本文選題：隱名出資　切入點：股東資格　出處：《山東大學(xué)》2013年碩士論文

【摘要】：在現(xiàn)實生活中,有限責(zé)任公司的隱名出資行為非常普遍,已經(jīng)成為各大媒體報導(dǎo)的熱點和學(xué)術(shù)界關(guān)注的焦點。2011年8月30日的《經(jīng)濟參考報》詳細地討論了臺商的隱名出資行為,在電視新聞中隱名出資的報導(dǎo)也經(jīng)常出現(xiàn)。與此同時,在2011年廈門舉辦的“海峽兩岸司法實務(wù)研討會”上,100多名法學(xué)界學(xué)者和司法界的工作人員對公司法相關(guān)的熱點問題進行探討,隱名出資問題再一次成為焦點。 正是基于上述原因,最高人民法院審時度勢及時地出臺了《最高人民法院關(guān)于適用中華人民共和國公司法若干問題的規(guī)定(三)》(下文簡稱為《公司法司法解釋(三)》)。這部司法解釋中,隱名出資的條文無疑是亮點,它從法律上承認了隱名出資行為的存在。但是因為隱名出資行為具有復(fù)雜性,幾個條文并沒有辦法對其進行全面的闡釋。因此,本文欲借《公司法司法解釋(三)》頒布的契機,對隱名出資行為進行更加深刻和全面的探討,以期對司法實踐提供有益的借鑒。 這篇文章可以分為三個部分： 在第一部分中,筆者界定了本文所探討的隱名出資行為的范圍以及這種行為之間產(chǎn)生的法律關(guān)系。隱名出資行為的種類很多,本文采用縮小化的原則,重點討論了有限責(zé)任公司的隱名出資行為。而后對隱名出資的背景、分類和保護的理由進行了詳細的闡述。在闡述法律關(guān)系時,筆者創(chuàng)新性地提出了顯名股東和公司的關(guān)系。 在第二部分中,筆者主要討論了在隱名出資行為中,股東資格應(yīng)該如何認定以及隱名出資風(fēng)險的防范與控制。首先,介紹了隱名出資股東資格確認的學(xué)說以及對各種學(xué)說的評價,然后提出了筆者所支持雙重標準說及其支持理由。在隱名出資風(fēng)險的防范和控制中,筆者首先提出了處理隱名出資糾紛的原則。在原則的指導(dǎo)下,筆者創(chuàng)新性地從事前簽訂典型的隱名出資協(xié)議和事后處理非典型的隱名出資協(xié)議兩個角度討論如何盡量減少隱名出資帶來的風(fēng)險。 在第三部分中,筆者系統(tǒng)的討論了《公司法司法解釋(三)》中有關(guān)隱名出資相關(guān)條文并且提出了隱名出資在社會實踐中應(yīng)用的司法完善。在第四章中,筆者逐條分析新頒布的《公司法司法解釋(三)》的規(guī)定以及這些條款存在的缺陷,從而進一步提出相關(guān)的立法建議,完善我國隱名出資的立法。在本文的最后的部分,筆者提出了隱名出資行為在我國司法實踐中適用的情況和處理案件的步驟。 本文的創(chuàng)新之處在于：在隱名出資關(guān)系中添加了顯名股東和公司之間的關(guān)系；在處理隱名出資人與第三人關(guān)系時,引入了第三人可能為債權(quán)人的概念；把隱名出資行為分為了典型的隱名出資行為與非典型的隱名出資行為,并且以此為角度進一步論述了隱名出資風(fēng)險的防范和控制。
[Abstract]:In real life, the anonymous contribution of limited liability companies is very common and has become a hot topic in various media reports and the focus of academic attention. On August 30, 2011, the Economic reference Journal discussed in detail the anonymous investment behavior of Taiwan businessmen. Reports of anonymous funding also frequently appear in television news. At the same time, In 2011, more than 100 scholars and judicial staff from the judicial circles of the two sides of the Taiwan Strait held a symposium on judicial practice across the Taiwan Strait to discuss the hot issues related to company law, and the issue of anonymous capital contribution once again became the focus. For these reasons, The Supreme people's Court promptly promulgated the provisions of the Supreme people's Court on the Application of the Company Law of the people's Republic of China (3) (hereinafter referred to as "the Judicial interpretation of the Company Law (3))". In this judicial interpretation, There is no doubt that the article of anonymous capital contribution is a bright spot. It recognizes the existence of anonymous capital contribution in law. However, because of the complexity of anonymous capital contribution, several articles can not give a comprehensive explanation to it. This article takes advantage of the opportunity of the promulgation of the Company Law Judicial explanation (3) to make a more profound and comprehensive discussion on the anonymous capital contribution in order to provide useful reference for the judicial practice. This article can be divided into three parts:. In the first part, the author defines the scope of the anonymous capital contribution and the legal relationship between it. The background, classification and protection reasons of anonymous capital contribution are discussed in detail. When the legal relationship is expounded, the author creatively puts forward the relationship between the explicit shareholders and the company. In the second part, the author mainly discusses how shareholders' qualification should be recognized and how to prevent and control the risk of anonymous capital contribution. This paper introduces the theory of qualification confirmation of dormant investment shareholders and the evaluation of various theories, and then puts forward the double standard theory supported by the author and its supporting reasons. First of all, the author puts forward the principles of handling anonymous investment disputes. Under the guidance of the principles, The author innovatively discusses how to minimize the risk of anonymous capital contribution from two angles: signing a typical anonymous investment agreement before signing a typical anonymous investment agreement and dealing with an atypical anonymous contribution agreement after the event. In the third part, the author systematically discusses the relevant provisions of the Company Law Judicial interpretation (3) and puts forward the judicial perfection of anonymous capital contribution in social practice. The author analyzes the provisions of the newly promulgated Judicial interpretation of Company Law (3) and the defects of these provisions, and then puts forward some relevant legislative suggestions to perfect the legislation of anonymous capital contribution in our country. In the last part of this paper, The author puts forward the application of anonymous capital contribution in China's judicial practice and the steps to deal with cases. The innovation of this paper lies in the addition of the relationship between the explicit shareholders and the company in the anonymous capital contribution relationship, the introduction of the concept that the third party may be the creditor when dealing with the relationship between the anonymous investor and the third party. This paper divides the anonymous investment behavior into typical anonymous investment behavior and atypical anonymous capital contribution behavior, and further discusses the prevention and control of anonymous capital contribution risk from this point of view.
【學(xué)位授予單位】：山東大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：D922.291.91

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