本文選題：關(guān)聯(lián)公司破產(chǎn)　切入點：債權(quán)人保護　出處：《中國政法大學(xué)》2010年碩士論文

【摘要】： 關(guān)聯(lián)公司作為一種商事組織的聯(lián)合,不同于單一公司而具有自身的特殊性,二者最大的區(qū)別就在于關(guān)聯(lián)公司之間存在控制或重大影響關(guān)系。這種存在于關(guān)聯(lián)公司之間的控制或重大影響關(guān)系一方面極大地促進了公司的發(fā)展,使其作為一個聯(lián)合體能最佳地配置資源、發(fā)揮規(guī)模效應(yīng),從而很大程度上降低了公司的經(jīng)營成本,提高了公司在市場中的競爭力;但另一方面,對于一個以追求利潤最大化為天性的公司來說,這種控制或重大影響關(guān)系,會在很大程度上促使公司做出追求不當(dāng)利益而侵犯其他利益相關(guān)者權(quán)益的行為。特別是當(dāng)關(guān)聯(lián)公司破產(chǎn)或者有破產(chǎn)之虞時,關(guān)聯(lián)公司之間的控制或重大影響關(guān)系極有可能成為其逃避債務(wù),損害債權(quán)人利益的工具,因此需要對其行為進行規(guī)制。 破產(chǎn)法從其產(chǎn)生至今,保護債權(quán)人的公平清償始終是其核心目標(biāo)。在破產(chǎn)法產(chǎn)生到完善的過程中,有許多制度被制定出來用于保護破產(chǎn)債權(quán)人的利益。然而由于關(guān)聯(lián)公司所具有的特殊性,致使關(guān)聯(lián)公司破產(chǎn)對其債權(quán)人利益的保護也呈現(xiàn)出特殊性和不同的表現(xiàn)形式,需要特別的制度加以規(guī)制。對此,國外立法和司法實踐已經(jīng)確立并發(fā)展出許多行之有效的制度,如揭開公司面紗、實質(zhì)合并原則以及衡平居次原則等。但是我國現(xiàn)行立法的規(guī)定對關(guān)聯(lián)公司破產(chǎn)債權(quán)人利益的保護尚有許多不足之處,因此,有必要通過立法進行事前規(guī)制和事后規(guī)制,從而建立完善的關(guān)聯(lián)公司破產(chǎn)債權(quán)人保護體系。 本文通過四章內(nèi)容來闡述關(guān)聯(lián)公司破產(chǎn)時債權(quán)人利益的法律保護: 第一章關(guān)聯(lián)公司破產(chǎn)債權(quán)人利益保護相關(guān)基礎(chǔ)理論。本章主要明確了債權(quán)人利益保護作為破產(chǎn)法立法的核心價值并介紹了關(guān)聯(lián)公司相關(guān)基礎(chǔ)理論。表明保護債權(quán)人利益是破產(chǎn)法的目標(biāo),應(yīng)完善各項制度以確保目標(biāo)的實現(xiàn)。通過對關(guān)聯(lián)公司概念、法律特征、種類等內(nèi)容的探討,明確了關(guān)聯(lián)公司有著區(qū)別于一般單一公司的特別之處,為下一章關(guān)聯(lián)公司破產(chǎn)時債權(quán)人利益保護特殊性的研究打下理論基礎(chǔ)。 第二章關(guān)聯(lián)公司破產(chǎn)時債權(quán)人利益保護的特殊性。本章在上一章對關(guān)聯(lián)公司特殊性進行分析基礎(chǔ)上,總結(jié)了使關(guān)聯(lián)公司破產(chǎn)時債權(quán)人利益保護呈現(xiàn)出特殊性的原因。正是由于關(guān)聯(lián)公司之間控制與從屬關(guān)系的存在和作為公司法基礎(chǔ)的公司法人人格獨立原則的廣泛適用,使得關(guān)聯(lián)公司更易通過利益輸送等行為逃避破產(chǎn)清償,使得關(guān)聯(lián)公司破產(chǎn)債權(quán)人權(quán)益更易受到侵害。因而需要針對其特殊性,采取特別的制度對其予以規(guī)制。 第三章對關(guān)聯(lián)公司破產(chǎn)債權(quán)人保護的主要法律制度——外國法的考察。因關(guān)聯(lián)公司所具有的特殊性,各國在司法實踐中形成了一系列制度對其專門規(guī)制。本章主要介紹了揭開公司面紗、實質(zhì)合并原則、衡平居次原則,關(guān)聯(lián)公司相關(guān)信息披露以及董事、控股股東誠信義務(wù)相關(guān)理論和制度。希望通過對外國法的考察,對我國完善相應(yīng)制度體系起到借鑒作用。 第四章對關(guān)聯(lián)公司破產(chǎn)債權(quán)人利益體系化保護的制度構(gòu)建——我國立法的現(xiàn)狀及完善。本章對我國就關(guān)聯(lián)公司破產(chǎn)時債權(quán)人利益保護現(xiàn)行制度進行了梳理,在肯定其積極意義的同時,也明確了現(xiàn)行制度的不足以及在某些方面的缺失。在立足我國現(xiàn)實的基礎(chǔ)上,借鑒和參考外國的制度,為完善我國立法提出了一些建議。
[Abstract]:Related company as a joint commercial organization, different from a single company which has its own particularity, the biggest difference between the two lies in the existence of control or significant influence relationship between companies. This control exists in the related company or significant influence between the one hand has greatly promoted the development of the company, make it as a a combination of physical optimal allocation of resources, economies of scale, thereby greatly reducing the cost of management of the company, improve the company's competitiveness in the market; on the other hand, in a pursuit of profit maximization as the nature of the company, the control or significant influence, will to a great extent prompted the company to make the pursuit of improper interests and violation of other rights and interests of stakeholders behavior. Especially when the company went bankrupt or associated with bankruptcy, the association between firm control or heavy The relationship of great influence is very likely to be a tool to escape the debt and damage the interests of the creditor, so it is necessary to regulate its behavior.
The bankruptcy law from its emergence, fair settlement of creditor protection is always the core goal. To improve the process of the bankruptcy law, there are many systems developed for the protection of creditors' interests. However, due to the particularity of affiliates with the resulting affiliates bankruptcy on the interests of the creditor protection is also showing special and different forms, need special regulation system. In this regard, the legislative and judicial practice has been established and developed many effective system, such as piercing the corporate veil, substantive consolidation principle and the principle of equitable subordination. But our country's current legislation on the protection is bankruptcy of many shortcomings, therefore, it is necessary to carry out pre regulation and post regulation through legislation, so as to establish related company creditors perfect protection system.
This article expounds the legal protection of the creditor's interests in the bankruptcy of the affiliated company through the four chapters.
The first chapter bankruptcy protection related basic theory. This chapter mainly clarifies the protection of creditors' interests as the core values of the bankruptcy law and introduces the basic theory of affiliate companies. That is to protect the interests of creditors in bankruptcy law, should improve the system to ensure the realization of the goal. Through the legal characteristics of affiliated company concept. To explore the types of content, and clear the affiliates with special features from the single company, lay a theoretical foundation for the research on the protection of the interests of creditors of affiliated company the next chapter of bankruptcy.
Special chapter second affiliates bankruptcy protection of creditors' interests. The last chapter of the particularity of the related company based on the analysis, summarizes the related bankruptcy protection of the interests of creditors showing causes special. It is widely used because of company control association between companies and from the relation between existence and as the base of the company law personality principle, making the company more easily through the transfer of benefits associated with such acts to avoid bankruptcy liquidation, the creditors Equity Association more vulnerable. Thus the need for its particularity, take special system to regulate it.
The third chapter of related company bankruptcy creditor protection legal system of foreign law. Because of the particularity of affiliates, countries in the judicial practice in the form of a series of system of a special regulation. This chapter mainly describes the corporate veil, substantive consolidation principle, the principle of equitable subordination, affiliate companies the information disclosure and the board of directors, the fiduciary duty of controlling shareholders related theory and system. I hope through the study of foreign law, to consummate the corresponding system to learn to play the role.
The fourth chapter is system of bankruptcy protection system construction of the status quo of China's legislation and perfection. This chapter on China's Association for bankruptcy protection of creditors' interests in the current system of the sort, affirming its positive meaning at the same time, also made clear the deficiencies and lack of system in some aspects. Based on the reality of our country, and the reference system of foreign countries, and puts forward some suggestions on perfecting the legislation of our country.

【學(xué)位授予單位】：中國政法大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2010
【分類號】：D922.291.91

【引證文獻】

相關(guān)博士學(xué)位論文 前1條

1 邢丹;關(guān)聯(lián)企業(yè)破產(chǎn)法律制度研究[D];吉林大學(xué);2011年

相關(guān)碩士學(xué)位論文 前4條

1 曲俊鵬;破產(chǎn)公司環(huán)境債權(quán)人利益保護研究[D];山東師范大學(xué);2011年

2 劉濟源;論破產(chǎn)分配中的債權(quán)公平居次規(guī)則[D];中國政法大學(xué);2011年

3 董小鋒;關(guān)聯(lián)公司破產(chǎn)中債權(quán)人利益的法律保護[D];蘇州大學(xué);2011年

4 黃譚武;關(guān)聯(lián)企業(yè)外部破產(chǎn)債權(quán)人利益保護研究[D];南昌大學(xué);2012年

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本文編號：1703376