【摘要】： 非上市公司控制權(quán)轉(zhuǎn)讓過(guò)程中,控制股東往往為了獲得控制權(quán)溢價(jià),只考慮個(gè)人利益,置中小股東的利益于不顧,將公司轉(zhuǎn)讓給一個(gè)意在掠奪公司資產(chǎn)的人,或者在轉(zhuǎn)讓過(guò)程中利用控制權(quán)優(yōu)勢(shì)侵占公司財(cái)產(chǎn)或公司發(fā)展機(jī)會(huì),因此在非上市公司控制權(quán)轉(zhuǎn)讓過(guò)程中中小股東的利益經(jīng)常受到損害。美國(guó)公司法法律制度中確立了控制股東在控制權(quán)轉(zhuǎn)讓過(guò)程中的信義義務(wù)來(lái)保護(hù)中小股東的利益。我國(guó)目前非上市公司控制權(quán)轉(zhuǎn)讓市場(chǎng)頗為繁榮,也出現(xiàn)了多起控制權(quán)轉(zhuǎn)讓法律糾紛,但我國(guó)還缺少與非上市公司控制權(quán)轉(zhuǎn)讓相關(guān)的法律制度,因此筆者以回應(yīng)現(xiàn)實(shí)需要為目的,綜合運(yùn)用實(shí)證分析法、歷史分析法、比較分析法等研究方法對(duì)非上市公司控制權(quán)轉(zhuǎn)讓中控制股東信義義務(wù)法律制度進(jìn)行較為深入的研究,希望能夠構(gòu)建出我國(guó)的非上市公司控制權(quán)轉(zhuǎn)讓中控制股東的信義義務(wù)法律制度。 本文分為引言、正文和結(jié)論三個(gè)部分: 在引言中,筆者提出了我國(guó)建立非上市公司控制權(quán)轉(zhuǎn)讓中控制股東的信義義務(wù)法律制度是現(xiàn)實(shí)的需要,研究該問(wèn)題對(duì)于在控制權(quán)轉(zhuǎn)讓過(guò)程中保護(hù)中小股東具有重要意義,并提出了自己的研究方法和研究目標(biāo)。 正文分為五章。 第一章,筆者從兩個(gè)控制權(quán)轉(zhuǎn)讓案例出發(fā),研究了我國(guó)目前公司控制權(quán)轉(zhuǎn)讓法律規(guī)制的概況,認(rèn)為相對(duì)于我國(guó)繁榮的非上市公司控制權(quán)轉(zhuǎn)讓市場(chǎng),非上市公司控制權(quán)轉(zhuǎn)讓的相關(guān)法律制度缺失,亟待完善。 第二章,筆者通過(guò)分析“控制”、“控制股東”和“控制權(quán)轉(zhuǎn)讓”等法律概念,指出所謂“控制”是指對(duì)一個(gè)公司經(jīng)營(yíng)管理權(quán)的支配。 第三章,筆者討論了控制股東承擔(dān)信義義務(wù)的理論基礎(chǔ),然后從控制權(quán)轉(zhuǎn)讓角度分析了控制權(quán)轉(zhuǎn)讓過(guò)程中控制股東的信義義務(wù),認(rèn)為控制股東在控制權(quán)轉(zhuǎn)讓過(guò)程中,應(yīng)該做一個(gè)“合格的退出者”,在控制權(quán)轉(zhuǎn)讓過(guò)程中應(yīng)該盡到保護(hù)中小股東利益的義務(wù)。 第四章,筆者對(duì)美國(guó)法上控制權(quán)轉(zhuǎn)讓中控制股東信義義務(wù)理論進(jìn)行了梳理和評(píng)析,重點(diǎn)分析了控制股東在控制權(quán)轉(zhuǎn)讓過(guò)程中的謹(jǐn)慎調(diào)查義務(wù)和控制權(quán)溢價(jià)分享責(zé)任,最后認(rèn)為美國(guó)法對(duì)控制權(quán)轉(zhuǎn)讓過(guò)程中控制股東課以信義義務(wù),既保護(hù)了小股東又保證了控制股東應(yīng)有的利益,同時(shí)亦不影響善意的控制權(quán)轉(zhuǎn)讓,對(duì)我國(guó)有一定的借鑒意義。 第五章,筆者提出了如何在我國(guó)目前的公司法上構(gòu)建我國(guó)非上市公司控制權(quán)轉(zhuǎn)讓中控制股東的信義義務(wù)制度。筆者認(rèn)為我國(guó)應(yīng)該盡快在我國(guó)公司法上明確“控制”和“控制股東”的概念,進(jìn)而構(gòu)建我國(guó)公司法上,非上市公司控制股東在控制權(quán)轉(zhuǎn)讓中的“謹(jǐn)慎調(diào)查義務(wù)”和“控制權(quán)溢價(jià)分享責(zé)任”,以達(dá)到保護(hù)中小股東的目的。 最后,結(jié)論部分,筆者再次對(duì)全文內(nèi)容進(jìn)行總結(jié),梳理了自己的理論脈絡(luò),認(rèn)為我國(guó)法律應(yīng)該回應(yīng)現(xiàn)實(shí)的需要,盡快就非上市公司控制權(quán)轉(zhuǎn)讓過(guò)程中控制股東的信義義務(wù)進(jìn)行相關(guān)立法,以應(yīng)對(duì)公司法實(shí)踐的需要。
[Abstract]:In the process of transfer of control right of non-listed companies, the control shareholders tend to take the interests of the interests of small and medium-sized shareholders regardless of the interests of the small and medium-sized shareholders in order to obtain the control power premium, and transfer the company to a person who intends to rob the company's assets, The interests of small and medium-sized shareholders are often damaged during the transfer of non-listed companies by using the advantage of control right to encroach on the company's property or the company's development chances. The legal system of the United States Company Law establishes the obligation of controlling shareholders to protect the interests of small and medium shareholders during the transfer of control. At present, the transfer of control right of non-listed companies in our country is rather prosperous, and there are many legal disputes over control. However, China lacks the legal system related to the transfer of control right of non-listed companies. Therefore, the author uses the empirical analysis method in response to the realistic needs. The research methods of historical analysis, comparative analysis and so on have deeply studied the legal system of controlling shareholder's fiduciary duty in the transfer of control right of non-listed companies, hoping to construct the legal system of controlling shareholders' fiduciary duty in the transfer of control right of non-listed companies. This paper is divided into three parts: introduction, text and conclusion. In the introduction, the author puts forward the legal system of controlling shareholder's fiduciary duty in the transfer of control right of non-listed company. The study of the problem is of great significance to the protection of small and medium-sized shareholders during the transfer of control right, and puts forward his own research. Methods and Objectives The text is divided into three chapters. In chapter one, the author starts from the transfer case of two control rights, studies the general situation of the legal regulation of control right transfer of our country, and thinks that the control right of non-listed company is transferred to the market of control right of non-listed company prosperous in our country. The author analyzes the legal concepts such as 鈥淐ontrol鈥，

本文編號(hào)：2259851