【摘要】：人民幣離岸金融是人民幣國際化的重要階段,是人民幣走出國門承擔國際貨幣職能。離岸人民幣是離岸貨幣的一種,與其他歐洲貨幣一起組成離岸金融市場。目前人民幣離岸金融市場處于構(gòu)建階段,其具有離岸金融的一般性質(zhì)。離岸金融是金融自由化、國際化的產(chǎn)物,憑借其獨特性質(zhì)而發(fā)展繁榮,已經(jīng)成為現(xiàn)代金融的重要組成部分,在國際金融市場上發(fā)揮著重要的資金融通作用。同時,離岸金融也存在一定的消極因素,它加劇了金融風險,加大了金融調(diào)控的難度。因此,為降低離岸金融帶來的風險并使其發(fā)揮更大的作用,有必要對離岸金融進行規(guī)制。 人民幣離岸金融是指在我國大陸在岸金融循環(huán)體系之外以人民幣為媒介的資金融通活動。對人民幣離岸金融的規(guī)制存在國際與國內(nèi)兩個框架,二者構(gòu)成一個完整的規(guī)則體系。一方面,各成員方在WTO、IMF、IOSCO和巴塞爾框架的規(guī)制下仍然享有很大的立法、司法和行政規(guī)制的自由；另一方面,成員方又要或多或少的受到上述國際規(guī)則的約束和制約。世貿(mào)組織主要從市場準入和經(jīng)營方面約束成員方影響人民幣離岸金融貿(mào)易自由化的政策措施。其中,人民幣離岸金融市場準入機制存在靈活性、漸進性和框架性的特征。人民幣離岸金融市場經(jīng)營制度規(guī)制包括國民待遇、最惠國待遇、法律與政策透明度問題。巴塞爾委員會對離岸金融目標是堵塞監(jiān)管漏洞、增進監(jiān)管諒解、提供監(jiān)管質(zhì)量。主要的協(xié)作途徑包括：交換各國監(jiān)管安排信息、改進國際銀行業(yè)務監(jiān)管技能和確定最低監(jiān)管標準。
[Abstract]:RMB offshore finance is an important stage of RMB internationalization, which is the international monetary function of RMB. Offshore renminbi is one of the offshore currencies that, along with other European currencies, form an offshore financial market. At present, RMB offshore financial market is in the construction stage, which has the general nature of offshore finance. Offshore finance is the product of financial liberalization and internationalization. Because of its unique nature, offshore finance has become an important part of modern finance and plays an important role in the financing of international financial markets. At the same time, there are some negative factors in offshore finance, which aggravate the financial risk and increase the difficulty of financial regulation. Therefore, in order to reduce the risks brought by offshore finance and make it play a greater role, it is necessary to regulate offshore finance. RMB offshore finance refers to the financing activities with RMB as the medium outside the onshore financial circulation system in mainland China. There are two international and domestic frameworks for the regulation of RMB offshore finance, which constitute a complete system of rules. On the one hand, members still enjoy great freedom of legislation, judicial and administrative regulation under the WTO,IMF,IOSCO and Basel framework; on the other hand, members are more or less bound and restricted by the above-mentioned international rules. WTO mainly from the market access and business constraints on the members of the RMB offshore financial trade liberalization policies and measures. Among them, the RMB offshore financial market access mechanism has the characteristics of flexibility, gradual and frame. The regulation of RMB offshore financial market management system includes national treatment, most-favoured-nation treatment, law and policy transparency. The Basel Committee's goal for offshore finance is to plug regulatory loopholes, improve regulatory understanding and provide regulatory quality. The main ways of collaboration include the exchange of information on national regulatory arrangements, the improvement of international banking regulatory skills and the establishment of minimum regulatory standards.
【學位授予單位】：湖南師范大學
【學位級別】：碩士
【學位授予年份】：2011
【分類號】：D996.2;F832.6

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