發(fā)布時(shí)間：2018-01-30 15:06

  本文關(guān)鍵詞： 投資者—東道國仲裁 審查標(biāo)準(zhǔn) 公法行為 公共利益 利益平衡　出處：《浙江大學(xué)》2017年碩士論文　論文類型：學(xué)位論文

【摘要】：投資者—東道國仲裁在使得外國投資者的投資權(quán)益獲得了獨(dú)立于東道國的法律和司法機(jī)構(gòu)的保護(hù)的同時(shí),也授予了仲裁庭相當(dāng)大的權(quán)力來審查東道國的公法行為,在這個(gè)過程中,仲裁庭審查標(biāo)準(zhǔn)的選擇對于其判斷東道國行為的合法性具有重要影響。但很多仲裁庭在選擇審查標(biāo)準(zhǔn)時(shí),因?yàn)槭艿缴淌轮俨玫倪^度影響,未能充分意識到國際投資條約體系促進(jìn)締約國共同繁榮的目的,投資仲裁的公法屬性及其在東道國和仲裁庭之間實(shí)現(xiàn)權(quán)力制衡的特點(diǎn),以至對東道國的公法行為適用了很嚴(yán)格的審查標(biāo)準(zhǔn),極大地限制了東道國對公共利益的保護(hù)。這個(gè)問題和仲裁庭存在的對類似案件的裁決缺乏一致性,在裁決中說理不夠清晰等問題也導(dǎo)致了有關(guān)國家對于投資仲裁的信任危機(jī)。為了維護(hù)投資仲裁的穩(wěn)定有效存在,我們需要從其內(nèi)部解決這個(gè)問題,而對仲裁庭對審查標(biāo)準(zhǔn)進(jìn)行重構(gòu)是一個(gè)比較直接、有效的方式。在這個(gè)過程中,本文對和投資者—東道國仲裁一樣面臨平衡經(jīng)濟(jì)利益與非經(jīng)濟(jì)利益的關(guān)系的世界貿(mào)易組織,同樣允許私法上的主體起訴國家的歐洲人權(quán)法院在相關(guān)案件中的審查標(biāo)準(zhǔn)進(jìn)行了分析,總結(jié)了其中適合國際投資仲裁庭的經(jīng)驗(yàn)。此外,考慮到投資者—東道國仲裁的公法屬性,本文還在一定程度上對國際公法中的善意審查標(biāo)準(zhǔn)進(jìn)行了分析、總結(jié)。隨后,本文還分析了投資仲裁庭在審查標(biāo)準(zhǔn)上有可取之處的兩個(gè)案例的經(jīng)驗(yàn),總結(jié)了其中可適用的經(jīng)驗(yàn)。最后,本文在以上基礎(chǔ)上總結(jié)了投資者—東道國仲裁中選擇東道國公法行為的審查標(biāo)準(zhǔn)應(yīng)考慮的因素,主要包括:投資條約文本內(nèi)容的指引、條約中規(guī)定東道國義務(wù)的規(guī)范的性質(zhì)、仲裁庭和東道國對爭議行為的審查能力、東道國對其決策的說理、東道國決策的民主程度、東道國決策的程序等。
[Abstract]:Investor-host country arbitration, while enabling foreign investors' investment interests to be protected by legal and judicial institutions independent of the host country. The arbitral tribunal was also given considerable power to review the public law acts of the host State in the process. The selection of the arbitral tribunal review criteria has an important impact on its judgment of the legality of the conduct of the host country. However, many arbitral tribunals choose the review criteria because of the excessive influence of commercial arbitration. Not fully aware of the international investment treaty system to promote the common prosperity of States parties, the public law nature of investment arbitration and the characteristics of power balance between the host country and the arbitral tribunal. Even the application of very strict censorship criteria to the public law acts of the host State greatly limits the protection of the public interest of the host country... this issue lacks consistency with the decisions of arbitral tribunals in similar cases. In order to maintain the stable and effective existence of investment arbitration, we need to solve this problem from within. It is a direct and effective way to reconstruct the review standard of the arbitral tribunal. This paper deals with the World Trade Organization (WTO) which is faced with the balance between economic interests and non-economic interests like investor-host country arbitration. The European Court of Human Rights, which also allows the subject of private law to sue the State, has analysed the standards of review in the relevant case and summarized the experience of the tribunal suitable for international investment. Considering the public law attribute of investor-host country arbitration, this paper also analyzes and summarizes the bona fide review standard in public international law to some extent. This paper also analyzes the experience of two cases in which the investment tribunal has some merits in the review criteria, and summarizes the applicable experience. Finally. On the basis of the above, this paper summarizes the factors that should be considered in the examination standard of the choice of the public law behavior of the host country in investor-host country arbitration, mainly including: the guideline of the text of the investment treaty. The treaty stipulates the normative nature of the host country's obligations, the ability of the arbitral tribunal and the host country to examine the conduct in dispute, the reasoning of the host country to its decision-making, the degree of democracy of the host country's decision, the procedure of the host country's decision making, etc.
【學(xué)位授予單位】：浙江大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：D997.4

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本文編號：1476522