本文選題：異議股東股份回購請求權　切入點：適用情形　出處：《南京大學》2012年碩士論文

【摘要】：異議股東股份回購請求權濫觴于美國法和英國法中的判例制度,其產(chǎn)生的兩個不同淵源決定了該項制度的適用情形包含有公司重大變化和不公平損害兩種類型。同時,異議股東股份回購請求權矯正資本多數(shù)決異化和保護少數(shù)股東利益的制度價值要求其適用情形應當涵蓋資本多數(shù)決異化的兩種表現(xiàn)形式。但異議股東股份回購制度與公司資本制度和公司治理制度之間的沖突又決定了該制度的適用情形必須受到相應的限制。 依照異議股東股份回購請求權的制度價值檢視,自我國《公司法》2005年正式引入異議股東股份回購請求權制度以來,該制度在便利少數(shù)股東退出公司,維護少數(shù)股東利益方面發(fā)揮了重要作用。但受適用情形的制約,異議股東股份回購請求權的適用范圍受到了極大限制,其制度價值在司法實踐中無法得到充分發(fā)揮。針對我國異議股東股份回購請求權適用情形存在的問題,《公司法》應當進行有效回應,對現(xiàn)有適用情形進行完善并適當擴展異議股東股份回購請求權適用情形。兜底條款是擴展異議股東股份回購請求權適用情形的有效立法手段,但應當明確異議股東股份回購請求權適用情形確定標準才能準確適用異議股東股份回購請求權,充分實現(xiàn)其制度價值。 全文共分為引言、正文、結語三個部分。引言部分通過一個案例引出我國異議股東回購請求權適用情形存在的問題,繼而對學界的研究成果進行梳理,明確全文的分析思路。針對異議股東股份回購請求權適用情形問題,文章正文分四章展開討論：第一章主要對異議股東股份回購請求權的淵源以及其與適用情形之間的關系進行研究,分析了異議股東股份回購請求權的淵源對于適用情形的影響；第二章主要論述了異議股東股份回購請求權的制度價值以及其與異議股東股份回購請求權適用情形的關系,指出依照制度價值的要求異議股東股份回購請求權適用情形應涵蓋資本多數(shù)決異化的兩種表現(xiàn)形式。但是,異議股東股份回購請求權制度與公司資本制度和公司治理制度之間的沖突和矛盾又決定了其適用情形必須受到一定的限制；第三章結合司法實踐對我國的異議股東股份回購請求權適用情形進行檢討和反思,提出應在修正現(xiàn)有適用情形規(guī)定的基礎上結合司法實踐增加新的適用情形,并將“其他股東會決議不公平損害少數(shù)股東利益”作為異議股東股份回購請求權適用情形的兜底條款；第四章針對第三章所提出的“其他股東會決議不公平損害少數(shù)股東利益”的兜底條款進行研究,明確異議股東股份回購請求權適用情形確定標準,便利于異議股東股份回購請求權的準確適用。 全文遵循理論聯(lián)系實際的原則,綜合運用了價值分析和實證分析的研究方法,立足中國司法實踐,解釋論與立法論并重,結合異議股東股份回購請求權的制度價值論證了我國異議股東股份回購請求權適用情形存在的不足,提出了應對之策。
[Abstract]:The dispute between shareholder ' s share buyback system and corporate capital system and corporate governance system determines that the application of the system must be limited accordingly .

According to the system value view of the right to buy back the shareholder ' s shares , the system has played an important role in facilitating minority shareholders to withdraw from the company and safeguard the interests of minority shareholders .

This paper is divided into three parts : preface , text and conclusion . The introduction part draws a case out of the problems existing in the application of the right to buy back the shareholder ' s buyback , and then sorts out the research results in the academic field .
The second chapter mainly discusses the value of the system value of the right to buy back the shareholder ' s share buyback and its relationship with the application situation of the right to buy back the shareholder ' s share buyback , and points out that the application of the right to request the shareholder ' s share buyback according to the value of the system should cover the two forms of the split of capital . However , the conflict and contradiction between the system of request for repurchasing and the company ' s capital system and the corporate governance system decide that the application situation must be limited ;
In the third chapter , we review and reflect on the application of the application of the right to buy back the shareholder ' s share buyback in our country in combination with the judicial practice , and put forward that the new application situation should be added in combination with the judicial practice on the basis of the amendment of the existing application situation , and the " other shareholders ' meeting resolution does not harm the interests of minority shareholders " as the sole clause of the application of the right to buy back the shareholder ' s share repurchase request .
In the fourth chapter , according to the provisions of " other shareholders ' meeting resolution unfair harm to minority shareholder ' s interests " proposed in chapter 3 , it is clear that the application situation of shareholder ' s share buyback application condition determines the standard , which is convenient for the accurate application of the right to request the shareholder ' s share buyback claim .

Based on the principles of theory and practice , the paper synthetically applies the research methods of value analysis and empirical analysis , based on the judicial practice of China , explains the theory of interpretation and the theory of legislation , and demonstrates the deficiency of the application of the right to buy back the shareholder ' s share buyback in combination with the system value of the right to buy back the shareholder ' s share buyback , and puts forward the countermeasures .

【學位授予單位】：南京大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：D922.291.91

【引證文獻】

相關碩士學位論文 前1條

1 陳曼;論公司法對中小股東權益的保護[D];中國社會科學院研究生院;2013年

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本文編號：1689181