本文選題：航運(yùn)金融　切入點(diǎn)：法律監(jiān)管　出處：《大連海事大學(xué)》2017年碩士論文

【摘要】：航運(yùn)金融是指金融業(yè)(金融機(jī)構(gòu)及輔助機(jī)構(gòu))在一定市場(chǎng)環(huán)境下,為滿足航運(yùn)業(yè)(航運(yùn)企業(yè)及相關(guān)企業(yè))不斷變化中的發(fā)展需求,通過實(shí)踐結(jié)合法律政策的方式,創(chuàng)設(shè)、提供、改良金融產(chǎn)品及相關(guān)服務(wù)的過程。航運(yùn)金融的形在于產(chǎn)品,神在于法律,旨在于創(chuàng)新,大致可分為船舶融資、船舶保險(xiǎn)、資金結(jié)算和航運(yùn)金融衍生品四類。過去我們一直將船舶融資與保險(xiǎn)視為航運(yùn)金融的兩大組成部分,但隨著航運(yùn)業(yè)的不斷發(fā)展,航運(yùn)金融衍生品越來越受到重視,被視為航運(yùn)金融的第三大支柱。航運(yùn)金融衍生品能夠幫助航運(yùn)企業(yè)規(guī)避風(fēng)險(xiǎn),減少航運(yùn)市場(chǎng)周期性變化所帶來的沖擊,有利于企業(yè)的長(zhǎng)期發(fā)展。但是,航運(yùn)金融衍生品也存在著巨大的潛在風(fēng)險(xiǎn),在這種情況下,有效和適時(shí)的監(jiān)管就顯得尤為必要。本文共分為四章,第一章對(duì)航運(yùn)金融衍生品監(jiān)管進(jìn)行綜述,首先是對(duì)航運(yùn)金融衍生品的概述,航運(yùn)金融衍生品是國際航運(yùn)市場(chǎng)重要的風(fēng)險(xiǎn)管理工具,經(jīng)過市場(chǎng)不斷地創(chuàng)新發(fā)展,形成了以運(yùn)價(jià)指數(shù)期貨、遠(yuǎn)期運(yùn)費(fèi)協(xié)議、運(yùn)費(fèi)期權(quán)三種產(chǎn)品為代表的航運(yùn)金融衍生品體系。其次介紹了航運(yùn)金融衍生品監(jiān)管必要性。最后分析了現(xiàn)階段對(duì)航運(yùn)金融衍生品監(jiān)管的主要問題。第二章介紹了發(fā)達(dá)國家航運(yùn)金融衍生品監(jiān)管體系,以英美兩國為代表,并分析了其對(duì)我國的經(jīng)驗(yàn)借鑒。第三章探討航運(yùn)金融衍生品的法律監(jiān)管,切入了正文的核心內(nèi)容,包括航運(yùn)金融衍生品監(jiān)管的法律依據(jù),航運(yùn)金融衍生品的監(jiān)管主體和目標(biāo),試圖理清脈絡(luò),進(jìn)而更完善地順應(yīng)金融全球化和金融自由化的浪潮。最后一章在前文的基礎(chǔ)之上,提出了完善我國航運(yùn)金融衍生品監(jiān)管的對(duì)策,分別從法律體系和監(jiān)管主體兩方面分析,希望能夠?qū)ξ覈竭\(yùn)金融衍生品監(jiān)管提供進(jìn)一步的幫助。
[Abstract]:Shipping finance refers to the financial industry (financial institutions and auxiliary institutions) in a certain market environment, in order to meet the ever-changing development needs of the shipping industry (shipping enterprises and related enterprises), through practice combined with legal policies to create, provide, The process of improving financial products and related services. The form of shipping finance lies in the product, the god in the law, aims at innovation, can be broadly divided into ship financing, ship insurance, We used to regard ship financing and insurance as two major components of shipping finance, but with the continuous development of the shipping industry, shipping financial derivatives have received more and more attention. It is regarded as the third pillar of shipping finance. Shipping financial derivatives can help shipping enterprises avoid risks, reduce the impact of cyclical changes in shipping market, and benefit the long-term development of enterprises. There are also huge potential risks in shipping financial derivatives. In this case, effective and timely supervision is particularly necessary. This paper is divided into four chapters, the first chapter reviews the supervision of shipping financial derivatives. The first is an overview of shipping financial derivatives. Shipping financial derivatives are an important risk management tool in the international shipping market. After continuous innovation and development in the market, a freight rate index futures and forward freight agreement has been formed. The shipping financial derivatives system represented by freight option is introduced. Secondly, the necessity of shipping financial derivatives regulation is introduced. Finally, the main problems of shipping financial derivatives supervision at present are analyzed. The second chapter introduces the main problems in the regulation of shipping financial derivatives. Developed countries' regulatory systems for shipping financial derivatives, The third chapter discusses the legal supervision of shipping financial derivatives, cut into the core content of the text, including the legal basis of the supervision of shipping financial derivatives. The main body and target of the supervision of shipping financial derivatives, trying to clarify the context, and then more perfect to comply with the wave of financial globalization and financial liberalization. This paper puts forward the countermeasures to improve the supervision of shipping financial derivatives in China, and analyzes them from two aspects: the legal system and the main body of supervision, hoping to provide further help for the supervision of shipping financial derivatives in China.
【學(xué)位授予單位】：大連海事大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類號(hào)】：D922.28

【相似文獻(xiàn)】

相關(guān)期刊論文 前1條

1 鄔凡敏;鄭智楊;;發(fā)展航運(yùn)金融的制度障礙與法律對(duì)策——以國際化港口建設(shè)為視角[J];寧波大學(xué)學(xué)報(bào)(人文科學(xué)版);2011年03期

相關(guān)重要報(bào)紙文章 前10條

1 記者 張駿;承載國際航運(yùn)金融中心功能[N];解放日?qǐng)?bào);2013年

2 本報(bào)記者;中國推出煤炭航運(yùn)金融衍生品[N];中國煤炭報(bào);2013年

3 記者 馬翠蓮;全球首個(gè)“運(yùn)力交割”航運(yùn)金融衍生品上市[N];金融時(shí)報(bào);2013年

4 記者 黃佐貞;全球首個(gè)運(yùn)力交割型航運(yùn)金融衍生品今日上市[N];期貨日?qǐng)?bào);2013年

5 本報(bào)記者 姜秋華;航運(yùn)金融起步攻略[N];中國交通報(bào);2014年

6 交通銀行發(fā)展研究部研究員 吳建環(huán);我國航運(yùn)金融服務(wù)贏得快速發(fā)展契機(jī)[N];上海證券報(bào);2009年

7 本報(bào)記者 陳光;上海航運(yùn)金融：前景好,路很長(zhǎng)[N];國際商報(bào);2009年

8 宋兵 童昭波 陳志達(dá);寧波力推航運(yùn)金融大發(fā)展[N];中國船舶報(bào);2009年

9 宋兵　童昭波 陳志達(dá);寧波力推航運(yùn)金融大發(fā)展[N];國際商報(bào);2009年

10 證券時(shí)報(bào)記者 黃婷;許培星：加快建設(shè)上海航運(yùn)金融新高地[N];證券時(shí)報(bào);2009年

相關(guān)碩士學(xué)位論文 前4條

1 魏嬋娟;航運(yùn)金融衍生品法律問題研究[D];大連海事大學(xué);2016年

2 柳冬妮;航運(yùn)金融衍生品監(jiān)管法律問題研究[D];大連海事大學(xué);2017年

3 張曉華;青島航運(yùn)金融服務(wù)方案設(shè)計(jì)[D];中國海洋大學(xué);2013年

4 向玫;金融工具在航運(yùn)業(yè)的發(fā)展及應(yīng)用[D];上海交通大學(xué);2011年

，

本文編號(hào)：1653008