發(fā)布時(shí)間：2018-03-13 00:22

  本文選題：公司治理　切入點(diǎn)：機(jī)構(gòu)投資者　出處：《北京交通大學(xué)》2008年碩士論文　論文類型：學(xué)位論文

【摘要】： 資本主義的機(jī)構(gòu)投資者最早出現(xiàn)在英國(guó)的商業(yè)銀行和保險(xiǎn)公司中,其后,隨著剩余資金的不斷擴(kuò)大,機(jī)構(gòu)投資者逐漸參與到發(fā)達(dá)資本主義國(guó)家的公司治理中。在發(fā)達(dá)國(guó)家,機(jī)構(gòu)投資者主要是指以其所能利用的資金在資本市場(chǎng)上進(jìn)行各類股票和其他證券投資的金融中介機(jī)構(gòu),不包括非金融機(jī)構(gòu),主要有銀行和儲(chǔ)蓄機(jī)構(gòu)、保險(xiǎn)公司、共同基金、養(yǎng)老基金、投資公司、私人信托基金和捐贈(zèng)基金等組織。而對(duì)于公司治理,本文采用了公司治理的狹義概念,即指所有者,主要是股東對(duì)經(jīng)營(yíng)者的一種監(jiān)督與制衡機(jī)制。機(jī)構(gòu)投資者通過各種途徑參與公司治理,提高了公司的治理水平,促進(jìn)公司穩(wěn)定的向前發(fā)展。 中國(guó)的機(jī)構(gòu)投資者最早出現(xiàn)在20世紀(jì)80年代后期的證券市場(chǎng)上,但是中國(guó)的機(jī)構(gòu)投資者發(fā)展很緩慢,對(duì)機(jī)構(gòu)投資者的界定不明,管制過嚴(yán)等制度的不合理嚴(yán)重的阻礙了機(jī)構(gòu)投資者在我國(guó)公司治理中的作用。本文主要介紹了機(jī)構(gòu)投資者和公司治理的相關(guān)概念,并在分析外國(guó)機(jī)構(gòu)投資者參與公司治理實(shí)踐的基礎(chǔ)上,提出了我國(guó)機(jī)構(gòu)投資者在參與公司治理中的局限,進(jìn)而根據(jù)外國(guó)的情況在提出我國(guó)機(jī)構(gòu)投資者參與公司治理的模式的基礎(chǔ)上,討論了解決我國(guó)機(jī)構(gòu)投資者參與公司治理相關(guān)障礙的對(duì)策。
[Abstract]:The institutional investors of capitalism first appeared in the commercial banks and insurance companies in Britain. Later, with the expansion of the surplus funds, the institutional investors gradually participated in the corporate governance of the developed capitalist countries. Institutional investors mainly refer to financial intermediaries that invest in stocks and other securities in the capital market with the funds they can use, excluding non-financial institutions, mainly banks and savings institutions, insurance companies and mutual funds. Pension funds, investment companies, private trust funds, endowment funds and other organizations. For corporate governance, this paper adopts the narrow concept of corporate governance, that is, owners, The institutional investors take part in the corporate governance through various ways to improve the level of corporate governance and promote the stable development of the company. China's institutional investors first appeared in the securities market in the late 1980s, but the development of China's institutional investors is slow and the definition of institutional investors is unclear. The unreasonable and severe regulation hinders the role of institutional investors in corporate governance in China. This paper mainly introduces the related concepts of institutional investors and corporate governance. On the basis of analyzing the practice of foreign institutional investors' participation in corporate governance, this paper puts forward the limitations of our country's institutional investors in participating in corporate governance. Then according to the situation of foreign countries, on the basis of putting forward the mode of institutional investors' participation in corporate governance in China, this paper discusses the countermeasures to solve the obstacles related to the participation of institutional investors in corporate governance.
【學(xué)位授予單位】：北京交通大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2008
【分類號(hào)】：D922.291.91

【引證文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前2條

1 王志剛;論我國(guó)機(jī)構(gòu)投資者參與公司治理[D];華中科技大學(xué);2009年

2 楊立紅;安徽省商業(yè)保險(xiǎn)與經(jīng)濟(jì)協(xié)調(diào)發(fā)展研究[D];安徽大學(xué);2012年

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本文編號(hào)：1603982