本文選題：UCP600 + 備用信用證��； 參考：《大連海事大學(xué)》2011年碩士論文

【摘要】：伴隨著國際貿(mào)易的發(fā)展,備用信用證的使用范圍日益廣泛,有關(guān)備用信用證的糾紛也日益突出。盡管關(guān)于備用信用證的論文和研究已經(jīng)非常深入,但是經(jīng)過我對資料的收集和研究,發(fā)現(xiàn)備用信用證的研究主要是結(jié)合《聯(lián)合國獨立擔(dān)保和備用信用證公約》與《國際備用證慣例》,很少有文章是從《跟單信用證統(tǒng)一慣例》(以下簡稱UCP600)的制定角度來討論備用信用證的。筆者認(rèn)為,UCP600是調(diào)整信用證的一項國際慣例,備用信用證作為信用證的中,UCP600的很多規(guī)范都適用于備用信用證,然而,國際關(guān)注ISP98的程度高于UCP600,并沒有從UCP600角度來研究備用信用證,UCP600中有很多體現(xiàn)備用信用證特征的規(guī)定,因此我以UCP600的角度來研究備用信用證的某些法律問題。針對UCP600的條文分析,結(jié)合《國際備用證慣例》關(guān)于備用信用證的規(guī)定,論述了備用信用證的基本法律性質(zhì),旨在通過對UCP600條文和備用信用證的理論研究相結(jié)合,分析UCP600關(guān)于備用信用證的一般性規(guī)定,以及UCP600適用備用信用證的審單規(guī)則,并研究與之相對應(yīng)的欺詐風(fēng)險防范,并從我國的立法角度予以完善。本論文主要有四部分組成,其主要內(nèi)容如下： 文章第一部分以UCP600的條文為理論基礎(chǔ),結(jié)合ISP98的規(guī)定,剖析了備用信用證的概念、法律屬性和特征,研究了UCP600中備用信用證的規(guī)定,并分析了其與一般商業(yè)信用證的區(qū)別。 文章第二部分研究UCP600中備用信用證的審單規(guī)則,包括審單規(guī)則與獨立抽象性原則,分析了UCP600中備用信用證的審單標(biāo)準(zhǔn),單據(jù)的審核范圍以及獨立抽象性原則在UCP600中的體現(xiàn)。 文章第三部分研究了備用信用證風(fēng)險的種類,主要分析了欺詐風(fēng)險產(chǎn)生的原因,通過對備用信用證自身制度設(shè)計的研究,分析了欺詐風(fēng)險的防范。 文章第四部分對我國有關(guān)備用信用證規(guī)定的相關(guān)法律規(guī)定和司法現(xiàn)狀進行分析,指出存在的問題并提出建議,主要從立法的角度來思考相關(guān)法律依據(jù)的完善。
[Abstract]:With the development of international trade, standby letter of credit is widely used and disputes about standby letter of credit become more and more prominent. Although the papers and studies on standby letters of credit have been very thorough, but after my collection and study of the information, It is found that the research on standby letters of credit is mainly combined with the United Nations Convention on Independent guarantees and Stand-by Letters of Credit and the practice of International Stand-by. There are few articles from the point of view of the formulation of the uniform practice on documentary credits (hereinafter referred to as UCP600). To discuss standby letters of credit. The author thinks that UCP600 is an international practice in adjusting letters of credit, and that standby letters of credit, as a part of letters of credit, many of the specifications of UCP600 are applicable to standby letters of credit, however, The degree of international attention to ISP98 is higher than that of UCP600, and there are not many provisions in standby letter of credit (UCP600) which embody the characteristics of standby letter of credit from the angle of UCP600. Therefore, I study some legal problems of standby letter of credit from the angle of UCP600. Based on the analysis of the provisions of UCP600, combined with the provisions on standby letters of credit in International standby practice, this paper discusses the basic legal nature of standby letters of credit. The purpose of this paper is to combine the provisions of UCP600 with the theoretical study of standby letters of credit. This paper analyzes the general provisions of UCP600 on standby letters of credit, and the rules for UCP600 to apply to standby letters of credit, and studies the corresponding fraud risk prevention, and perfects them from the angle of our country's legislation. This paper is composed of four parts, the main contents are as follows: The first part of the article is based on the provisions of UCP600, combined with the provisions of ISP98, analyzes the concept, legal attributes and characteristics of standby letters of credit, studies the provisions of standby letters of credit in UCP600, and analyzes the differences between standby letters of credit and general commercial letters of credit. In the second part of this paper, we study the rules of standby letter of credit in UCP600, including the rules of documentary review and the principle of independence and abstraction, and analyze the standards of standby letter of credit in UCP600, the scope of examination of documents and the embodiment of the principle of independence and abstraction in UCP600. The third part of the article studies the types of standby letter of credit risk, mainly analyzes the causes of fraud risk, through the study of standby letter of credit system design, analyzes the prevention of fraud risk. The fourth part of the article analyzes the relevant legal provisions and judicial status of the provisions of standby letters of credit in China, points out the existing problems and puts forward suggestions, mainly from the legislative point of view to consider the perfection of the relevant legal basis.
【學(xué)位授予單位】：大連海事大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2011
【分類號】：D996.2;F740.4

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5 徐s，

本文編號：1880741