幾年來,法學界針對股權眾籌有關理論已作了較多的探索和研究。在此基礎上,股權眾籌在國內(nèi)最終被定義為公募股權眾籌,這也得到了理論界和實務界的一致認可。但鑒于公募股權眾籌在國內(nèi)尚屬于一片空白,人們對公募股權眾籌的理解還不夠深刻,相關問題亟待研究。因此在探究公募股權眾籌如何良好發(fā)展的同時進行對公募股權眾籌的監(jiān)管研究就變得很有意義。本文著眼于國內(nèi),借鑒國外相關經(jīng)驗,進一步探究我國對公募股權眾籌的法律監(jiān)管。本文第一章作為股權眾籌監(jiān)管理論的概述章節(jié),從國內(nèi)外對股權眾籌的概述出發(fā),介紹其主要特征、運作模式和流程等,分析公募股權眾籌法律監(jiān)管的理論基礎,從而探究公募股權眾籌監(jiān)管法律制度的構建方向。第二章的主要內(nèi)容是對公募股權眾籌法律監(jiān)管展開系統(tǒng)分析。對監(jiān)管現(xiàn)存的障礙和法律風險予以剖析,為接下來構思監(jiān)管對策打下基礎。第三章筆者通過對美英這兩個股權眾籌發(fā)展較為成熟的國家的監(jiān)管規(guī)則進行分析比較,在此基礎上總結概括出對我國構建股權眾籌法律監(jiān)管制度的啟示。第四章是本文的核心內(nèi)容,筆者在總結前文的基礎上提出我國股權眾籌法律監(jiān)管的對策建議。
[Abstract]:In recent years, the theory of equity crowdfunding has been explored and studied in the field of law. On this basis, equity crowdfunding is finally defined as public equity crowdfunding in China, which has also been unanimously recognized by the theoretical and practical circles. However, in view of the fact that public equity crowdfunding is still a blank in China, people's understanding of public equity crowdfunding is not deep enough, and the related issues need to be studied urgently. Therefore, it becomes very meaningful to explore how to develop public equity crowdfunding and to carry out regulatory research on public offering crowdfunding at the same time. This paper focuses on China and draws lessons from the relevant experience of foreign countries to further explore the legal supervision of public equity crowdfunding in China. The first chapter of this paper, as an overview chapter of equity crowdfunding supervision theory, starts from the overview of equity crowdfunding at home and abroad, introduces its main characteristics, operation mode and process, analyzes the theoretical basis of crowdfunding legal supervision of public equity, and probes into the construction direction of the legal system of crowdfunding supervision of public equity. The main content of the second chapter is to carry out a systematic analysis of the public offering crowdfunding legal supervision. The existing obstacles and legal risks of supervision are analyzed, which lays the foundation for the next conception of regulatory countermeasures. In the third chapter, the author analyzes and compares the regulatory rules of the two mature countries with the development of equity crowdfunding in the United States and Britain, and on this basis summarizes the enlightenment to the construction of the legal supervision system of equity crowdfunding in China. The fourth chapter is the core content of this paper. On the basis of summing up the above, the author puts forward some countermeasures and suggestions for the legal supervision of equity crowdfunding in our country.
【學位授予單位】：廣東財經(jīng)大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：D922.291.91
[Abstract]:In recent years, the theory of equity crowdfunding has been explored and studied in the field of law. On this basis, equity crowdfunding is finally defined as public equity crowdfunding in China, which has also been unanimously recognized by the theoretical and practical circles. However, in view of the fact that public equity crowdfunding is still a blank in China, people's understanding of public equity crowdfunding is not deep enough, and the related issues need to be studied urgently. Therefore, it becomes very meaningful to explore how to develop public equity crowdfunding and to carry out regulatory research on public offering crowdfunding at the same time. This paper focuses on China and draws lessons from the relevant experience of foreign countries to further explore the legal supervision of public equity crowdfunding in China. The first chapter of this paper, as an overview chapter of equity crowdfunding supervision theory, starts from the overview of equity crowdfunding at home and abroad, introduces its main characteristics, operation mode and process, analyzes the theoretical basis of crowdfunding legal supervision of public equity, and probes into the construction direction of the legal system of crowdfunding supervision of public equity. The main content of the second chapter is to carry out a systematic analysis of the public offering crowdfunding legal supervision. The existing obstacles and legal risks of supervision are analyzed, which lays the foundation for the next conception of regulatory countermeasures. In the third chapter, the author analyzes and compares the regulatory rules of the two mature countries with the development of equity crowdfunding in the United States and Britain, and on this basis summarizes the enlightenment to the construction of the legal supervision system of equity crowdfunding in China. The fourth chapter is the core content of this paper. On the basis of summing up the above, the author puts forward some countermeasures and suggestions for the legal supervision of equity crowdfunding in our country.
【學位授予單位】：廣東財經(jīng)大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：D922.291.91
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