本文選題：股份公司 + 監(jiān)事會��； 參考：《蘇州大學(xué)》2006年碩士論文

【摘要】： 本文首先從產(chǎn)權(quán)關(guān)系理論、代理成本理論、分權(quán)制衡理論、團(tuán)隊生產(chǎn)理論及大股東道德危險理論的理論視角對監(jiān)事會制度進(jìn)行法理分析,揭示了監(jiān)事會制度具有監(jiān)督制衡、保護(hù)股東利益和保護(hù)債權(quán)人利益的價值功效。隨后,又通過對域外公司監(jiān)控模式、我國股份公司監(jiān)事會制度立法概況及運行現(xiàn)狀的考察,提出筆者自己的見解,即“我國應(yīng)借鑒德國監(jiān)事會制度的立法經(jīng)驗,改進(jìn)和完善我國的監(jiān)事會制度。至于獨立董事,只能‘在傳統(tǒng)的框架中行動’”。同時還指出,我國公司法雖明文規(guī)定監(jiān)事會為股份公司常設(shè)且必設(shè)監(jiān)督機(jī)構(gòu),但對監(jiān)事會的規(guī)定卻失之過簡,存在諸多缺漏與不足。實踐中監(jiān)事會監(jiān)督不力,“監(jiān)事不監(jiān)事”、“監(jiān)事不能監(jiān)事”的現(xiàn)象比比皆是。為了改變這種現(xiàn)狀,本文對完善我國股份公司監(jiān)事會的組織制度、職權(quán)范圍、行權(quán)方式以及監(jiān)事會的義務(wù)與責(zé)任機(jī)制均提出了較為詳細(xì)的立法建議,以期對我國公司法今后的修改有所裨益。此外,筆者也考慮到我國上市公司中獨立董事與監(jiān)事會并存的現(xiàn)狀,認(rèn)為“應(yīng)正確界定兩者的職權(quán)范圍,使兩者在監(jiān)督方面優(yōu)勢互補(bǔ),實現(xiàn)兩者的有機(jī)結(jié)合,從而構(gòu)建有中國特色的監(jiān)管模式�！�
[Abstract]:This paper firstly analyzes the system of the board of supervisors from the perspective of property right relation theory, agency cost theory, separation and balance theory, team production theory and moral hazard theory of large shareholders, and reveals that the board of supervisors system has supervisory checks and balances. The value of protecting the interests of shareholders and creditors. Then, through the investigation of the foreign company monitoring mode, the general situation of the legislation and the operation of the board of supervisors system in our country, the author puts forward his own opinion, that is, "our country should learn from the legislative experience of the board of supervisors system in Germany." Improve and perfect the system of board of supervisors in China. As for independent directors, they can only 'act within the traditional framework'. At the same time, it is pointed out that although the company law of our country explicitly stipulates that the board of supervisors is a permanent and necessary supervisory organization, the provisions on the board of supervisors are too simple and there are many deficiencies and deficiencies. In practice, the supervision of the board of supervisors is weak, and the phenomena of "supervisors without supervisors" and "supervisors without supervisors" abound. In order to change this situation, this paper puts forward some detailed legislative suggestions on how to perfect the organization system, the terms of reference, the way of exercising power and the obligation and responsibility mechanism of the board of supervisors. In order to improve our company law in the future. In addition, the author also considers the present situation of the coexistence of independent director and board of supervisors in listed companies in our country, and thinks that "we should define the scope of their functions and powers correctly, make them complement each other in the aspect of supervision, and realize the organic combination of the two." To build a regulatory model with Chinese characteristics. "
【學(xué)位授予單位】：蘇州大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2006
【分類號】：D912.29

【引證文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前1條

1 張志揚(yáng);論股份有限公司監(jiān)事的義務(wù)和責(zé)任[D];延邊大學(xué);2010年

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本文編號：1803062