本文選題：股票 + 股權(quán)　； 參考：《西南財(cái)經(jīng)大學(xué)》2010年碩士論文

【摘要】：股權(quán)質(zhì)押作為一種隨著現(xiàn)代公司制度發(fā)展而興起的一種新型的權(quán)利質(zhì)押方式,隨著市場(chǎng)經(jīng)濟(jì)的完善和金融流通的發(fā)展,股市也逐漸發(fā)達(dá)起來,以股權(quán)、股票為質(zhì)押標(biāo)的物的擔(dān)保活動(dòng)日漸增多。同時(shí),股權(quán)質(zhì)押因反映了當(dāng)代物權(quán)法以利用為中心的價(jià)值取向,在現(xiàn)代經(jīng)濟(jì)社會(huì)中越來越凸顯其重要作用。股權(quán)質(zhì)押制度是擔(dān)保制度中的一個(gè)問題,它內(nèi)容涉及廣泛,包括經(jīng)濟(jì)學(xué)、法學(xué)兩個(gè)基礎(chǔ)法學(xué)學(xué)科領(lǐng)域,具體覆蓋了物權(quán)法、債權(quán)法、公司法、證券法等多個(gè)分支領(lǐng)域,是一個(gè)極具綜合性和發(fā)展性的現(xiàn)實(shí)課題。我國(guó)現(xiàn)行的有關(guān)股權(quán)質(zhì)押制度的法律規(guī)范還不盡完善,因?yàn)槭袌?chǎng)和金融交易的復(fù)雜多變特點(diǎn),相關(guān)法律條文在制度設(shè)計(jì)上也存在諸多亟待解決現(xiàn)實(shí)缺陷。本文通過對(duì)比國(guó)內(nèi)外相關(guān)法律規(guī)定及法學(xué)理論的基礎(chǔ)上,系統(tǒng)地研究了以上諸問題,對(duì)法律規(guī)定過于寬泛,在實(shí)際操作中有分歧的問題進(jìn)行系統(tǒng)的理論分析,并力圖從促進(jìn)經(jīng)濟(jì)交往安全性的角度提出可行性建議。本文對(duì)股權(quán)質(zhì)押法律制度的研究集中在滿足基礎(chǔ)理論研究訴求和迎合時(shí)代現(xiàn)實(shí)需要兩個(gè)基本點(diǎn)上,第一部分通過系統(tǒng)的闡釋和解析我國(guó)股權(quán)質(zhì)押法律規(guī)范的理論起始概念、法律價(jià)值取向,對(duì)關(guān)于股權(quán)質(zhì)押的相關(guān)法律理論基礎(chǔ)做一個(gè)明確的理論梳理。第二部分通過對(duì)股權(quán)質(zhì)押制度、股權(quán)質(zhì)押的設(shè)立、股權(quán)質(zhì)押效力的理論分析,進(jìn)而闡明股權(quán)質(zhì)押相關(guān)制度設(shè)計(jì)的法理基礎(chǔ)。第三部分對(duì)股權(quán)質(zhì)押實(shí)現(xiàn)條件和實(shí)現(xiàn)方法的現(xiàn)實(shí)操作行進(jìn)行論證,找出股權(quán)質(zhì)押在現(xiàn)實(shí)操作程序上的價(jià)值訴求。第四部分針對(duì)現(xiàn)實(shí)需要,即結(jié)合后危機(jī)時(shí)代的風(fēng)險(xiǎn)規(guī)避需要,嘗試討論和探析我國(guó)股權(quán)質(zhì)押可能存在金融和信用風(fēng)險(xiǎn)。第五部分對(duì)相關(guān)法律規(guī)范做出簡(jiǎn)要分析,并從幾個(gè)不同的角度對(duì)股權(quán)質(zhì)押制度的完善提出可行性對(duì)策和建議。
[Abstract]:As a new type of pledge of rights developed with the development of modern company system, with the improvement of market economy and the development of financial circulation, the stock market is gradually developed. The security activity of stocks as the subject matter of pledge is increasing day by day. At the same time, equity pledge reflects the value orientation of contemporary property law, which is more and more important in modern economic society. The system of equity pledge is one of the problems in the security system. It involves a wide range of subjects, including economics and law. It covers many branches such as property law, creditor's right law, company law, securities law and so on. Is a very comprehensive and developmental reality of the subject. Because of the complex and changeable characteristics of the market and financial transactions, there are many practical defects in the system design of the relevant legal provisions. On the basis of comparing the relevant laws and regulations at home and abroad and the theory of law, this paper systematically studies the above problems, and makes a systematic theoretical analysis of the legal provisions which are too broad and diverging in practice. And try to promote the safety of economic exchanges from the point of view of the feasibility of suggestions. The research on the legal system of equity pledge in this paper focuses on two basic points: satisfying the basic theoretical research demands and catering to the needs of the times. The first part explains and analyzes the theoretical starting concept of the legal norms of equity pledge in China through systematic explanation and analysis. Legal value orientation, the relevant legal theoretical basis of equity pledge to do a clear theoretical comb. In the second part, through the theoretical analysis of the system of equity pledge, the establishment of equity pledge and the validity of equity pledge, the legal basis of the design of the relevant system of equity pledge is expounded. The third part demonstrates the realization conditions and methods of equity pledge, and finds out the value demand of equity pledge in practical operation procedure. The fourth part tries to discuss and analyze the possible financial and credit risk of stock pledge in China according to the need of risk aversion in the post-crisis era. The fifth part makes a brief analysis of the relevant legal norms, and puts forward feasible countermeasures and suggestions for the perfection of equity pledge system from several different angles.
【學(xué)位授予單位】：西南財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2010
【分類號(hào)】：D922.291.91;D923

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