【摘要】：公司法上出資形式的探討具有理論價(jià)值和實(shí)踐意義,其中的債權(quán)出資是出資形式中理論界頗具爭(zhēng)議的問題,以對(duì)第三人債權(quán)出資是債權(quán)出資的重要分類,也是債權(quán)出資實(shí)務(wù)中涉水較淺的領(lǐng)域。目前,我國(guó)現(xiàn)行《公司法》的規(guī)定很模糊,理論界對(duì)債權(quán)出資問題仍有爭(zhēng)議,實(shí)踐中也多為禁止,這與當(dāng)今愈加寬松的國(guó)內(nèi)經(jīng)濟(jì)環(huán)境以及逐步放寬限制的國(guó)外立法趨勢(shì)顯然不合。鑒于當(dāng)前實(shí)務(wù)部門如火如荼地在全國(guó)范圍內(nèi)的開展債權(quán)出資調(diào)查研究這一現(xiàn)狀,多種形勢(shì)的催促之下,筆者將以對(duì)第三人債權(quán)出資作為單獨(dú)對(duì)象加以研究,以求對(duì)今后實(shí)務(wù)登記有所借鑒,亦成為理論研究的有益補(bǔ)充。 本文結(jié)合了多種研究方法,其中運(yùn)用較多的是比較分析法、經(jīng)濟(jì)分析和價(jià)值分析相結(jié)合、實(shí)證演繹的方法,力求通過對(duì)基本理論的梳理,研究以對(duì)第三人債權(quán)出資的概念、性質(zhì)和可行性,分析出資風(fēng)險(xiǎn),系統(tǒng)探討該出資行為的影響與責(zé)任,進(jìn)而為我國(guó)構(gòu)建以對(duì)第三人債權(quán)制度設(shè)計(jì)和風(fēng)險(xiǎn)防范提出自己的看法和建議。 本文分為四章。第一章闡述以對(duì)第三人債權(quán)出資的一般法理基礎(chǔ),包括概念、分類和性質(zhì),分析與一般出資形式、“債轉(zhuǎn)股”出資形式的區(qū)別之處。筆者還從適格性、制度兼容性和現(xiàn)實(shí)意義等方面系統(tǒng)分析出資可行性,特別是以我國(guó)現(xiàn)行公司法理念、公司法基本原則以及商法目的等宏觀視角審視以對(duì)第三人債權(quán)出資現(xiàn)象,得出可行結(jié)論。這些構(gòu)成了接下來論述的基礎(chǔ)。 第二章是關(guān)于出資風(fēng)險(xiǎn)與影響的論述,分析出資風(fēng)險(xiǎn),并從出資當(dāng)事人和公司、公司債權(quán)人以及社會(huì)等多個(gè)獨(dú)特角度,特別是以當(dāng)前各國(guó)政府和社會(huì)各界都十分關(guān)注的公司社會(huì)責(zé)任這一特殊視角,系統(tǒng)分析該出資行為對(duì)公司內(nèi)部和外部引發(fā)的影響與責(zé)任,作為制度設(shè)計(jì)的前期準(zhǔn)備。 第三章,考察了國(guó)外立法實(shí)踐,評(píng)判和分析英美法系、大陸法系不同制度下的做法,借鑒國(guó)外好的經(jīng)驗(yàn);從立法、司法、行政和社會(huì)企業(yè)等方面,談國(guó)內(nèi)立法現(xiàn)狀與實(shí)務(wù)態(tài)度;最后進(jìn)行制度的反思。 第四章是以對(duì)第三人債權(quán)出資制度的構(gòu)建。筆者基于對(duì)公司實(shí)務(wù)和社會(huì)需求的尊重,一方面,正面研究出資范圍、資本實(shí)收標(biāo)準(zhǔn)和出資程序等實(shí)務(wù)操作;另一方面,提出出資擔(dān)保、公司內(nèi)部特殊義務(wù)的構(gòu)建與責(zé)任配置、出資特殊限制、評(píng)估責(zé)任分配機(jī)制、社會(huì)監(jiān)控等風(fēng)險(xiǎn)防范規(guī)制的看法和建議。
[Abstract]:It is of theoretical value and practical significance to probe into the form of capital contribution in company law, in which the contribution of creditor's rights is a controversial issue in the theoretical circle of the form of capital contribution, and the contribution of creditor's rights to the third party is an important classification of the contribution of creditor's rights. It is also a shallow area in the practice of creditor's rights contribution. At present, the current provisions of the Company Law in our country are very vague, and there are still disputes among the theoretical circles on the issue of creditor's rights and contributions, and most of them are prohibited in practice. This is clearly at odds with today's increasingly relaxed domestic economic environment and the gradual relaxation of foreign legislation. In view of the current situation that the practical departments are in full swing to carry out the investigation and study of creditor's rights in the whole country, under the urge of various situations, the author will take the contribution of the third party's creditor's rights as a separate object to study. In order to practice registration in the future reference, but also become a useful supplement to theoretical research. This paper combines a variety of research methods, including comparative analysis, economic analysis and value analysis, empirical deductive method, through combing the basic theory, to study the third party creditor's rights to contribute the concept. In this paper, the author analyzes the risk of capital contribution, systematically discusses the influence and responsibility of the investment behavior, and puts forward his own views and suggestions for the construction of the third party creditor's rights system design and risk prevention in our country. This paper is divided into four chapters. The first chapter expounds the general legal basis of the capital contribution to the third party's creditor's rights, including the concept, classification and nature, the difference between the analysis and the general form of capital contribution and the form of "debt-for-equity" contribution. The author also systematically analyzes the feasibility of capital contribution from the aspects of suitability, system compatibility and practical significance, especially from the macro angle of view, such as the concept of current company law, the basic principles of company law and the purpose of commercial law, to examine the phenomenon of creditor's rights contribution to the third party. Draw a feasible conclusion. These constitute the basis of the following discussion. The second chapter discusses the risk and influence of capital contribution, analyzes the risk of capital contribution, and from the parties and companies, corporate creditors and society, and other unique perspectives, Especially from the perspective of corporate social responsibility which is paid great attention to by governments and all walks of life, this paper systematically analyzes the influence and responsibility caused by the investment behavior on the internal and external of the company, as a preliminary preparation for the design of the system. The third chapter reviews the foreign legislative practice, judges and analyzes the practices under the different systems of Anglo-American law system and civil law system, and draws lessons from the good experience of foreign countries, and discusses the current situation and practical attitude of domestic legislation from the aspects of legislation, judicature, administration and social enterprise, etc. Finally, the system of reflection. The fourth chapter is the construction of the system of the third party's creditor's rights. Based on the respect for the practical and social needs of the company, on the one hand, the author positively studies the scope of capital contribution, the standard of capital collection and the procedure of capital contribution; on the other hand, the author puts forward the contribution guarantee, the construction and responsibility allocation of the special obligations within the company. Views and suggestions on the regulation of risk prevention, such as special limitation of capital contribution, mechanism of allocation of assessment responsibility, social supervision and so on.
【學(xué)位授予單位】：華僑大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類號(hào)】：D922.291.91

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