《紐約公約》下國際商事仲裁協(xié)議的效力研究
發(fā)布時間：2018-11-12 17:11
【摘要】：經(jīng)濟全球化已成為不可逆轉(zhuǎn)大趨勢,在此背景下,我國涉外民商事往來過程中的糾紛也隨著日趨增多。而作為解決國際上民商事主體糾紛的國際民商事仲裁(下文如無說明,“仲裁”即是指“國際民商事仲裁”,“仲裁協(xié)議”即是指“國際民商事仲裁協(xié)議”)受到國內(nèi)外的廣泛認(rèn)可和承認(rèn),因為仲裁是高效解決國內(nèi)外商事爭議的途徑之一,具有廣泛國際性、高度自治性、裁決權(quán)威性、執(zhí)行強制、快速的特點。在仲裁開始與執(zhí)行中,仲裁的基石是當(dāng)事人達成一致意見的仲裁條款或仲裁協(xié)議。這主要是指當(dāng)事人多方或雙方在平等、自愿、互利、共同商量的前提之下,將所涉及到的爭端提交仲裁庭或仲裁機構(gòu)仲裁,請求其作為中間組織來解決問題的口頭或書面文件。因此,在國內(nèi)外仲裁實踐中,首要要解決的是如何認(rèn)定仲裁協(xié)議的效力的問題,這對于解決國際民商事仲裁糾紛顯得極為重要。本文擬通過具體的實踐和理論分析,說明隨著國際貿(mào)易發(fā)展和國際民商事仲裁實踐中不斷涌現(xiàn)的問題,對認(rèn)定國際民商事仲裁協(xié)議效力的判斷與規(guī)定上《紐約公約》存在不足與缺漏,已不能滿足仲裁發(fā)展的需要,在實踐中對如何認(rèn)定仲裁協(xié)議的效力又出現(xiàn)了新問題、新情況;進而進一步從我國法律規(guī)定的現(xiàn)狀、仲裁理論的滯后性以及仲裁實踐中出現(xiàn)的具體操作問題等方面來深入分析我國仲裁機構(gòu)在認(rèn)定國際民商事仲裁協(xié)議效力方面的不足、缺漏與存在的問題;并通過研究域外具有代表性的國家的成熟的立法經(jīng)驗和實踐成果,對我國仲裁的發(fā)展與完善提出建設(shè)性、具體性、創(chuàng)造性的意見。本文詳細的論述可分為四部分,其中第一部分內(nèi)容以敘述《紐約公約》對國際商事仲裁協(xié)議效力的相關(guān)規(guī)定來進入主題、展開分析;第二部分介紹執(zhí)行《紐約公約》的域外經(jīng)驗,主要從美國、英國、法國的相關(guān)實踐來分析;第三部分筆者會詳述在以公約和國內(nèi)仲裁法審查和判斷仲裁協(xié)議效力方面我國的現(xiàn)狀和遇到的問題;最后一部分闡述如何吸取國內(nèi)外經(jīng)驗教訓(xùn),完善我國仲裁協(xié)議效力的認(rèn)定規(guī)則,以及完善我國商事仲裁的立法體系,促進社會經(jīng)濟生活發(fā)展以及公平高效解決爭議。
[Abstract]:Economic globalization has become an irreversible trend. Under this background, disputes in the process of civil and commercial exchanges involving foreign countries in China are increasing day by day. And international civil and commercial arbitration, as a solution to disputes between civil and commercial subjects, (if not explained below, "arbitration" means "international civil and commercial arbitration"; "arbitration" means "international civil and commercial arbitration"; "arbitration" means "international civil and commercial arbitration"; "Arbitration Agreement" refers to the "International Civil and Commercial Arbitration Agreement", which is widely recognized and recognized at home and abroad, because arbitration is one of the effective ways to resolve commercial disputes at home and abroad. It has broad international character, a high degree of autonomy and authority of adjudication. The characteristic of enforcement and speed. In the beginning and execution of arbitration, the cornerstone of arbitration is an arbitration clause or an arbitration agreement reached by the parties. This mainly refers to the parties or parties on the premise of equality, voluntary, mutual benefit and joint consultation, submit the disputes involved to the arbitration tribunal or arbitration institution for arbitration, and request them to solve the problem as an intermediary organization orally or in writing. Therefore, in the practice of arbitration at home and abroad, the most important problem is how to determine the validity of the arbitration agreement, which is very important for the settlement of international civil and commercial arbitration disputes. In this paper, through the specific practice and theoretical analysis, the paper explains the problems that have emerged in the international trade development and the practice of international civil and commercial arbitration. In the judgment and regulation of the validity of the International Civil and Commercial Arbitration Agreement, the New York Convention has shortcomings and gaps, which can not meet the needs of the development of arbitration. In practice, there are new problems and new situations on how to determine the validity of the arbitration agreement. Furthermore, from the aspects of the current situation of our country's laws and regulations, the lag of the arbitration theory and the concrete operation problems in the arbitration practice, this paper further analyzes the deficiency of our country's arbitration institutions in determining the validity of the international civil and commercial arbitration agreement. Gaps and problems; By studying the mature legislative experience and practical achievements of overseas representative countries, this paper puts forward constructive, concrete and creative opinions on the development and perfection of arbitration in China. This paper can be divided into four parts in detail, the first part of the content to describe the provisions of the New York Convention on the effectiveness of international commercial arbitration agreement to enter the theme, analysis; The second part introduces the extraterritorial experience of the implementation of the New York Convention, mainly from the United States, the United Kingdom, France to analyze the relevant practice; In the third part, the author will expound the current situation and problems of our country in reviewing and judging the validity of arbitration agreement by convention and domestic arbitration law. The last part expounds how to draw lessons from domestic and foreign experiences, perfect the rules of confirming the validity of arbitration agreement in our country, perfect the legislative system of commercial arbitration in our country, promote the development of social economic life and resolve disputes fairly and efficiently.
【學(xué)位授予單位】：寧波大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：D997.4
本文編號：2327694
[Abstract]:Economic globalization has become an irreversible trend. Under this background, disputes in the process of civil and commercial exchanges involving foreign countries in China are increasing day by day. And international civil and commercial arbitration, as a solution to disputes between civil and commercial subjects, (if not explained below, "arbitration" means "international civil and commercial arbitration"; "arbitration" means "international civil and commercial arbitration"; "arbitration" means "international civil and commercial arbitration"; "Arbitration Agreement" refers to the "International Civil and Commercial Arbitration Agreement", which is widely recognized and recognized at home and abroad, because arbitration is one of the effective ways to resolve commercial disputes at home and abroad. It has broad international character, a high degree of autonomy and authority of adjudication. The characteristic of enforcement and speed. In the beginning and execution of arbitration, the cornerstone of arbitration is an arbitration clause or an arbitration agreement reached by the parties. This mainly refers to the parties or parties on the premise of equality, voluntary, mutual benefit and joint consultation, submit the disputes involved to the arbitration tribunal or arbitration institution for arbitration, and request them to solve the problem as an intermediary organization orally or in writing. Therefore, in the practice of arbitration at home and abroad, the most important problem is how to determine the validity of the arbitration agreement, which is very important for the settlement of international civil and commercial arbitration disputes. In this paper, through the specific practice and theoretical analysis, the paper explains the problems that have emerged in the international trade development and the practice of international civil and commercial arbitration. In the judgment and regulation of the validity of the International Civil and Commercial Arbitration Agreement, the New York Convention has shortcomings and gaps, which can not meet the needs of the development of arbitration. In practice, there are new problems and new situations on how to determine the validity of the arbitration agreement. Furthermore, from the aspects of the current situation of our country's laws and regulations, the lag of the arbitration theory and the concrete operation problems in the arbitration practice, this paper further analyzes the deficiency of our country's arbitration institutions in determining the validity of the international civil and commercial arbitration agreement. Gaps and problems; By studying the mature legislative experience and practical achievements of overseas representative countries, this paper puts forward constructive, concrete and creative opinions on the development and perfection of arbitration in China. This paper can be divided into four parts in detail, the first part of the content to describe the provisions of the New York Convention on the effectiveness of international commercial arbitration agreement to enter the theme, analysis; The second part introduces the extraterritorial experience of the implementation of the New York Convention, mainly from the United States, the United Kingdom, France to analyze the relevant practice; In the third part, the author will expound the current situation and problems of our country in reviewing and judging the validity of arbitration agreement by convention and domestic arbitration law. The last part expounds how to draw lessons from domestic and foreign experiences, perfect the rules of confirming the validity of arbitration agreement in our country, perfect the legislative system of commercial arbitration in our country, promote the development of social economic life and resolve disputes fairly and efficiently.
【學(xué)位授予單位】：寧波大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：D997.4
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